LENOX BANCORP INC
SC 13G, 1998-02-17
SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED
Previous: OAK HILL FINANCIAL INC, SC 13D, 1998-02-17
Next: SONICS & MATERIALS INC, 10QSB, 1998-02-17



                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549


                                  SCHEDULE 13G


                    UNDER THE SECURITIES EXCHANGE ACT OF 1934
                               (AMENDMENT NO. __)*



                               Lenox Bancorp, Inc.
- --------------------------------------------------------------------------------
                                (NAME OF ISSUER)



                                  Common Stock
- --------------------------------------------------------------------------------
                         (TITLE OF CLASS OF SECURITIES)



                                   526253 10 9
- --------------------------------------------------------------------------------
                                 (CUSIP NUMBER)


*THE  REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING  PERSON'S
INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND
FOR ANY  SUBSEQUENT  AMENDMENT  CONTAINING  INFORMATION  WHICH  WOULD  ALTER THE
DISCLOSURES PROVIDED IN A PRIOR COVER PAGE.

THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED
TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE  SECURITIES  EXCHANGE  ACT OF
1934 ("ACT") OR OTHERWISE  SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT
BUT  SHALL BE  SUBJECT  TO ALL OTHER  PROVISIONS  OF THE ACT  (HOWEVER,  SEE THE
NOTES).


                        (CONTINUED ON FOLLOWING PAGE(S))

                                Page 1 of 4 Pages


<PAGE>





 CUSIP NO. 526253 10 9               13G                 Page 2 of 4 Pages
- --------------------------------------------------------------------------------
 1      NAME OF REPORTING PERSONS
        S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

        J. David Rosenberg
- --------------------------------------------------------------------------------
 2      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*          (a)   [ ]
                                                                   (b)   [X]

- --------------------------------------------------------------------------------
 3      SEC USE ONLY


- --------------------------------------------------------------------------------
 4      CITIZENSHIP OR PLACE OF ORGANIZATION

           United States of America
- --------------------------------------------------------------------------------

                    5      SOLE VOTING POWER

   NUMBER OF                21,200 shares at 12/31/97 (20,000 shares at 2/17/98)
    SHARES          ------------------------------------------------------------
 BENEFICIALLY       6      SHARED VOTING POWER
   OWNED BY
     EACH                    0
   REPORTING        ------------------------------------------------------------
  PERSON WITH       7      SOLE DISPOSITIVE POWER

                            21,200 shares at 12/31/97 (20,000 shares at 2/17/98)
                    ------------------------------------------------------------
                    8      SHARED DISPOSITIVE POWER

                             0
- --------------------------------------------------------------------------------
 9      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

           21,200 shares at 12/31/97 (20,000 shares at 2/17/98)
- --------------------------------------------------------------------------------
10      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


- --------------------------------------------------------------------------------
11      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

           5.2% at 12/31/97 (4.9% at 2/17/98)
- --------------------------------------------------------------------------------
12      TYPE OF REPORTING PERSON*

             IN
- --------------------------------------------------------------------------------


                      *SEE INSTRUCTIONS BEFORE FILLING OUT!


<PAGE>



                                                               Page 3 of 4 Pages


ITEM 1(a)      Name of Issuer:     Lenox Bancorp, Inc.

     1(b)      Address of Issuer's Principal Executive Office:

               5255 Beech Street
               St. Bernard, Ohio 45217

     2(a)      Name of Persons Filing: J. David Rosenberg

     2(b)      Address of Principal Business Office:

               3436 Vista Avenue
               Cincinnati, Ohio 45208

     2(c)      Citizenship: U.S.A.

     2(d)      Title of Class of Securities: Common Stock, without Par Value

     2(e)      CUSIP No.: 526253 10 9

     3.   If this  Statement  is Filed  Pursuant to Rules  13d-1(b) or 13d-2(b),
          check whether the Person Filing is a: N/A

     4.   Ownership:

          (a)  Amount  Beneficially  Owned: On December 31, 1997 the undersigned
               Reporting  Person owned  21,200  shares of Common Stock of Issuer
               representing  5.2% of the  shares  of such  class  of  securities
               outstanding  as of such  date,  necessitating  the filing of this
               Schedule  13G.  All  shares  owned by the  undersigned  Reporting
               Person were acquired  between July, 1996 and August 15, 1997, and
               constituted less than 5% of the then outstanding shares of Common
               Stock of Issuer. On August 19, 1997, Issuer announced that it had
               been  authorized to  repurchase up to 5% of the Issuer's  425,677
               outstanding  shares;  and on November 14, 1997 Issuer reported on
               its Form  10-QSB  that  there were  409,542  shares of its Common
               Stock  outstanding.  (Such  Form  10-QSB  is  the  most  recently
               available  filing  by Issuer  with the  Securities  and  Exchange
               Commission.)  Based  upon the  number  of  outstanding  shares of
               Issuer reported on its November 14, 1997 Form 10-QSB,  the 21,200
               shares of Issuer  owned by the  undersigned  Reporting  Person at
               December 31, 1997 constituted  5.2% of the outstanding  shares of
               such class of securities at such date.


<PAGE>



                                                               Page 4 of 4 Pages


               Subsequent to December 31, 1997, the undersigned Reporting Person
               sold   1,200   shares   of   Common   Stock  of   Issuer   in  an
               over-the-counter transaction through a standard brokerage account
               maintained  by the  undersigned  Reporting  Person  reducing  his
               ownership of Common Stock of Issuer to 20,000 shares representing
               4.9% of the outstanding shares of such class of securities.

          (b)  Percent of Class: The undersigned  Reporting Person owned 5.2% of
               the  Common  Stock of Issuer  on  December  31,  1997 and 4.9% on
               February 17, 1998. See Item 4(a) above.

          (c)  The undersigned Reporting Person has (i) sole power to vote or to
               direct  the vote of 21,200  shares  of Common  Stock of Issuer at
               December 31, 1997,  and 20,000 shares at February 17, 1998;  (ii)
               shared  power to vote or to direct the vote of zero (0) shares at
               December 31, 1997 and at February  17, 1998;  (iii) sole power to
               dispose or direct the  disposition  of 21,200  shares at December
               31, 1997, and 20,000 shares at February 17, 1998; and (iv) shared
               power to dispose or to direct the  disposition of zero (0) shares
               at  December  31, 1997 and at February  17,  1998.  See Item 4(a)
               above.

     5.   Ownership of 5% or less of class:    [X]

          See  Item 4(a) above.

     6.   Ownership of more than 5% on behalf of another person: N/A

     7.   Identification and classification of the subsidiary which acquired the
          security being reported by the parent holding company: N/A

     8.   Identification and classification of members of the group: N/A

     9.   Notice of dissolution of group:    N/A



<PAGE>



     10.  Certification: N/A



     After  reasonable  inquiry and to the best of my  knowledge  and belief,  I
certify that the information  set forth in this statement is true,  complete and
correct.



Date:February 17, 1998                       /s/J. David Rosenberg
                                             --------------------------------
                                                J. David Rosenberg



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission