<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)
ADVANCED LIGHTING TECHNOLOGIES, INC.
---------------------------------------------------
(Name of Issuer)
COMMON STOCK, $.001 par value
----------------------------------------
(Title of Class of Securities)
00753C 10 2
------------------------
(CUSIP Number)
Gerald W. Cowden, Esq., 1414 Terminal Tower, Cleveland, Ohio 44113;
(216) 241-2880
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
October 10, 1997 *
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ]
*See Item 5 on Page 19.
<PAGE> 2
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 2 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Wayne R. Hellman
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
Mr. Hellman affirms himself to be a member of a group only to the
extent that he is the Voting Trustee under a Voting Trust dated
October 10, 1995, as amended. Additionally, Mr. Hellman is the
holder of the Proxies (defined herein below).
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable - a disposition
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
4,723,350
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 1,898,070
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,723,350
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [x]
Mr. Hellman disclaims beneficial ownership of 50,000
shares which are owned by Hellman Foundation, of which Mr. Hellman
is the trustee. Mr. Hellman also disclaims beneficial ownership of
125,000 shares which are owned by Hellman, Ltd., an Ohio limited
liability company, of which Mr. Hellman is the manager.
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
28.7%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 3
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 3 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
David L. Jennings (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable - a disposition
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 546,444
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
546,444
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.3%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 4
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 4 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Louis S. Fisi (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 496,917
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
496,917
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [x]
Mr. Fisi disclaims beneficial ownership of 80,000 shares owned by
his adult children and step-children.
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.9%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 5
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 5 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable - a disposition
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
6,000
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 300,812
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
300,812
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
Mr. Roller disclaims beneficial ownership of 70,414 shares owned by
six trusts for the benefit of his children.
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 6
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 6 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Juris Sulcs (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 340,312
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
340,312
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.1%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 7
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 7 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
The Estate of James F. Sarver (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 333,917
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
333,917
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 8
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 8 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Christine Hellman (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
10,000
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 316,377
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
316,377
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 9
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 9 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Brian A. Hellman (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
6,850
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 162,112
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
162,112
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 10
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 10 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Lisa B. Hellman (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 146,239
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
146,239
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.9%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 11 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the Lisa
Marie Roller Trust dated August 24, 1995 (as a member of the Voting
Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 4,708
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,708
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 12
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 12 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the
Jennifer Lynn Jarrett Trust dated August 24, 1995 (as a member of
the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 4,208
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,208
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 13
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 13 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the
Kimberly Joy Roller Trust dated August 24, 1995 (as a member of the
Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 9,708
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,708
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 14
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 14 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Lisa Marie Roller,
Co-Trustees of the Lisa Marie Roller Long-term Trust dated
September 24, 1995 (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 17,261
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,261
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 15
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 15 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Jennifer Lynn Jarrett,
Co-Trustees of the Jennifer Lynn Jarrett Long-term Trust dated
September 24, 1995 (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 17,261
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,261
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 16
SCHEDULE 13D
- ----------------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 16 OF 22
- ----------------------------------- ---------------------------------
(AMENDMENT NO. 5)
<TABLE>
<S> <C> <C>
- ------------ -----------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Kimberly Joy Roller,
Co-Trustees of the Kimberly Joy Roller Long-term Trust dated
September 24, 1995 (as a member of the Voting Trust Group)
- ------------ -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2 (e) [ ]
Not Applicable
- ------------ -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------- --------- --------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF --------- --------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED BY EACH 0
REPORTING --------- --------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 17,268
--------- --------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------ -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,268
- ------------ -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
- ------------ -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------------ -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------ -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 17
CUSIP NO. 00753C 10 2 PAGE 17 OF 22
AMENDMENT NO. 5
SCHEDULE 13D
ITEM 1. SECURITY AND ISSUER
No change is being reported.
ITEM 2. IDENTITY AND BACKGROUND
a. The names of the persons filing this statement are
Wayne R. Hellman ("Hellman"), and Hellman as Voting
Trustee and as owners of Common Stock subject to the
Voting Trust Agreement dated October 10, 1995 (the
"Voting Trust") the following members of the Voting
Trust Group: Juris Sulcs ("Sulcs"); the Estate of
James F. Sarver ("Sarver"); Christine Hellman; Lisa
B. Hellman; Robert S. Roller and Patricia M. Roller,
Co-Trustees of the Lisa Marie Roller Trust dated
August 24, 1995 ("LMR Trust"); Robert S. Roller and
Patricia M. Roller, Co-Trustees of the Jennifer Lynn
Jarrett Trust dated August 24, 1995 ("JLJ Trust");
Robert S. Roller and Patricia M. Roller, Co-Trustees
of the Kimberly Joy Roller Trust dated August 24,
1995 ("KJR Trust"); Robert S. Roller, Patricia M.
