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Previous: META GROUP INC, SC 13G, 1999-02-16 |
Next: NORDIC AMERICAN TANKER SHIPPING LTD, SC 13G/A, 1999-02-16 |
<TABLE>
<C> <C>
<PAGE> PAGE 1
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
Report for the Calendar Year or Quarter Ended: 12/31/98
Institutional Investment Manager:
DFS ADVISORS LLC
75 STATE STREET
BOSTON MA 02109
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: DFS ADVISORS LLC
Report for the Calendar Year or Quarter Ended: 12/31/98
Institutional Investment Manager: DFS Advisors LLC
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Michael DiCarlo, Member
(617) 261-2222
Signature, Place and Date of Signing:
/s/ Michael DiCarlo
Boston, Massachusetts
2/12/98
Other Managers on Whose Behalf this Report is Filed:
None
Managers Reporting on Behalf of Reporting Manager:
None
<PAGE> PAGE 2
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: DFS ADVISORS LLC
Name, Title and Telephone Number of Person Submitting Report:
MICHAEL DICARLO MEMBER (617)261-2222
Signature, Place and Date of Signing:
/s/ MICHAEL DICARLO BOSTON MA 2/12/99
<PAGE> PAGE 3
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
TA GENERAL CORP COM 237688 10 6 822 50,000 X
LPHI INFORMATION SYSTEMS COM 247171 20 0 221 26,000 X
P COMMUNICATIONS COM 23332K 10 6 306 20,000 X
RA PHARMACEUTICALS INC COM 26632S 10 9 456 30,000 X
</TABLE>
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