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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
Schlotzsky's, Inc.
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(Name of Issuer)
Common Stock, No Par Value
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(Title of Class of Securities)
806832 10 1
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(CUSIP Number)
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Check the following box if a fee is being paid with this statement / /
An Exhibit Index appears on Page 13
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or John M. Rosillo
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
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Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Spain
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Number of Shares (5) Sole Voting 1,075,073
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
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(7) Sole 1,075,073
Dispositive
Power
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(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 1,075,073
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 19.5
Amount in Row (9)
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(12) Type of Reporting Person (See IN
Instructions)
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</TABLE>
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or Rosillo Family Trust
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
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Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Bahamas
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Number of Shares (5) Sole Voting 1,075,073
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
-----------------------------------------------------------------------------------------
(7) Sole 1,075,073
Dispositive
Power
-----------------------------------------------------------------------------------------
(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 1,075,073
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 19.5
Amount in Row (9)
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(12) Type of Reporting Person (See OO
Instructions)
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</TABLE>
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or Allante Corp. N.V.
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
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Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Netherlands Antilles
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Number of Shares (5) Sole Voting 458,092
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
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(7) Sole 458,092
Dispositive
Power
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(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 458,092
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 8.3
Amount in Row (9)
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(12) Type of Reporting Person (See CO
Instructions)
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</TABLE>
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or Getov Holding B.V.
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
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Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization The Netherlands
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Number of Shares (5) Sole Voting 458,092
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
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(7) Sole 458,092
Dispositive
Power
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(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 458,092
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 8.3
Amount in Row (9)
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(12) Type of Reporting Person (See CO
Instructions)
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</TABLE>
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or Brickel N.V.
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
-------------------------------------------------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Netherlands Antilles
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Number of Shares (5) Sole Voting 616,981
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
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(7) Sole 616,981
Dispositive
Power
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(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 616,981
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 11.2
Amount in Row (9)
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(12) Type of Reporting Person (See CO
Instructions)
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</TABLE>
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<TABLE>
<S> <C> <C>
CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or Buxtehude Holding B.V.
I.R.S. Identification Nos. of Above
Persons
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(2) Check the Appropriate Box if a (a)
-------------------------------------------------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization The Netherlands
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Number of Shares (5) Sole Voting 616,981
Beneficially Owned by Power
Each Reporting
Person With
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(6) Shared Voting -0-
Power
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(7) Sole 616,981
Dispositive
Power
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(8) Shared -0-
Dispositive
Power
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(9) Aggregate Amount Beneficially Owned 616,981
by Each Reporting Person
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(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See
Instructions)
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(11) Percent of Class Represented by 11.2
Amount in Row (9)
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(12) Type of Reporting Person (See CO
Instructions)
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</TABLE>
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ITEM 1(A). NAME OF ISSUER
Schlotzsky's, Inc., a Texas corporation (the "Company").
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
The principal executive offices of the Company are located at 200 West Fourth
Street, Austin, Texas 78701.
ITEM 2(A). NAME OF PERSONS FILING
This statement is filed on behalf of the following persons:
John M. Rosillo
The Rosillo Family Trust
Allante Corp. N.V.
Getov Holding B.V.
Brickel N.V.
Buxtehude Holding B.V.
ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
The address of the principal business office of each of the reporting persons
is Leidseplein 29, 1017 PS, Amsterdam, The Netherlands.
ITEM 2(C). CITIZENSHIP
Mr. Rosillo is a Spanish citizen. The Rosillo Family Trust is a Bahamian
trust. Each of Allante N.V. and Brickel N.V. is a Netherlands Antilles
corporation, and each of Getov B.V. and Buxtehude Holding B.V. is
incorporated in The Netherlands.
ITEM 2(D). TITLE OF CLASS OF SECURITIES
This statement relates to shares of the Common Stock, No Par Value ("Common
Stock") of the Company.
ITEM 2(E). CUSIP NO.
The CUSIP number is 806832 10 1.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B),
CHECK WHETHER THE PERSON FILING IS A
Not Applicable.
1
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ITEM 4. OWNERSHIP
John M. Rosillo
(a) Amount Beneficially Owned: 1,075,073
(b) Percent of Class: 19.5
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,075,073
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 1,075,073
(iv) shared power to dispose or to direct the disposition of: -0-
Rosillo Family Trust
(a) Amount Beneficially Owned: 1,075,073
(b) Percent of Class: 19.5
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,075,073
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 1,075,073
(iv) shared power to dispose or to direct the disposition of: -0-
Allante Corp. N.V.
(a) Amount Beneficially Owned: 458,092
(b) Percent of Class: 8.3
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 458,092
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 458,092
(iv) shared power to dispose or to direct the disposition of: -0-
Getov Holding B.V.
(a) Amount Beneficially Owned: 458,092
(b) Percent of Class: 8.3
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 458,092
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 458,092
(iv) shared power to dispose or to direct the disposition of: -0-
2
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Brickel N.V.
(a) Amount Beneficially Owned: 616,981
(b) Percent of Class: 11.2
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 616,981
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 616,981
(iv) shared power to dispose or to direct the disposition of: -0-
Buxtehude Holding B.V.
(a) Amount Beneficially Owned: 616,981
(b) Percent of Class: 11.2
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 616,981
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 616,981
(iv) shared power to dispose or to direct the disposition of: -0-
Getov Holding B.V. ("Getov") owns 458,092 shares of Common Stock,
representing approximately 8.3% of the outstanding Common Stock of the Company.
Allante Corp. N.V. ("Allante") owns 100% of the outstanding capital stock
of Getov, and may be considered to be the beneficial owner of the Common Stock
owned beneficially or of record by Getov, representing approximately 8.3% of
the outstanding Common Stock of the Company.
