<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND
(c) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2
(Amendment No._____)*
The Petersen Companies, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Class A Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
716335 10 4
- --------------------------------------------------------------------------------
(CUSIP Number)
-----------------------
- ----------------------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 55 Pages
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 2 OF 55 PAGES
- -------------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Willis Stein & Partners, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 36-4049391
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 3 OF 55 PAGES
- -------------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Willis Stein & Partners, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 36-4046633
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
00 (limited liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 4 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
John R. Willis
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 5 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Avy H. Stein
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 6 OF 55 PAGES
- ------------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Beth F. Johnston
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 7 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Daniel M. Gill
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 8 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Daniel H. Blumenthal
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
7,209,409
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
7,209,409
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209,409
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
26.5%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 9 OF 55 PAGES
- ------------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
James D. Dunning, Jr.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 1,094,074
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 1,094,074
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
1,094,074
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
4.0%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 10 OF 55 PAGES
- -------------------------- ---------------------
================================================================================
NAME OF REPORTING PERSON
1
Petersen Properties
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only):
95-1601319
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
3,604,705
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
3,604,705
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
3,604,705
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
13.3%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ----------------------
CUSIP NO. 716335 10 4 13G PAGE 11 OF 55 PAGES
- -------------------------- ----------------------
================================================================================
NAME OF REPORTING PERSON
1
Robert E. Petersen
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
3,604,705
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
3,604,705
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
3,604,705
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
13.3%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ----------------------
CUSIP NO. 716335 10 4 13G PAGE 12 OF 55 PAGES
- -------------------------- ----------------------
================================================================================
NAME OF REPORTING PERSON
1
Thomas J. Strauss
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF
7,209
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING
7,209
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
7,209
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.03%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 13 OF 55 PAGES
- -------------------------- ---------------------
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Irwin Bard
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 72,094
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 72,094
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
72,094
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.3%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 14 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Bernard Shavitz
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 21,628
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 21,628
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
21,628
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.08%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 15 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
D. Claeys Bahrenburg
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 575,159
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 575,159
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
575,159
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.1%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 16 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Neal Vitale
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 549,455
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 549,455
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
549,455
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.0%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 17 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Richard S Willis
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 175,486
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 175,486
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
175,486
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.65%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 18 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
John Dianna
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 29,389
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 29,389
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
29,389
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.1%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 19 OF 55 PAGES
- -------------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Richard P. Lague
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 29,389
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 29,389
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
29,389
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.1%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 20 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Paul J. Tzimoulis
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 29,389
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 29,389
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
29,389
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.1%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 21 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
David Myers
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 14,695
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 14,695
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
14,695
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.05%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 22 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Ken Elliott
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 22,180
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 22,180
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
22,180
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.08%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 23 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Lee Kelley
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 16,412
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 16,412
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
16,412
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.06%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 24 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Michael Borchetta
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 14,971
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 14,971
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
14,971
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.06%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 25 OF 55 PAGES
- -------------------------- ---------------------
================================================================================
NAME OF REPORTING PERSON
1
Justin McCormack
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 29,389
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 29,389
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
29,389
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.1%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 26 OF 55 PAGES
- -------------------------- ---------------------
================================================================================
NAME OF REPORTING PERSON
1
James R. Guthrie
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 28,079
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 28,079
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
28,079
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.1%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 27 OF 55 PAGES
- -------------------------- ---------------------
================================================================================
NAME OF REPORTING PERSON
1
Charlotte Ann Perkins
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 20,214
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 20,214
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
20,214
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.07%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 28 OF 55 PAGES
- -------------------------- ---------------------
================================================================================
NAME OF REPORTING PERSON
1
Amy P. Wilkins
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- --------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- --------------------------------------------------------------------------------
SEC USE ONLY
3
- --------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citzen
- --------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 21,525
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 21,525
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
21,525
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- --------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.08%
- --------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 29 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Nassau Capital Partners II, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 22-3487398
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
717,376
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
717,376
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
717,376
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.6%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 29 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 30 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Nassau Capital, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 22-3341247
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
717,376
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
717,376
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
717,376
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.6%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO (limited Liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 30 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 31 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
NAS Partners I, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 22-3380204
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 3,565
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 3,565
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
3,565
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.01%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO (limited liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 31 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 32 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
BankAmerica Investment Corporation
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 2,595,387
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 2,595,387
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
2,595,387
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
8.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 32 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 33 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
CIVC Partners II
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 288,376
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 288,376
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
288,376
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
1.1%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 33 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 34 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
CIBC WG Argosy Merchang Fund 2, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 1,802,352
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
None
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 1,802,352
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
None
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
1,802,352
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.2%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO (limited liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 34 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 35 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Norwest Equity Capital, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 41-1814661
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Minnesota
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
720,941
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
720,941
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
720,941
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO (limited liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 35 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 36 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Itasca NEC, L.L.C.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 41-1815097
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Minnesota
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
720,941
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
720,941
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
720,941
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO (limited liability company)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 37 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
Daniel J. Haggerty
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
720,941
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
720,941
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
720,941
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 37 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 38 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
John E. Lindahl
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
720,941
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
720,941
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
720,941
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 38 of 55 Pages
<PAGE>
- ----------------------- ---------------------
CUSIP NO. 716335 10 4 13G PAGE 39 OF 55 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1
George J. Still, Jr.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
720,941
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
720,941
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
720,941
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 39 of 55 Pages
<PAGE>
CUSIP No. 716335 10 4 SCHEDULE 13G
Item 1(a). Name of Issuer:
The Petersen Companies, Inc.
Item 1(b). Name of Issuer's Principal Executive Offices:
6420 Wilshire Boulevard
Los Angeles, California 90048
Item 2(a)-(e).
Pursuant to Rule 13d-1(f)(1)-(2) of Regulation 13D-G of the
General Rules and Regulations under the Exchange Act, this Schedule
13G is filed on behalf of certain persons identified below (the
"Reporting Persons") who, pursuant to Rule 13d-5(b)(1), may be
deemed as a group to have acquired beneficial ownership of the Class
A Common Stock, par value $.01 per share (the "Class A Common"), of
The Petersen Companies, Inc., a Delaware corporation (the
"Company"), as a result of such persons being signatories to a
Securityholders Agreement, dated as of September 30, 1996, as
amended by Amendment No. 1 to Securityholders Agreement, dated as of
September 30, 1997, among the signatories thereto and the Company
(the "Securityholders Agreement"). The Securityholders Agreement is
hereby incorporated by reference to Exhibit 10.7 to Petersen
Publishing Company's Registration Statement on Form S-4
(Registration No. 333-18017) and Exhibit 10.3 to the Company's
Quarterly Report on Form 10-Q for the quarterly period ended
September 30, 1997.
Although the Reporting Persons are making this joint filing,
neither the act of this filing nor anything contained herein shall
be deemed to be an admission by the Reporting Persons that a group
exists within the meaning of the Exchange Act.
The names and the principal business address of the Reporting
Persons are listed below. All of the individuals listed below are
citizens of the United States of America. Each Reporting Person
beneficially owns shares of Class A Common or shares of Class B
Common Stock, par value $.01 per share (the "Class B Common"). The
Class B Common is convertible on a share for share basis into shares
of Class A Common at the option of the holder thereof under certain
circumstances. CUSIP Number for the Class A Common is No.
716335 10 4.