Roller and Lisa Marie Roller, Co-Trustees of the Lisa
Marie Roller Long Term Trust dated September 24, 1995
("LMR Long Term Trust"); Robert S. Roller, Patricia
M. Roller and Jennifer Lynn Jarrett, Co-Trustees of
the Jennifer Lynn Jarrett Long Term Trust dated
September 24, 1995 ("JLJ Long Term Trust"); and
Robert S. Roller, Patricia M. Roller and Kimberly Joy
Roller, Co-Trustees of the Kimberly Joy Roller Long
Term Trust dated September 24, 195 ("KJR Long Term
Trust"); additionally, the Common Stock owned by
David L. Jennings ("Jennings") Louis S. Fisi
("Fisi"), Robert S. Roller ("Roller") and Brian A.
Hellman, which was formerly subject to the Voting
Trust, are now subject to Irrevocable Proxies (the
"Proxies"), which appoint Wayne R. Hellman, as proxy
holder, to exercise the voting rights of all such
shares with respect to each matter submitted to the
Company's shareholders for their vote. The record
owner of the shares subject to the Voting Trust and
the Proxies are sometimes referred to herein as a
Member of the "Voting Trust Group."
b. The business address of Hellman and Fisi is 2307 E.
Aurora Road, Suite One, Twinsburg, Ohio 44087. The
business address of Brian A. Hellman is 1893 E.
Aurora Road, Twinsburg, Ohio 44087. The business
address of Jennings is 3000 Seneca Industrial
Parkway, Bellevue, Ohio 44811, and Roller, Sulcs, and
Lisa B. Hellman are located at 32000 Aurora Road,
Solon, Ohio 44139. The address of Christine Hellman
is 17230 Red Fox Trail, Chagrin Falls, Ohio 44023.
The address of the LMR Trust, JLJ Trust, KJR Trust,
LMR Long Term Trust, JLJ Long Term Trust, and KJR
Long Term Trust is 8630 Tamarack Trail, Chagrin
Falls, Ohio 44023. The address of Sarver is 10667
Cedar Lane, Chesterland, Ohio 44026.
<PAGE> 18
CUSIP NO. 00753C 10 2 PAGE 18 OF 22
c. The following are the present principal occupations and
addresses of employment of the reporting persons:
<TABLE>
<CAPTION>
Name: Occupation: Address:
- ----- ----------- --------
<S> <C> <C>
Hellman Chief Executive Officer Issuer (address is specified in Item 1)
Members of the Voting Trust Group:
Jennings Coordinator of Pacific Rim Lighting Resources International, Inc.
Development 3000 Seneca Industrial Parkway
Bellevue, Ohio 44811
Fisi Executive Vice President, Issuer (address is specified in Item 1)
Secretary
Roller Coordinator of Market Venture Lighting International, Inc.
Development 32000 Aurora Road
Solon, Ohio 44139
Sulcs Coordinator of Technology Venture Lighting International, Inc.
Development 32000 Aurora Road
Solon, Ohio 44139
Estate of Sarver Not Applicable 10667 Cedar Lane
Chesterland, Ohio 44026
Christine Hellman Consultant 17230 Red Fox Trail
Chagrin Falls, Ohio 44022
Brian A. Hellman Strategic Planning 1893 E. Aurora Rd.
Manager Twinsburg, Ohio 44087
Lisa B. Hellman Vice President of Metal Halide Technologies, Inc.
Metal Halide Technologies, Inc. 32000 Aurora Road
Solon, Ohio 44139
LMR Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
JLJ Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
KJR Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
LMR Long Term Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
JLJ Long Term Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
</TABLE>
<PAGE> 19
CUSIP NO. 00753C 10 2 PAGE 19 OF 22
<TABLE>
<S> <C> <C>
KJR Long Term Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
</TABLE>
d. No change is being reported.
e. No change is being reported.
f. No change is being reported.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Not applicable; Amendment No.5 reports a decrease in the number of
shares of Common Stock beneficially owned.
ITEM 4. PURPOSE OF TRANSACTION
No change is being reported.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
a. and b. The following lists the aggregate number and percentage of
shares of Common Stock beneficially owned by the named persons. Percentages are
calculated based on the number of outstanding shares as of October 30, 1997:
<TABLE>
<CAPTION>
Aggregate # # Shares #Shares # Shares Sole # Shares Sole
Name Shares Owned % Owned Disposed Acquired Power to Vote Power to Dispose
- ---- ------------ ------- -------- -------- ----------- ----------------
<S> <C> <C> <C> <C> <C> <C>
Hellman (2) 4,723,350 28.7% 0 0 4,723,350 1,898,070
Jennings (1) 546,444 3.3% 115,000 (3) 0 0 546,444
Fisi (1) 496,917 2.9% 0 0 0 496,917
Estate of Sarver (1) 333,917 2.0% 0 0 0 333,917
Sulcs (1) 371,888 2.1% 0 0 0 371,888
Roller (1) 330,812 2.0% 50,000 (4) 0 0 330,812
Christine Hellman (1)(2) 316,377 1.9% 0 10,000 0 316,377
Brian Hellman (1)(2) 162,112 1.0% 0 0 0 162,112
Lisa Hellman (1) 146,239 .9% 0 0 0 146,239
LMR Trust (1) 4,708 0.0% 5,000 (5) 0 0 4,708
JLJ Trust (1) 4,208 0.0% 5,000 (6) 0 0 4,208
KJR Trust (1) 9,708 0.0% 0 0 0 9,708
</TABLE>
<PAGE> 20
CUSIP NO. 00753C 10 2 PAGE 20 OF 22
<TABLE>
<CAPTION>
Aggregate # # Shares #Shares # Shares Sole # Shares Sole
Name Shares Owned % Owned Disposed Acquired Power to Vote Power to Dispose
- ---- ------------ ------- -------- -------- ----------- ----------------
<S> <C> <C> <C> <C> <C> <C>
LMR Long
Term Trust (1) 17,261 0.1% 0 0 0 17,261
JLJ Long
Term Trust (1) 17,261 0.1% 0 0 0 17,261
KJR Long
Term Trust (1) 17,268 0.1% 0 0 0 17,268
</TABLE>
(1) These persons constitute members of a group as a result of their
transfer of such shares to the Voting Trust or the Irrevocable Proxy, as the
case may be (see Item 2 hereof).