Buxtehude Holding B.V. ("Buxtehude") owns 512,819 shares of Common Stock
directly and holds options to purchase an additional 104,162 shares, for an
aggregate beneficial ownership of approximately 11.2% of the Common Stock. The
options held by Buxtehude cover 62,500 shares at an exercise price of $2.50 per
share and 41,662 shares at an exercise price of $3.00 per share; all of such
options are exercisable immediately and expire on March 15, 1997.
Brickel N.V. ("Brickel") owns 100% of the outstanding capital stock of
Buxtehude, and may be considered to be the beneficial owner of the Common Stock
owned beneficially or of record by Buxtehude, representing approximately 11.2%
of the outstanding Common Stock of the Company.
The Rosillo Family Trust (the "Trust") owns 100% of the outstanding capital
stock of each of Allante and Brickel, and may be considered to be the beneficial
owner of the Common Stock owned beneficially or of record by Allante, Getov,
Brickel and Buxtehude, which in the aggregate represents approximately 19.5% of
the outstanding Common Stock of the Company.
Mr. Rosillo, as Protector of the Trust and as managing director of each of
Allante, Getov, Brickel and Buxtehude, has the power to direct the voting and
disposition of the assets of the Trust, and may be regarded as the beneficial
owner of the Common Stock owned beneficially or of record by the Trust, Allante,
Getov, Brickel and Buxtehude, which in the aggregate represents approximately
19.5% of the outstanding Common Stock of the Company.
Each of the above persons may be considered to have sole power to vote or to
direct the vote, and sole power to dispose of or to direct the disposition of,
the shares of Common Stock beneficially
3
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owned by such person. Mr. Rosillo disclaims beneficial ownership of any shares
owned beneficially or of record by the Rosillo Trust, Allante, Brickel, Getov or
Buxtehude. Each of Allante and Getov disclaims beneficial ownership of any
shares owned beneficially or of record by Brickel or Buxtehude. Each of Brickel
and Buxtehude disclaims beneficial ownership of any shares owned beneficially or
of record by Allante or Getov.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Due to the relationships between Mr. Rosillo and the Trust, Allante, Brickel,
Getov and Buxtehude, they may be considered to be a "group" for purposes of
Section 13.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
MATERIAL TO BE FILED AS EXHIBITS
The following items are filed as exhibits hereto:
Exhibit 1: Identification of Members of Group.
Exhibit 2: Agreement Relating to Filing of Joint Acquisition Statement.
4
<PAGE> 12
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Signature: Date:
/s/ John M. Rosillo February 12, 1997
- ------------------------------
John M. Rosillo
The Rosillo Family Trust
By: /s/ John M. Rosillo February 12, 1997
------------------------------------
John M. Rosillo, Protector
Allante Corp. N.V.
By: /s/ John M. Rosillo February 12, 1997
---------------------------------------
John M. Rosillo, Managing Director
Getov Holding B.V.
By: /s/ John M. Rosillo February 12, 1997
----------------------------------------
John M. Rosillo, Managing Director
Brickel N.V.
By: /s/ John M. Rosillo February 12, 1997
----------------------------------------
John M. Rosillo, Managing Director
Buxtehude Holding B.V.
By: /s/ John M. Rosillo February 12, 1997
----------------------------------------
John M. Rosillo, Managing Director
6
<PAGE> 13
EXHIBITS TO SCHEDULE 13G
Exhibit
Exhibit 1: Identification of Members of Group
Exhibit 2: Agreement Relating to Filing of
Joint Acquisition Statement
<PAGE> 1
IDENTIFICATION OF MEMBERS OF GROUP
Due to the relationships between the following persons, they may be
considered to be members of a "group" for purposes of Section 13:
John M. Rosillo
The Rosillo Family Trust
Allante Corp. N.V.
Getov Holding B.V.
Brickel N.V.
Buxtehude Holding B.V.
<PAGE> 1
AGREEMENT RELATING TO FILING OF JOINT ACQUISITION STATEMENT
This Agreement is made and entered into as of February 12, 1996, by and
among John M. Rosillo, The Rosillo Family Trust, Allante Corp. N.V., Brickel
N.V., Getov Holding B.V. and Buxtehude Holding B.V.
The parties hereby agree to the making of a joint filing of an amendment to a
previously-filed statement on Form 13G pursuant to Rule 13d-1(f) of the
Securities and Exchange Commission under the Securities Exchange Act of 1934, as
amended, with respect to the securities of Schlotzsky's, Inc.
Each of the parties acknowledges that he or it is responsible for the timely
filing of such statement and any amendments thereto, and for the completeness
and accuracy of the information concerning him or it contained therein; provided
that, no such person shall be responsible for the completeness or accuracy of
the information concerning the other persons making the filing, unless such
person knows or has reason to believe that such information is inaccurate.
Executed by the undersigned:
Signature: Date:
/s/ John M. Rosillo February 12, 1997
- -------------------------
John M. Rosillo
The Rosillo Family Trust
By: /s/ John M. Rosillo February 12, 1997
------------------------------
John M. Rosillo, Protector
Allante Corp. N.V.
By: /s/ John M. Rosillo February 12, 1997
---------------------------------------
John M. Rosillo, Managing Director
Getov Holding B.V.
By: /s/ John M. Rosillo February 12, 1997
---------------------------------------
John M. Rosillo, Managing Director
Brickel N.V.
By: /s/ John M. Rosillo February 12, 1997
---------------------------------------
John M. Rosillo, Managing Director
Buxtehude Holding B.V.
By: /s/ John M. Rosillo February 12, 1997
---------------------------------------
John M. Rosillo, Managing Director