Page 40 of 55 Pages
<PAGE>
CUSIP No. 716335 10 4 SCHEDULE 13G
Name Address
- ---- -------
John R. Willis 227 West Monroe Street, Suite 4300
Chicago, Illinois 60606
Avy H. Stein 227 West Monroe Street, Suite 4300
Chicago, Illinois 60606
Beth F. Johnston 227 West Monroe Street, Suite 4300
Chicago, Illinois 60606
Daniel M. Gill 227 West Monroe Street, Suite 4300
Chicago, Illinois 60606
Daniel H. Blumenthal 227 West Monroe Street, Suite 4300
Chicago, Illinois 60606
James D. Dunning, Jr. 110 Fifth Avenue
New York, New York 10011
Thomas J. Strauss 145 Central Park West
New York, New York 10023
Irwin Bard 1 Huckberry Lane
Oyster Bay, New York 11771
Bernard Shavitz 7777 Afton Court
Boca Raton, Florida 33433
D. Claeys Bahrenburg 110 Fifth Avenue
New York, New York 10011
Neal Vitale 6420 Wilshire Boulevard
Los Angeles, California 90048
Richard S Willis 6420 Wilshire Boulevard
Los Angeles, California 90048
John Dianna 6420 Wilshire Boulevard
Los Angeles, California 90048
Richard P. Lague 6420 Wilshire Boulevard
Los Angeles, California 90048
Paul J. Tzimoulis 6420 Wilshire Boulevard
Los Angeles, California 90048
David Myers 6420 Wilshire Boulevard
Los Angeles, California 90048
Ken Elliott 6420 Wilshire Boulevard
Los Angeles, California 90048
Page 41 of 55 Pages
<PAGE>
CUSIP No. 716335 10 4 SCHEDULE 13G
Name Address
- ---- -------
Lee Kelley 6420 Wilshire Boulevard
Los Angeles, California 90048
Michael Borchetta 110 Fifth Avenue
New York, New York 10011
Justin McCormack 6420 Wilshire Boulevard
Los Angeles, California 90048
James R. Guthrie 110 Fifth Avenue
New York, New York 10011
Charlotte Ann Perkins 110 Fifth Avenue
New York, New York 10011
Amy P. Wilkins 110 Fifth Avenue
New York, New York 10011
Robert E. Petersen 6420 Wilshire Boulevard
Los Angeles, California 90048
Daniel J. Haggerty 2800 Piper Jaffray Tower
222 South Ninth Street
Minneapolis, Minnesota 55402-3388
John E. Lindahl 2800 Piper Jaffray Tower
222 South Ninth Street
Minneapolis, Minnesota 55402-3388
George J. Still, Jr. 2800 Piper Jaffray Tower
222 South Ninth Street
Minneapolis, Minnesota 55402-3388
The names and principal business addresses of the corporations,
partnerships and limited liability companies that are Reporting
Persons are as follows:
Willis Stein & Partners, L.P., is a limited partnership organized
under the laws of the State of Delaware. Willis Stein & Partners,
L.L.C. is a limited liability company organized under the laws of the
State of Delaware. The principal executive office of each is located
at 227 West Monroe Street, Suite 4300, Chicago, Illinois 60606.
Petersen Properties is a corporation organized under the laws of
the State of California. The principal executive office of Petersen
Properties is located at 6420 Wilshire Boulevard, Los Angeles,
California 90048.
Page 42 of 55 Pages
<PAGE>
CUSIP No. 716335 10 4 SCHEDULE 13G
Nassau Capital Partners II, L.P. is a limited partnership
organized under the laws of the State of Delaware. Nassau Capital,
L.L.C. is a limited liability company organized under the laws of the
State of Delaware. NAS Partners I, L.L.C. is a limited liability
company organized under the laws of the State of Delaware. The
principal executive office of each is located at 22 Chambers Street,
Princeton, New Jersey 08542.
BankAmerica Investment Corporation is a corporation organized
under the laws of the State of Delaware. CIVC Partners II is a general
partnership organized under the laws of the State of Delaware. The
principal executive office of each is located at 231 South LaSalle
Street, Chicago, Illinois 60697.
CIBC WG Argosy Merchant Fund 2, L.L.C. is a limited liability
company organized under the laws of the State of Delaware and its
principal executive office is located at 425 Lexington Avenue, 3rd
Floor, New York, New York 10017.
Norwest Equity Capital, L.L.C. is a limited liability company
organized under the laws of the State of Minnesota. Itasca NEC, L.L.C.
is a limited liability company organized under the laws of the State
of Minnesota. The principal executive office of each is located at
2800 Piper Jaffray Tower, 222 South Ninth Street, Minneapolis,
Minnesota 55402-3388.
Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
check whether the person filing is a:
Not applicable.
