<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 6)
ADVANCED LIGHTING TECHNOLOGIES, INC.
(Name of Issuer)
COMMON STOCK, $.001 par value
(Title of Class of Securities)
00753C 10 2
(CUSIP Number)
Gerald W. Cowden, Esq., 1414 Terminal Tower, Cleveland, Ohio 44113;
(216) 241-2880
-------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
May 8, 1998 *
--------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ]
*See Item 5 on Page 19.
<PAGE> 2
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- -------------------------------------------
CUSIP NO. 00753C 10 2 PAGE 2 OF 22
- ---------------------------- -------------------------------------------
(AMENDMENT NO. 6)
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Wayne R. Hellman
- ---------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
Mr. Hellman affirms himself to be a member of a group only to the extent that he is the Voting Trustee under a Voting
Trust dated October 10, 1995, as amended. Additionally, Mr. Hellman is the holder of the Proxies (defined herein
below).
- ---------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable - a disposition; a change of address
- ---------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
- ---------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 4,654,065
SHARES ----------------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH
REPORTING 8 SHARED VOTING POWER
PERSON 0
WITH ----------------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,898,070
----------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ---------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,684,676
- ---------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X]
Mr. Hellman disclaims beneficial ownership of 50,000 shares which are owned by Hellman Foundation, of which Mr.
Hellman is the trustee. Mr. Hellman also disclaims beneficial ownership of 125,000 shares which are owned by Hellman,
Ltd., an Ohio limited liability company, of which Mr. Hellman is the manager. Mr. Hellman also disclaims beneficial
ownership of 25,861 shares and 4,750 vested options which are all owned by his wife, Diane Hellman.
- ---------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
23.2%
- ---------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ---------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 3
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- -------------------------------------------
CUSIP NO. 00753C 10 2 PAGE 3 OF 22
- ---------------------------- -------------------------------------------
(AMENDMENT NO. 6)
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
David L. Jennings (as a member of the Voting Trust Group)
- ---------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- ---------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ---------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- ---------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES
BENEFICIALLY OWNED BY EACH -----------------------------------------------------------------------------------------------
REPORTING
PERSON 8 SHARED VOTING POWER
WITH 0
-----------------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
546,444
-----------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
546,444
- ---------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- ---------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
- ---------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ---------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 4
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------------
CUSIP NO. 00753C 10 2 PAGE 4 OF 22
- ---------------------------- ---------------------------------------
(AMENDMENT NO. 6)
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Louis S. Fisi (as a member of the Voting Trust Group)
- -------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- -------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- -------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON --------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
495,917
--------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
495,917
- -------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x]
Mr. Fisi disclaims beneficial ownership of 80,000 shares owned by his adult children and
step-children.
- -------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5%
- -------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 5
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------------
CUSIP NO. 00753C 10 2 PAGE 5 OF 22
- ---------------------------- ---------------------------------------
(AMENDMENT NO. 6)
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller (as a member of the Voting Trust Group)
- -------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable-a disposition
- -------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- -------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,000
SHARES ---------------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ---------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
260,398
---------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
260,398
- -------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
Mr. Roller disclaims beneficial ownership of 70,414 shares owned by six trusts for the benefit of
his children.
- -------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
- -------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 6
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- -------------------------------------
CUSIP NO. 00753C 10 2 PAGE 6 OF 22
- ---------------------------- -------------------------------------
(AMENDMENT NO. 6)
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Juris Sulcs (as a member of the Voting Trust Group)
- ------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- ------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON --------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
337,027
--------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
337,027
- ------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- ------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.7%
- ------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 7
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- -------------------------------------
CUSIP NO. 00753C 10 2 PAGE 7 OF 22
- ---------------------------- -------------------------------------
(AMENDMENT NO. 6)
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
The Estate of James F. Sarver (as a member of the Voting Trust Group)
- -------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- -------------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- -------------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ---------------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ---------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
268,917
---------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
268,917
- -------------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- -------------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
- -------------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 8
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 8 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Christine Hellman (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY OWNED BY EACH ---------------------------------------------------------------------------------
REPORTING 8 SHARED VOTING POWER
PERSON
WITH 0
---------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
306,377
---------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
306,377
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 9
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 9 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Brian A. Hellman (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,850
SHARES ---------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH
REPORTING 8 SHARED VOTING POWER
PERSON 0
WITH ---------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
162,112
---------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
162,112
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.8%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 10
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 10 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Lisa B. Hellman (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 375
SHARES ---------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ---------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
146,614
---------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
146,614
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.7%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 11 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the Lisa Marie Roller Trust dated August 24, 1995
(as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ----------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ----------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
4,708
----------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,708
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 12
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------
CUSIP NO. 00753C 10 2 PAGE 12 OF 22
- ---------------------------- ---------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the Jennifer Lynn Jarrett
Trust dated August 24, 1995 (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON --------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
4,208
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,208
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 13
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- -------------------------------
CUSIP NO. 00753C 10 2 PAGE 13 OF 22
- ---------------------------- -------------------------------
(AMENDMENT NO. 6)
- ------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller and Patricia M. Roller, Co-Trustees of the Kimberly Joy Roller Trust dated August 24,
1995 (as a member of the Voting Trust Group)
- ------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- ------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- ------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ---------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ---------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
9,708
---------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,708
- ------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- ------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 14
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ------------------------------
CUSIP NO. 00753C 10 2 PAGE 14 OF 22
- ---------------------------- ------------------------------
(AMENDMENT NO. 6)
- -----------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Lisa Marie Roller, Co-Trustees of the Lisa Marie Roller
Long-term Trust dated September 24, 1995 (as a member of the Voting Trust Group)
- -----------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- -----------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- -----------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- -----------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON --------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
17,261
--------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,261
- -----------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- -----------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- -----------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 15
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 15 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Jennifer Lynn Jarrett, Co-Trustees of the Jennifer Lynn
Jarrett Long-term Trust dated September 24, 1995 (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON --------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
17,261
--------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,261
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 16
SCHEDULE 13D
<TABLE>
<CAPTION>
- ---------------------------- ---------------------------------
CUSIP NO. 00753C 10 2 PAGE 16 OF 22
- ---------------------------- ---------------------------------
(AMENDMENT NO. 6)
- --------------------------------------------------------------------------------------------------------------------------
<S> <C>
1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Roller, Patricia M. Roller and Kimberly Joy Roller, Co-Trustees of the Kimberly Joy Roller
Long-term Trust dated September 24, 1995 (as a member of the Voting Trust Group)
- --------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2 (e) [ ]
Not Applicable
- --------------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ---------------------------------------------------------------------------------
BENEFICIALLY OWNED BY EACH 8 SHARED VOTING POWER
REPORTING 0
PERSON ---------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
17,268
---------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,268
- --------------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 17
CUSIP NO. 00753C 10 2 PAGE 17 OF 22
AMENDMENT NO. 6
SCHEDULE 13D
ITEM 1. SECURITY AND ISSUER
The class of securities to which this statement relates is Common
Stock, par value $.001 (the "Common Stock"). The name and address of the
principal executive office of the issuer is Advanced Lighting Technologies,
Inc., 32000 Aurora Road, Solon, Ohio 44139.
ITEM 2. IDENTITY AND BACKGROUND
a. The names of the persons filing this statement are Wayne R.
Hellman ("Hellman"), and Hellman as Voting Trustee and as
owners of Common Stock subject to the Voting Trust Agreement
dated October 10, 1995 (the "Voting Trust") the following
members of the Voting Trust Group: the Estate of James F.
Sarver ("Sarver"); Christine Hellman; Lisa B. Hellman; Robert
S. Roller and Patricia M. Roller, Co-Trustees of the Lisa
Marie Roller Trust dated August 24, 1995 ("LMR Trust"); Robert
S. Roller and Patricia M. Roller, Co-Trustees of the Jennifer
Lynn Jarrett Trust dated August 24, 1995 ("JLJ Trust"); Robert
S. Roller and Patricia M. Roller, Co-Trustees of the Kimberly
Joy Roller Trust dated August 24, 1995 ("KJR Trust"); Robert
S. Roller, Patricia M. Roller and Lisa Marie Roller,
Co-Trustees of the Lisa Marie Roller Long Term Trust dated
September 24, 1995 ("LMR Long Term Trust"); Robert S. Roller,
Patricia M. Roller and Jennifer Lynn Jarrett, Co-Trustees of
the Jennifer Lynn Jarrett Long Term Trust dated September 24,
1995 ("JLJ Long Term Trust"); and Robert S. Roller, Patricia
M. Roller and Kimberly Joy Roller, Co-Trustees of the Kimberly
Joy Roller Long Term Trust dated September 24, 195 ("KJR Long
Term Trust"); additionally, the Common Stock owned by David L.
Jennings ("Jennings") Louis S. Fisi ("Fisi"), Robert S. Roller
("Roller"), Juris Sulcs ("Sulcs") and Brian A. Hellman, which
was formerly subject to the Voting Trust, are now subject to
Irrevocable Proxies (the "Proxies"), which appoint Wayne R.
Hellman, as proxy holder, to exercise the voting rights of all
such shares with respect to each matter submitted to the
Company's shareholders for their vote. The record owner of the
shares subject to the Voting Trust and the Proxies are
sometimes referred to herein as a Member of the "Voting Trust
Group."
b. The business address of Hellman, Fisi, Roller, Sulcs, Lisa B.
Hellman and Brian Hellman is 32000 Aurora Road, Solon, Ohio
44139. The business address of Jennings is 3000 Seneca
Industrial Parkway, Bellevue, Ohio 44811. The address of
Christine Hellman is 17230 Red Fox Trail, Chagrin Falls, Ohio
44023. The address of the LMR Trust, JLJ Trust, KJR Trust, LMR
Long Term Trust, JLJ Long Term Trust, and KJR Long Term Trust
is 8630 Tamarack Trail, Chagrin Falls, Ohio 44023. The address
of Sarver is c/o National City Bank, Trustee, Trust Probate
Division, P.O. Box 5756, Cleveland, Ohio 44101.
c. The following are the present principal occupations and
addresses of employment of the reporting persons:
<PAGE> 18
CUSIP NO. 00753C 10 2 PAGE 18 OF 22
<TABLE>
<CAPTION>
Name: Occupation: Address:
- ----- ----------- --------
<S> <C> <C>
Hellman Chief Executive Officer Issuer (address is specified in Item 1)
Members of the Voting Trust Group:
Jennings Coordinator of Pacific Rim Lighting Resources International, Inc.
Development 3000 Seneca Industrial Parkway
Bellevue, Ohio 44811
Fisi Executive Vice President, Issuer (address is specified in Item 1)
Secretary
Roller Coordinator of Market Venture Lighting International, Inc.
Development (address is specified in Item 1)
Sulcs Coordinator of Technology Venture Lighting International, Inc.
Development (address is specified in Item 1)
Estate of Not Applicable c/o National City Bank, Trustee
Sarver Trust Probate Division
P.O. Box 5756
Cleveland, Ohio 44101
Christine Consultant 17230 Red Fox Trail
Hellman Chagrin Falls, Ohio 44022
Brian A. Hellman Strategic Planning Issuer (address is specified in Item 1)
Manager
Lisa B. Hellman Vice President of Metal Halide Technologies, Inc.
Metal Halide Technologies, Inc. (address is specified in Item 1)
LMR Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
JLJ Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
KJR Trust Not Applicable 8630 Tamarack Trail
Chagrin Falls, Ohio 44023
LMR Long Term Not Applicable 8630 Tamarack Trail
Trust Chagrin Falls, Ohio 44023
JLJ Long Term Not Applicable 8630 Tamarack Trail
Trust Chagrin Falls, Ohio 44023
KJR Long Term Not Applicable 8630 Tamarack Trail
Trust Chagrin Falls, Ohio 44023
</TABLE>
<PAGE> 19
CUSIP NO. 00753C 10 2 PAGE 19 OF 22
d. No change is being reported.
e. No change is being reported.
f. No change is being reported.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Not applicable. Amendment No. 6 reports a decrease in the number of
shares of Common Stock beneficially owned. Amendment No. 6 also reports a change
in the principal executive office of the Issuer (see Item 1), which is effective
on May 8, 1998.
ITEM 4. PURPOSE OF TRANSACTION
No change is being reported.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
a. and b. The following lists the aggregate number and percentage of
shares of Common Stock beneficially owned by the named persons. Percentages are
calculated based on the number of outstanding shares as of May 1, 1998:
<TABLE>
<CAPTION>
#Shares
Aggregate # #Shares #Shares Right to # Shares Sole # Shares Sole
Name Shares Owned % Owned Disposed Acquired Acquire Power to Vote Power to Dispose
- ---- ------------------- -------- -------- -------- ------------- --------------- -------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Hellman(2) 4,684,676 23.2% 0 0 0 4,654,065 1,898,070
Jennings(1) 546,444 2.7% 0 0 0 0 546,444
Fisi(1) 495,917 2.5% 1,000(6) 0 0 0 495,917
Estate of Sarver(1) 268,917 1.3% 65,000(7) 0 0 0 268,917
Sulcs(1) 337,027 1.7% 3,285(8) 0 0 0 337,027
Roller(1)(3) 260,398 1.3% 0 0 0 6,000 260,398
Christine Hellman(1) 306,377 1.5% 10,000(4) 0 0 0 306,377
Brian Hellman(1)(5) 162,112 .8% 0 0 5,350 6,850 162,112
Lisa Hellman(1) 146,614 .7% 0 0 375 375 146,614
LMR Trust(1) 4,708 0.0% 0 0 0 0 4,708
JLJ Trust(1) 4,208 0.0% 0 0 0 0 4,208
KJR Trust(1) 9,708 0.0% 0 0 0 0 9,708
</TABLE>
<PAGE> 20
CUSIP NO. 00753C 10 2 PAGE 20 OF 22
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
LMR Long
Term Trust(1) 17,261 0.0% 0 0 0 0 17,261
JLJ Long
Term Trust(1) 17,261 0.0% 0 0 0 0 17,261
KJR Long
Term Trust(1) 17,268 0.0% 0 0 0 0 17,268
<FN>
(1) These persons constitute members of a group as a result of their transfer
of such shares to the Voting Trust or the Irrevocable Proxy, as the case
may be (see Item 2 hereof).
(2) Wayne Hellman beneficially owns 1,898,070 shares in his individual
capacity.
(3) Roller beneficially owns 6,000 shares which are not subject to the voting
trust.
(4) Christine Hellman sold 10,000 shares on the open market on April 3, 1998.
(5) Brian Hellman beneficially owns 6,850 shares which are not subject to the
Irrevocable Proxy.
(6) Mr. Fisi gift transferred his shares to a not-for-profit organization on
December 31, 1997.
(7) The Estate of Sarver sold shares on the open market on December 31, 1997.
(8) Mr. Sulcs gift transferred shares to his children on January 30, 1998.
</TABLE>
None of the above persons share voting power with respect to any shares.
d. No change is being reported.
e. No change is being reported.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
No change is being reported.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
1. The form of the Voting Trust Agreement, as amended, and the form
of the Irrevocable Proxy are hereby incorporated by reference from the Amendment
No. 2 to Schedule 13D filed via EDGAR on June 24, 1996.
<PAGE> 21
CUSIP NO. 00753C 10 2 PAGE 21 OF 22
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this Schedule 13D statement
is true, complete and correct.
Date: May 26, 1998 /s/ Wayne R. Hellman
----------------------------------------
WAYNE R. HELLMAN*
Date: May 26, 1998 /s/ David L. Jennings
----------------------------------------
DAVID L. JENNINGS**
Date: May 26, 1998 /s/ Louis S. Fisi
----------------------------------------
LOUIS S. FISI**
Date: May 26, 1998 /s/ Robert S. Roller
----------------------------------------
ROBERT S. ROLLER**
Date: May 27, 1998 /s/ Juris Sulcs
----------------------------------------
JURIS SULCS**
Date: May 26, 1998 /s/ Christine Hellman
----------------------------------------
CHRISTINE HELLMAN**
Date: May 27, 1998 /s/ Brian A. Hellman
----------------------------------------
BRIAN A. HELLMAN**
Date: May 26, 1998 /s/ Lisa B. Hellman
----------------------------------------
LISA B. HELLMAN**
Date: May 11, 1998 /s/ National City Bank, Executor
----------------------------------------
By: A.S. Cavanaugh, Vice President
------------------------------------
ON BEHALF OF THE ESTATE
OF JAMES F. SARVER**
(Signatures continued on following page.)
- ----------
* Member of Voting Trust Group only as to certain shares of which Hellman is
voting trustee.
** Member of the Voting Trust Group.
<PAGE> 22
CUSIP NO. 00753C 10 2 PAGE 22 OF 22
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Schedule 13D statement is true,
complete and correct.
Date: May 26, 1998 /s/ Robert S. Roller
------------------------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE LISA MARIE
ROLLER TRUST DATED AUGUST 24, 1995**
Date: May 26, 1998 /s/ RobertS. Roller
------------------------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE JENNIFER
LYNN JARRETT TRUST DATED AUGUST 24, 1995**
Date: May 26, 1998 /s/ Robert S. Roller
------------------------------------------------
ROBERT S. ROLLER AS CO-TRUSTEE OF THE KIMBERLY
JOY ROLLER TRUST DATED AUGUST 24, 1995**
Date: May 26, 1998 /s/ Robert S. Roller
------------------------------------------------
ROBERT S. ROLLER CO-TRUST FOR THE LISA MARIE
ROLLER LONG TERM TRUST DATED SEPTEMBER 24, 1995**
Date: May 26, 1998 /s/ Robert S. Roller
------------------------------------------------
ROBERT S. ROLLER, CO-TRUSTEE FOR THE JENNIFER
LYNN JARRETT LONG TERM TRUST DATED SEPTEMBER 24,
1995**
Date: May 26, 1998 /s/ Robert S. Roller
------------------------------------------------
ROBERT S. ROLLER, CO-TRUSTEE OF THE KIMBERLY JOY
ROLLER LONG TERM TRUST DATED SEPTEMBER 24, 1995**
- ----------
* Member of Voting Trust Group only as to certain shares of which Hellman is
voting trustee.
** Member of the Voting Trust Group.
