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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
New Horizon Kids Quest, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
645511 10 6
------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ].
(A fee is not required only if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class of
securities described in item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 6 pages
<PAGE>
- --------------------- ---------------------
CUSIP No. 645511 10 6 13G Page 2 of 6 Pages
- --------------------- ---------------------
- ------ -------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William M. Dunkley
- ------ -------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------ -------------------------------------------------------------------------
3 SEC USE ONLY
- ------ -------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- ------ -------------------------------------------------------------------------
5 SOLE VOTING POWER
403,750
NUMBER OF ------ ---------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ------ ---------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 601,750
------ ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- ------ -------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
403,750
- ------ -------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X
- ------ -------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.3%
- ------ -------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------ -------------------------------------------------------------------------
* SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 6 pages
<PAGE>
- --------------------- ---------------------
CUSIP No. 645511 10 6 13G Page 3 of 6 Pages
- --------------------- ---------------------
- ------ -------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Susan K. Dunkley
- ------ -------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------ -------------------------------------------------------------------------
3 SEC USE ONLY
- ------ -------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- ------ -------------------------------------------------------------------------
5 SOLE VOTING POWER
403,750
NUMBER OF ------ ---------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ------ ---------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 205,750
------ ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- ------ -------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
403,750
- ------ -------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X
- ------ -------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.3%
- ------ -------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------ -------------------------------------------------------------------------
* SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 6 pages
<PAGE>
Item 1.
(a) Name of Issuer:
New Horizon Kids Quest, Inc.
(b) Address of Issuer's Principal Executive Office:
13705 First Avenue North
Plymouth, MN 55441
Item 2.
(a) Name of Person(s) Filing:
William M. Dunkley
Susan K. Dunkley
(b) Address of Principal Business Office:
13705 First Avenue North
Plymouth, MN 55441
(c) Citizenship:
U.S.A.
(d) Title of Class of Securities:
Common Stock, $.01 par value
(e) CUSIP Number:
645511 10 6
Item 3. Not Applicable.
Item 4. Ownership
(a) Amount beneficially owned as of December 31, 1996:
William M. Dunkley: 403,750, including (i) 193,750 shares held
directly; (ii) 200,000 shares held by a family trust (which shares Mr.
Dunkley has the power to vote); and (iii) 10,000 shares which Mr.
Dunkley has the right to acquire pursuant to the vested portion of a
stock option. The stock option is for a total of 50,000 shares, with
10,000 shares vested June 1998 and another 10,000 vesting each
subsequent year in June. Mr. Dunkley's total does not include and he
disclaims beneficial ownership of 195,750 shares owned by Ms. Dunkley,
and does not include 198,000 shares held directly by Mr. Dunkley but
over which Ms. Dunkley has voting power (and which are included in Ms.
Dunkley's beneficial ownership).
Susan K. Dunkley: 403,750, including (i) 195,750 shares held directly;
(ii) 198,000 shares owned by Mr. Dunkley over which Ms. Dunkley has
voting power; and (iii) 10,000
<PAGE>
shares which Ms. Dunkley has the right to acquire pursuant to the
vested portion of a stock option. The stock option is for a total of
50,000 shares, with 10,000 shares vested June 1998 and another 10,000
vesting each subsequent year in June. Ms. Dunkley's total does not
include, and she disclaims beneficial ownership of, the remaining
193,750 held by Mr. Dunkley and 200,000 shares held by a family trust
over which Mr. Dunkley has voting power.
(b) Percent of Class:
William M. Dunkley: 12.3%
Susan K. Dunkley: 12.3%
(c) Number of Shares as to Which Such Person Has:
(i) sole power to vote or direct the vote:
William M. Dunkley: 403,750
Susan K. Dunkley: 403,750
(ii) shared power to vote or direct the vote:
William M. Dunkley: 0
Susan K. Dunkley: 0
(iii) sole power to dispose or direct the disposition of:
William M. Dunkley: 601,750
Susan K. Dunkley: 205,750
(iv) shared power to dispose or to direct the disposition of:
William M. Dunkley: 0
Susan K. Dunkley: 0
Item 5. Not Applicable.
Item 6. Not Applicable.
Item 7. Not Applicable.
Item 8. Not Applicable.
Item 9. Not Applicable.
Item 10. Not Applicable.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 10, 1999
By: /s/ William M. Dunkley
-------------------------------------
William M. Dunkley
By: /s/ Susan K. Dunkley
-------------------------------------
Susan K. Dunkley
<PAGE>
EXHIBIT A
To Form 13G (Individuals)
The filing of this report shall not be construed as an admission by the person
identified in Item 2(a) that, for purposes of Section 13(d) or 13(g) of the
Securities Exchange Act, he is the "beneficial owner" of any equity securities
listed below; and such person expressly disclaims that he is part of a "group."
================================== ======================= =============
Record Owner's Relationship Record Owner's Type Number of
to Reporting Person of Ownership Shares
================================== ======================= =============
New Horizon Enterprises, Inc., Indirect Option to
a corporation of which the purchase
reporting person is a director 100,000
and shareholder shares
================================== ======================= =============
These shares are not reported in Item 4(a) and are noted here for information.