Item 4(a)-(c).Ownership:
Although each Reporting Person disclaims beneficial ownership of
any shares of Class A Common beneficially owned by each other
Reporting Person, pursuant to the Exchange Act and the regulations
thereunder, the Reporting Persons may be deemed as a group to have
acquired beneficial ownership of 25,820,846 shares of Class A Common
(including 7,736,290 shares issuable upon the conversion of the Class
B Common), the aggregate number of shares of Class A Common which are
subject to the terms of the Securityholders Agreement, representing
76.3% of the outstanding Class A Common as of December 31, 1997
(giving effect to the conversion of 7,736,290 shares of Class B
Common).
Unless otherwise specifically noted, all of the percentages
calculated in this Schedule 13G are based upon an aggregate of
27,172,974 shares of Class A Common outstanding as of October 1, 1997,
as disclosed in the
Page 43 of 55 Pages
<PAGE>
Company's Prospectus filed on October 2, 1997 with the Securities and
Exchange Commission.
Each person named in response to Item 2 hereof has, as of December 31,
1997, sole or shared power to vote or to direct the vote and sole or
shared power to dispose or to direct the disposition of the Class A
Common as set forth in the following table.
<TABLE>
<CAPTION>
Shares Percent
Beneficially of
Reporting Person Owned Class Voting Power Dispositive Power
- --------------------------------- ------------ ------- ------------------------ -----------------------
Sole Shared Sole Shared
--------- --------- --------- ---------
<S> <C> <C> <C> <C> <C> <C>
Willis Stein & Partners, L.P........... 7,209,409 26.5% -- 7,209,409 -- 7,209,409
Willis Stein & Partners, L.L.C.(1)..... 7,209,409 26.5% -- 7,209,409 -- 7,209,409
John R. Willis(2)...................... 7,209,409 26.5% -- 7,209,409 -- 7,209,409
Avy H. Stein(2)........................ 7,209,409 26.5% -- 7,209,409 -- 7,209,409
Beth F. Johnston(2).................... 7,209,409 26.5% -- 7,209,409 -- 7,209,409
Daniel H. Blumenthal(2)................ 7,209,409 26.5% -- 7,209,409 -- 7,209,409
Daniel M. Gill(2)...................... 7,209,409 26.5% -- 7,209,409 -- 7,209,409
James D. Dunning, Jr.(3)............... 1,094,074 4.0% 1,094,074 -- 1,094,074 --
Petersen Properties.................... 3,604,705 13.3% -- 3,604,705 -- 3,604,705
Robert E. Petersen(4).................. 3,604,705 13.3% -- 3,604,705 -- 3,604,705
Thomas J. Strauss...................... 7,209 * 7,209 -- 7,209 --
Irwin Bard............................. 72,094 * 72,094 -- 72,094 --
Bernard Shavitz........................ 21,628 * 21,628 -- 21,628 --
D. Claeys Bahrenburg................... 575,159 2.1% 575,159 -- 575,159 --
Neal Vitale............................ 549,455 2.0% 549,455 -- 549,455 --
Richard S Willis(5).................... 175,486 * 175,486 -- 175,486 --
John Dianna............................ 29,389 * 29,389 -- 29,389 --
Richard P. Lague....................... 29,389 * 29,389 -- 29,389 --
Paul J. Tzimoulis...................... 29,389 * 29,389 -- 29,389 --
David Myers............................ 14,695 * 14,695 -- 14,695 --
Ken Elliott............................ 22,180 * 22,180 -- 22,180 --
Lee Kelley............................. 16,412 * 16,412 -- 16,412 --
Michael Borchetta...................... 14,971 * 14,971 -- 14,971 --
</TABLE>
Page 44 of 55 Pages
<PAGE>
CUSIP NO.716335 10 4 SCHEDULE 13G
<TABLE>
<CAPTION>
Shares Percent
Beneficially of
Reporting Person Owned Class Voting Power Dispositive Power
- --------------------------------- ------------ ------- ---------------------- ----------------------
Sole Shared Sole Shared
------- --------- ------ ----------
<S> <C> <C> <C> <C> <C> <C>
Justin McCormack........................ 29,389 * 29,389 -- 29,389 --
James R. Guthrie........................ 28,079 * 28,079 -- 28,079 --
Charlotte Ann Perkins................... 20,214 * 20,214 -- 20,214 --
Amy P. Wilkins.......................... 21,525 * 21,525 -- 21,525 --
