OYO GEOSPACE CORP
3, 1997-11-20
MEASURING & CONTROLLING DEVICES, NEC
Previous: OYO GEOSPACE CORP, 3, 1997-11-20
Next: OYO GEOSPACE CORP, 3, 1997-11-20



<PAGE>   1
                                                    ---------------------------
                                                            OMB APPROVAL       
                                                    ---------------------------
- --------                                            OMB Number:  3235-0104  
 FORM 3                                             Expires: September 30, 1998
- --------                                            Estimated average burden 
                                                    hours per response .... 0.5
                                                    ---------------------------

                    U.S. SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, DC 20549

            INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
                                 Section 17(a)
      of the Public Utility Holding Company Act of 1935 or Section 30(f)
                     of the Investment Company Act of 1940


<TABLE>
<S>                                        <C>                           <C>                                  <C>                 
- -----------------------------------------------------------------------------------------------------------------------------------
 1. Name and Address of Reporting Person*  2. Date of Event Requiring    4. Issuer Name and Ticker or         6. If Amendment, Date 
KOBAYASHI          KATSUHIKO                  Statement                     Trading Symbol                       of Original
- ----------------------------------------      (Month/Day/Year)            OYO GEOSPACE CORPORATION (OYOG)        (Month/Day/Year)
     (Last)     (First)     (Middle)            11/20/97                 ------------------------------------           
            OYO Corporation                ----------------------------  5. Relationship of Reporting         7. Individual or
ICHIGAYA BUILDING 2-6, KUDAN-KITA 4-CHOME  3. IRS or Social Security          Person to Issuer                   Joint/Group Filing
- ----------------------------------------      Number of Reporting         x (Check all applicable)               (check applicable
             (Street)                         Person (Voluntary)         ----- Director   -----  10% Owner       box)              
                                                                         ----- Officer    -----  Other (specify  [x] Form filed by
CHIYODA-KU, TOKYO 102 JAPAN                ----------------------------  (give title below)            below)        One Reporting
- --------------------------------------                                                                               Person    
      (City)      (State)      (Zip)                                           ---------------------------       [ ] Form filed by
                                                                                                                     More than One
                                                                                                                     Reporting
                                                                                                                     Person

- -----------------------------------------------------------------------------------------------------------------------------------
                                                            TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED      
- -----------------------------------------------------------------------------------------------------------------------------------
 1. Title of Security                         2. Amount of Securities         3. Ownership Form:         4. Nature of Indirect     
    (Instr. 4)                                   Beneficially Owned              Direct (D) or              Beneficial    
                                                 (Instr. 4)                      Indirect (I)               Ownership (Instr. 5)
                                                                                 (Instr. 5)                 
- -----------------------------------------------------------------------------------------------------------------------------------
NO SECURITIES OWNED
- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------

- -----------------------------------------------------------------------------------------------------------------------------------
 
*If the form is filed by more than one reporting person see Instruction 5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.                   (Over)
                                                                               (Print or Type Responses)             SEC 1473 (7/96)


                                                        Page 1 of 2 pages
</TABLE>
                 

<PAGE>   2
 
<TABLE>
<CAPTION>
 
FORM 3 (CONTINUED)               TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
                            (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
 
<S>                              <C>                <C>                            <C>           <C>         <C>        
- ------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative Security  2. Date            3. Title and Amount of         4. Conver-    5. Owner-   6. Nature of Indirect
   (Instr. 4)                       Exercisable and    Securities Underlying          sion or       ship        Beneficial Ownership
                                    Expiration Date    Derivative Security            Exercise      Form of     (Instr. 5)          
                                    (Month/Day/        (Instr. 4)                     Price of      Deriv-                         
                                    Year)                                             Deri-         ative                          
                                                                                      vative        Security:                      
                                                                                      Security      Direct                         
                                 -------------------------------------------------                  (D) or                         
                                 Date      Expira-                       Amount or                  Indirect (I)  
                                 Exercis-  tion             Title        Number                     (Instr. 5)             
                                 able      Date                          of Shares                                                 
                                                                                                                                   
- ------------------------------------------------------------------------------------------------------------------------------------
NOT APPLICABLE       
- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------

- ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
                                                                                     E.M. HALL, ATTORNEY-IN-FACT         11/20/97
**Intentional misstatements or omissions of facts constitute Federal Criminal        -------------------------------   -------------
  Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                             **Signature of Reporting Person        Date

Note. File three copies of this Form, one of which must be manually signed.                                           Page 2     
      If space provided is insufficient, See Instruction 6 for procedure.                                           SEC 1473 (7/96)

      Potential persons who are to respond to the collection of information
      contained in this form are not required to respond unless the form displays
      a currently valid OMB number.

                                                         Page 2 of 2 pages
</TABLE>
 

<PAGE>   3
                                                                       EXHIBIT 1
                              POWER OF ATTORNEY

      Know all  by these  presents,  that the  undersigned  hereby constitutes
and appoints  Ernest  M. Hall,  Jr.  the undersigned's true and lawful
attorney-in-fact to:

      1.    execute for and  on behalf of  the undersigned,  in the
            undersigned's  capacity as a  director of  OYO Geospace
            Corporation (the  "Company"), Forms  3, 4  and 5  in accordance
            with Section  16(a) of  the Securities Exchange Act of 1934, as
            amended (the "Exchange Act"), and the rules thereunder;

      2.    do  and perform any  and all  acts for  and on  behalf of the
            undersigned which  may be  necessary or desirable to complete and
            execute any  such Form 3, 4 or 5  and timely file such form with
            the  United States Securities and Exchange Commission and any stock
            exchange or similar authority; and

      3.    take any other action of any type whatsoever in connection with the
            foregoing which, in the opinion of such  attorney-in-fact, may  be
            of benefit  to, in  the best  interest of  or legally required  by
            the undersigned, it being understood that the documents executed by
            such attorney-in-fact on behalf of the undersigned pursuant to this
            Power of Attorney shall be in such form and  shall contain such
            terms and conditions as such attorney-in-fact may approve in such
            attorney-in-fact's discretion.

      The  undersigned hereby grants to such attorney-in-fact  full power and
authority to  do and perform any and every act and thing  whatsoever requisite,
necessary  or proper to  be done in the  exercise of any  of the rights  and
powers herein granted,  as fully to all intents and  purposes as the
undersigned might or could  do if personally present, with full  power of
substitution or revocation,  hereby ratifying  and confirming  all that  such
attorney-in-fact,  or such attorney-in-fact's substitute or  substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted.  The undersigned acknowledges that  the
foregoing attorney-in-fact, in serving in such  capacity  at the  request  of
the  undersigned, is  not  assuming, nor  is  the Company  assuming,  any of
the undersigned's responsibilities to comply with Section 16 of the Exchange
Act.

      This  Power of Attorney shall remain in full force and  effect until the
undersigned is no longer required to file Forms 3, 4 and  5 with respect to
the undersigned's holdings of and  transactions in securities issued by  the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact.

      IN WITNESS  WHEREOF, the  undersigned has  caused this Power  of Attorney
to be  executed as of  this 3rd  day of November, 1997.


                                                 /s/ KATSUHIKO KOBAYASHI      
                                          ------------------------------------
                                                     Katsuhiko Kobayashi







© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission