UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-KSB/A
(Mark One)
[ X ] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended September 30, 1998
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission file number 1-14072
PEN INTERCONNECT, INC.
(Exact name of small business issuer as specified in its charter)
UTAH 87-0430260
(State or other jurisdiction (I.R.S. Employer Identification No)
of incorporation or organization)
2351 South 2300 West, Salt Lake City, UT 84119
(Address of Principal Executive Offices) (Zip Code)
(801) 973-6090
(Issuer's telephone number)
Securities registered under Section 12(b) of the Exchange Act:
Common Stock, par value $0.01 per share
Common Stock Warrants
Check whether the issuer (1) filed all reports required to be filed
by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for
such shorter period that the registrant was required to file such reports), and
(2) has been subject to such filing requirements for the past 90 days.
Yes X No
Check if there is no disclosure of delinquent filers in response to
Item 405 of Regulation S-B contained in this form, and no disclosure will be
contained, to the best of registrant's knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form 10-KSB
or any amendment to this Form 10-KSB. X check
State issuer's revenues for its most recent fiscal year. $17,091,432
As of December 16, 1998, there were 6,068,481 shares of the Issuer's
common stock, par value $0.01, issued and outstanding. The aggregate market
value of the Issuer's voting stock held by non-affiliated of the Issuer was
approximately $8,396,384 computed at the closing quotation for the Issuer's
common stock of $1.563 as of January 11, 1999.
DOCUMENTS INCORPORATED BY REFERENCE
Definitive Proxy Statement for the Annual Meeting of Shareholders to
be held in 1999.
<PAGE>
This amendment to the Form 10-KSB/A to the Company's annual
report for the fiscal year ended September 30, 1998 is being filed to
include Schedule 23.1, the Consent of Grant Thornton LLP, which was
inadvertently not included in the original filing.
SCHEDULE 23.1
CONSENT
We have issued our report dated January 12, 1999, accompanying the financial
statements of Pen Interconnect, Inc. appearing in the 1998 Annual Report on Form
10-KSB for the year ended September 30, 1998. We hereby consent to the
incorporation by reference of the aforementioned report in the Registration
Statements of Pen Interconnect, Inc. on Forms S-3 (File No. 33-96444-D),
effective August 4, 1997; File No. 333-29927, effective August 29, 1997; File
No. 333-297, effective February 5, 1998; and File No. 333-06451, effective
August 31, 1998 and amended October 2, 1998) and on Form S-8 (File No. 333-2618,
effective March 22, 1996).
GRANT THORNTON LLP
Salt Lake City, Utah
January 12, 1999