Nassau Capital Partners II, L.P......... 717,376 2.6% -- 717,376 -- 717,376
Nassau Capital, L.L.C.(6)............... 717,376 2.6% -- 717,376 -- 717,376
NAS Partners I, L.L.C................... 3,565 * -- 3,565 -- 3,565
BankAmerica Investment
Corporation(7)........................ 2,595,387 8.7% -- 2,595,387 -- 2,595,387
CIVC Partners II(7)..................... 288,376 1.1% -- 288,376 -- 288,376
CIBC WG Argosy Merchant Fund 2,
L.L.C.(7)............................ 1,802,352 6.2% -- 1,802,352 -- 1,802,352
Norwest Equity Capital, L.L.C........... 720,941 2.7% -- 720,941 -- 720,941
Itasca NEC, L.L.C.(8)................... 720,941 2.7% -- 720,941 -- 720,941
Daniel J. Haggerty(9)................... 720,941 2.7% -- 720,941 -- 720,941
John E. Lindahl(9)...................... 720,941 2.7% -- 720,941 -- 720,941
George J. Still, Jr.(9)................. 720,941 2.7% -- 720,941 -- 720,941
</TABLE>
- -----------------------
*Less than one percent.
(1) Willis Stein & Partners, L.L.C. is the sole general partner of Willis Stein
& Partners, L.P., which is the record holder of 7,209,409 shares of Class A
Common. As a result, Willis Stein & Partners, L.L.C. may be deemed to have
shared voting and dispositive power with respect to such shares.
(2) Each of these Reporting Persons is a member of Willis Stein & Partners,
L.L.C., which is the sole general partner of Willis Stein & Partners, L.P.
As a result, such Reporting Persons may be deemed to have shared voting and
dispositive power with respect to such shares.
(3) Includes 14,418 shares of Class A Common held in trust for the benefit of
Mr. Dunning's children.
(4) Mr. Robert E. Petersen is the President and Chief Executive Officer and is
a beneficiary under a trust which is the sole stockholder of Petersen
Properties. As a result, Mr. Petersen may be deemed to have shared voting
and dispositive power with respect to such shares.
(5) Mr. Richard S Willis is not related in any manner to Willis Stein &
Partners, L.P., Willis Stein & Partners, L.L.C. or John R. Willis.
(6) Nassau Capital Partners II, L.P. is the record owner of 717,376 shares of
Class A Common. Nassau Capital, L.L.C. as the sole general partner of
Nassau Capital Partners II, L.P. may be deemed to be the beneficial owner
of such shares. John G. Quigley, Randall A. Hack, Jonathan A. Sweemer and
Robert L. Honstein are members of Nassau Capital, L.L.C., and in such
capacity may be deemed to share beneficial ownership of any shares
beneficially owned by Nassau Capital, L.L.C., but disclaim any such
beneficial ownership. John G. Quigley and Randall A. Hack are also members
of NAS Partners I, L.L.C., which owns 3,565 shares of Class A Common, and
in such capacity may
Page 45 of 55 Pages
<PAGE>
be deemed to share beneficial ownership of any shares beneficially owned by
NAS Partners I, L.L.C., but disclaim any such beneficial ownership.
(7) Reflects shares of Class B Common held by such entity.
(8) Itasca NEC, L.L.C. is the sole managing member of Norwest Equity Capital,
L.L.C., which is the record holder of 720,941 shares of Class A Common.
(9) Each of the Reporting Persons is a managing member of Itasca NEC, L.L.C.,
the managing member of Norwest Equity Capital, L.L.C. As a result, such
Reporting Persons may be deemed to have shared voting and dispositive power
with respect to such shares.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
See response to Item 4.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company:
Not applicable.
Item 8. Identification and Classification of Members of the Group:
This Schedule 13G is being filed by a group pursuant to Rule 13d-1(c).
See Exhibit D attached hereto for the identity of each member of the
group.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
Not applicable.
Page 46 of 55 Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Date: February 17, 1998 Willis Stein & Partners, L.P.
By: Willis Stein & Partners, L.L.C.