(2) Wayne Hellman beneficially owns 1,898,070 shares in his individual
capacity; Brian Hellman beneficially owns 6,850 shares which are not subject to
the Irrevocable Proxy; and Christine Hellman beneficially owns 10,000 shares
which are not subject to the voting trust.
(3) Mr. Jennings sold his shares as follows:
<TABLE>
<CAPTION>
DATE: SHARES SOLD: PRICE PER SHARE:
<S> <C> <C>
October 3 25,000 $25.00
October 6 5,000 $24.50
October 7 20,000 $24.625
October 8 15,000 $24.50
October 9 5,000 $24.625
October 10 45,000 $24.50
</TABLE>
(4) Mr. Roller sold his shares as follows:
<TABLE>
<CAPTION>
DATE: SHARES SOLD: PRICE PER SHARE:
<S> <C> <C>
October 2 25,000 $24.625
October 3 20,000 $25.00
October 6 5,000 $24.50
</TABLE>
(5) LMR Trust sold 5,000 shares on October 1, 1997 at a price of $25.50
per share.
(6) JLJ Trust sold 5,000 shares on October 1, 1997 at a price of $25.50
per share.
None of the above persons shares voting power with respect to any
shares.
d. No change is being reported.
e. No change is being reported.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
No change is being reported.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
1. The form of the Voting Trust Agreement, as amended, and the
form of the Irrevocable Proxy are hereby incorporated by reference from the
Amendment No. 2 to Schedule 13D filed via EDGAR on June 24, 1996.
<PAGE> 21
CUSIP NO. 00753C 10 2 PAGE 21 OF 22
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this Schedule 13D statement
is true, complete and correct.
Date: October 31, 1997 /S/ WAYNE R. HELLMAN
----------------------------------
WAYNE R. HELLMAN*
Date: October 31, 1997 /S/ DAVID L. JENNINGS
----------------------------------
DAVID L. JENNINGS**
Date: October 31, 1997 /S/ LOUIS S. FISI
----------------------------------
LOUIS S. FISI**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER**
Date: October 19, 1997 /S/ JURIS SULCS
----------------------------------
JURIS SULCS**
Date: October 31, 1997 /S/ CHRISTINE HELLMAN
----------------------------------
CHRISTINE HELLMAN**
Date: November 4, 1997 /S/ BRIAN A. HELLMAN
----------------------------------
BRIAN A. HELLMAN**
Date: October 31, 1997 /S/ LISA B. HELLMAN
----------------------------------
LISA B. HELLMAN**
Date: November 14, 1997 NATIONAL CITY BANK, EXECUTOR OF
THE ESTATE OF JAMES F. SARVER
----------------------------------
By: /S/ A. S. CARNAHAN, V.P.
------------------------------
ON BEHALF OF THE ESTATE
OF JAMES F. SARVER**
(Signatures continued on following page.)
* Member of Voting Trust Group only as to certain shares of which Hellman is
voting trustee.
** Member of the Voting Trust Group.
<PAGE> 22
CUSIP NO. 00753C 10 2 PAGE 22 OF 22
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Schedule 13D statement is true,
complete and correct.
<TABLE>
<S> <C>
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE LISA MARIE ROLLER TRUST
DATED AUGUST 24, 1995**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE JENNIFER LYNN JARRETT TRUST
DATED AUGUST 24, 1995**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE KIMBERLY JOY ROLLER TRUST
DATED AUGUST 24, 1995**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER CO-TRUST FOR THE LISA MARIE ROLLER LONG TERM
TRUST DATED SEPTEMBER 24, 1995**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER, CO-TRUSTEE FOR THE JENNIFER LYNN JARRETT LONG
TERM TRUST DATED SEPTEMBER 24, 1995**
Date: November 3, 1997 /S/ ROBERT S. ROLLER
----------------------------------
ROBERT S. ROLLER, CO-TRUSTEE OF THE
KIMBERLY JOY ROLLER LONG TERM TRUST DATED SEPTEMBER 24, 1995**
</TABLE>
- -------------------
* Member of Voting Trust Group only as to certain shares of which Hellman is
voting trustee.
** Member of the Voting Trust Group.