Its: General Partner
By: /s/ Daniel H. Blumenthal
------------------------------------
Name: Daniel H. Blumenthal
Its: Managing Director
Willis Stein & Partners, L.L.C.
By: /s/ Daniel H. Blumenthal
------------------------------------
Name: Daniel H. Blumenthal
Its: Member
By: /s/ Daniel H. Blumenthal
------------------------------------
Name: Daniel H. Blumenthal
Attorney-in-Fact for the Following
Reporting Persons:
John R. Willis
Avy H. Stein
Beth F. Johnston
Daniel H. Blumenthal
Daniel M. Gill
By: /s/ Richard S Willis
------------------------------------
Name: Richard S Willis
Attorney-in-Fact for the Following
Reporting Persons:
Petersen Properties
Robert E. Petersen
James D. Dunning, Jr.
Thomas J. Strauss
Irwin Bard
Bernard Shavitz
D. Claeys Bahrenburg
Neal Vitale
Richard S Willis
John Dianna
Richard P. Lague
Page 47 of 55 Pages
<PAGE>
CUSIP No. 716335 10 4 SCHEDULE 13G
Paul J. Tzimoulis
David Myers
Ken Elliott
Lee Kelley
Michael Borchetta
Justin McCormack
James R. Guthrie
Charlotte Ann Perkins
Amy P. Wilkins
Nassau Capital Partners II, L.P.
Nassau Capital L.L.C.
NAS Partners I, L.L.C.
BankAmerica Investment Corporation
CIVC Partners II
CIBC WG Argosy Merchant Fund 2, L.L.C.
Norwest Equity Capital, L.L.C.
Itasca NEC, L.L.C.
Daniel J. Haggerty
George J. Still, Jr.
John E. Lindahl
- --------------------
*In accordance with Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General
Rules and Regulations under the Exchange Act, this Schedule 13G is filed
pursuant to an agreement among the above listed parties, which is attached
hereto as Exhibit B. The form of Powers of Attorney signed by each of the above
listed parties authorizing Daniel H. Blumenthal or Richard S Willis, as the case
may be, to act on their behalf are attached hereto as Exhibit C.
Page 48 of 55 Pages
<PAGE>
Exhibit A
---------
AGREEMENT REGARDING THE JOINT FILING OF
SCHEDULE 13G
_____________________
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to
which this Exhibit is attached, and such Schedule 13G is filed on behalf of each
of them; and
(ii) Each of them is responsible for the timely filing of such
Schedule 13G and any amendments thereto, and for the completeness and accuracy
of the information concerning such person contained therein; but none of them is
responsible for the completeness or accuracy of the information concerning the
other persons making the filing, unless such person knows or has reason to
believe that such information is inaccurate.
Date: February 17, 1998 Willis Stein & Partners, L.P.
By: Willis Stein & Partners, L.L.C.
Its: General Partner
By: /s/ Daniel H. Blumenthal
----------------------------------
Name: Daniel H. Blumenthal
Its: Managing Director
Willis Stein & Partners, L.L.C.
By: /s/ Daniel H. Blumenthal
----------------------------------
Name: Daniel H. Blumenthal
Its: Member
By: /s/ Daniel H. Blumenthal
----------------------------------
Name: Daniel H. Blumenthal
Attorney-in-Fact for the
Following Reporting Persons:
John R. Willis
Avy H. Stein
Beth F. Johnston
Daniel H. Blumenthal
Daniel M. Gill
By: /s/ Richard S Willis
----------------------------------
Name: Richard S Willis
Attorney-in-Fact for the
Following Reporting Persons:
Page 49 of 55 Pages
<PAGE>
Petersen Properties
Robert E. Petersen
James D. Dunning, Jr.
Thomas J. Strauss
Irwin Bard
Bernard Shavitz
D. Claeys Bahrenburg
Neal Vitale
Richard S Willis
John Dianna
Richard P. Lague
Paul J. Tzimoulis
David Myers
Ken Elliott
Lee Kelley
Michael Borchetta
Justin McCormack
James R. Guthrie
Charlotte Ann Perkins
Amy P. Wilkins
Nassau Capital Partners II, L.P.
Nassau Capital L.L.C.
NAS Partners I, L.L.C.
BankAmerica Investment Corporation
CIVC Partners II
CIBC WG Argosy Merchant Fund 2,
L.L.C.
Norwest Equity Capital, L.L.C.
Itasca NEC, L.L.C.
Daniel J. Haggerty
George J. Still, Jr.
John E. Lindahl
Page 50 of 55 Pages
<PAGE>
Exhibit B
---------
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby
constitutes and appoints Daniel H. Blumenthal, Richard S Willis and Dennis M.
Myers, and each of them, as the true and lawful attorney or attorneys-in-fact,
with full power of substitution and revocation, for the undersigned and in the
name, place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section 13
of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with
respect to the beneficial ownership of Class A Common Stock, par value $0.01 per
share, of The Petersen Companies, Inc., including, without limitation, all
statements on Schedule 13G and all amendments thereto, all joint filing
agreements pursuant to Rule 13d-1(f)(iii) under the Exchange Act in connection
with such statements, and any and all other documents that may be required, from
time to time, to be filed with the Securities and Exchange Commission, to
execute any and all amendments or supplements to any such statements or forms,
and to file the same, with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange Commission, granting to
said attorney or attorneys-in-fact, and each of them, full power and authority
to do so and perform each and every act and thing requisite and necessary to be
done in and about the premises, as fully to all intents and purposes as the
undersigned might or could do in person, hereby ratifying and confirming all
that said attorney or attorneys-in-fact, and each of them, in serving in such
capacity at the request of the undersigned, are not assuming any of the
responsibilities of the undersigned to comply with the Section 13 of the
Exchange Act or any other legal requirement. This Power of Attorney shall
remain in effect until revoked in writing by the undersigned.
PETERSEN PROPERTIES BANKAMERICA INVESTMENT CORPORATION
By: /s/ Robert E. Petersen By: /s/ Christopher J. Perry
- ------------------------------- --------------------------------
Name: Robert E. Petersen Name: Christopher J. Perry
Title: Chairman of the Board Title: Managing Director
NORWEST EQUITY CAPITAL, L.L.C. NASSAU CAPITAL PARTNERS II, L.P.
By: Itasca NEC, L.L.C. By: Nassau Capital, L.L.C.
Its: Managing Member Its: General Partner
By: /s/ J.E. Lindahl By: /s/ John G. Quigley
- ------------------------------- --------------------------------
Name: J.E. Lindahl Name: John G. Quigley
Title: Managing Member Title: Member
NASSAU CAPITAL, L.C. NAS PARTNERS I, L.L.C.
By: Nassau Capital, L.L.C. By: Nassau Capital, L.L.C.
Its: General Partner Its: General Partner
By: /s/ John G. Quigley By: /s/ John G. Quigley
- ------------------------------- --------------------------------
Name: John G. Quigley Name: John G. Quigley
Title: Member Title: Member
Page 51 of 55 Pages
<PAGE>
CIVC PARTNERS II CIBC WG ARGOSY MERCHANT FUND 2, L.L.C.
By: /s/ Christopher J. Perry By: /s/ Jay Levine
- ------------------------------- ----------------------------
Name: Christopher J. Perry Name: Jay Levine
Title: A General Partner Title: Managing Director
/s/ Robert E. Petersen /s/ Michael Borchetta
- ------------------------------ ------------------------------
/s/ James D. Dunning, Jr. /s/ Thomas J. Strauss
- ------------------------------ ------------------------------
/s/ Irwin Bard /s/ Bernard Shavitz
- ------------------------------ ------------------------------
/s/ D. Claeys Bahrenburg /s/ Neal Vitale
- ------------------------------ ------------------------------
/s/ Richard S Willis /s/ John Diana
- ------------------------------ ------------------------------
/s/ Richard P. Lague /s/ Paul J. Tzimoulis
- ------------------------------ ------------------------------
/s/ David Myers /s/ Ken Elliott
- ------------------------------ ------------------------------
/s/ Lee Kelley /s/ Justin McCormack
- ------------------------------ ------------------------------
/s/ James R. Guthrie /s/ Charlotte Ann Perkins
- ------------------------------ ------------------------------
/s/ Amy P. Wilkins /s/ Daniel J. Haggerty
- ------------------------------ ------------------------------
/s/ George J. Still, Jr. /s/ John E. Lindahl
- ------------------------------ ------------------------------
Page 52 of 55 Pages
<PAGE>
Exhibit C
---------
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, John R.
Willis, Avy H. Stein, Daniel M. Gill, Beth F. Johnston, and Daniel H.
Blumenthal, has made, constituted and appointed, and by these presents does
make, constitute and appoint each of John R. Willis, Avy H. Stein, Daniel M.
Gill, Beth F. Johnston, and Daniel H. Blumenthal as the undersigned's true and
lawful attorney-in-fact and agent, for the undersigned in the undersigned's
name, place and stead, to execute, acknowledge, deliver and file, with respect
to any company in which Willis Stein & Partners, L.P. has an investment, any and
all filings required by Sections 13 and/or 16 of the Securities Exchange Act of
1934, as amended, and the rules and regulations promulgated thereunder,
including, but not limited to, Statements on Schedule 13D, Statements on
Schedule 13G, Forms 3, 4, and 5, and all amendments thereto to be filed by or on
behalf of any of the foregoing, hereby ratifying and confirming all that each
said attorney-in-fact and agent may do or cause to be done by virtue hereof.
The validity of this Power of Attorney shall not be affected in any
manner by reason of the execution, at any time, of other powers of attorney by
the undersigned in favor of persons other than each attorney-in-fact named
herein.
WITNESS THE EXECUTION HEREOF this 10th day June, 1997 by the
undersigned.
/s/ John R. Willis
--------------------------------------------
John R. Willis
/s/ Avy H. Stein
--------------------------------------------
Avy H. Stein
/s/ Daniel M. Gill
--------------------------------------------
Daniel M. Gill
/s/ Beth F. Johnston
--------------------------------------------
Beth F. Johnston
/s/ Daniel H. Blumenthal
--------------------------------------------
Daniel H. Blumenthal
Page 53 of 55 Pages
<PAGE>
Exhibit D
---------
IDENTIFICATION OF MEMBERS OF THE GROUP
This Schedule 13G is being filed by a group pursuant to Rule 13d-1(c) under
the Securities Exchange Act of 1934. The identification of each member of the
group is as follows:
WILLIS STEIN & PARTNERS, L.P. Partnership
WILLIS STEIN & PARTNERS, L.L.C. Limited Liability Company
JOHN R. WILLIS Individual
AVY H. STEIN Individual
BETH F. JOHNSTON Individual
DANIEL H. BLUMENTHAL Individual
DANIEL M. GILL Individual
PETERSEN PROPERTIES Corporation
ROBERT E. PETERSEN Individual
JAMES D. DUNNING, JR. Individual
THOMAS J. STRAUSS Individual
IRWIN BARD Individual
D. CLAEYS BAHRENBURG Individual
NEAL VITALE Individual
RICHARD S WILLIS Individual
JOHN DIANNA Individual
RICHARD P. LAGUE Individual
PAUL J. TZIMOULIS Individual
DAVID MYERS Individual
KEN ELLIOTT Individual
LEE KELLEY Individual
MICHAEL BORCHETTA Individual
JUSTIN MCCORMACK Individual
JAMES R. GUTHRIE Individual
CHARLOTTE ANN PERKINS Individual
AMY P. WILKINS Individual
NASSAU CAPITAL PARTNERS II, L.P. Partnership
NASSAU CAPITAL, L.L.C. Limited Liability Company
NAS PARTNERS I, L.L.C. Limited Liability Company
Page 54 of 55 Pages
<PAGE>
BANKAMERICA INVESTMENT CORPORATION Corporation
CIVC PARTNERS II Partnership
CIBC WG ARGOSY MERCHANT FUND 2, L.L.C. Limited Liability Company
NORWEST EQUITY CAPITAL, L.L.C. Limited Liability Company
ITASCA NEC, L.L.C. Limited Liability Company
DANIEL J. HAGGERTY Individual
GEORGE J. STILL, JR. Individual
JOHN E. LINDAHL Individual
Page 55 of 55 Pages
