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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
SCHLOTZSKY'S, INC.
(NAME OF ISSUER)
COMMON STOCK, NO PAR VALUE
(TITLE OF CLASS OF SECURITIES)
806832101
(CUSIP NUMBER)
Check the following box if a fee is being paid with this statement [ ] . (A
fee is not required only if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such
class.) (See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Page 1 of 12 Pages
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CUSIP No. 806832101 Schedule 13G Page 2 of 12 Pages
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: John C. Wooley
Social Security No.: ###-##-####
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 725,395
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 6,768
--------------------------------------------------
(7) Sole Dispositive
Power 725,395
--------------------------------------------------
(8) Shared Dispositive
Power 6,768
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
732,163
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.98%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 806832101 Schedule 13G Page 3 of 12 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: Jeffrey J. Wooley
Social Security No.: ###-##-####
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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Number of Shares (5) Sole Voting
Beneficially Power 186,259
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 1,142
--------------------------------------------------
(7) Sole Dispositive
Power 186,259
--------------------------------------------------
(8) Shared Dispositive
Power 1,142
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
187,401
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.55%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 806832101 Schedule 13G Page 4 of 12 Pages
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: Wooley Trust
IRS Identification No.: N/A
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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Number of Shares (5) Sole Voting
Beneficially Power 1,142
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power N/A
--------------------------------------------------
(7) Sole Dispositive
Power 1,142
--------------------------------------------------
(8) Shared Dispositive
Power N/A
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,142
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.02%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 806832101 Schedule 13G Page 5 of 12 Pages
Item 1 (a) Name of Issuer:
Schlotzsky's, Inc.
Item 1 (b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2 (a) Name of Person Filing:
John C. Wooley
Item 2 (b) Address of Principal Business Office or, if none, Residence:
203 Colorado Street
Austin, Texas 78701
Item 2 (c) Citizenship:
U.S.
Item 2 (d) Title of Class of Securities:
Common Stock, No Par Value
Item 2 (e) CUSIP No.:
806832101
Item 3. Not Applicable.
Item 4. Ownership.
Item 4 (a) Amount Beneficially Owned:
732,163
Item 4 (b) Percent of Class:
9.98%
Item 4 (c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the vote: 725,395
(ii) Shared power to vote or to direct the vote: 6,768
(iii) Sole power to dispose or to direct the disposition
of: 725,395
(iv) Shared power to dispose or to direct the disposition
of: 6,768
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
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CUSIP No. 806832101 Schedule 13G Page 6 of 12 Pages
A group has filed this schedule pursuant to Rule 13d-1(c) -
See attached Exhibit stating the identity of each member of
the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
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CUSIP No. 806832101 Schedule 13G Page 7 of 12 Pages
Item 1 (a) Name of Issuer:
Schlotzsky's, Inc.
Item 1 (b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2 (a) Name of Person Filing:
Jeffrey J. Wooley
Item 2 (b) Address of Principal Business Office or, if none, Residence:
203 Colorado Street
Austin, Texas 78701
Item 2 (c) Citizenship:
U.S.
Item 2 (d) Title of Class of Securities:
Common Stock, No Par Value
Item 2 (e) CUSIP No.:
806832101
Item 3. Not Applicable.
Item 4. Ownership.
Item 4 (a) Amount Beneficially Owned:
187,401
Item 4 (b) Percent of Class:
2.55%
Item 4 (c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the vote: 186,259
(ii) Shared power to vote or to direct the vote: 1,142
(iii) Sole power to dispose or to direct the disposition
of: 186,259
(iv) Shared power to dispose or to direct the disposition
of: 1,142
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
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CUSIP No. 806832101 Schedule 13G Page 8 of 12 Pages
A group has filed this schedule pursuant to Rule 13d-1(c) -
See attached Exhibit stating the identity of each member of
the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
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CUSIP No. 806832101 Schedule 13G Page 9 of 12 Pages
Item 1 (a) Name of Issuer:
Schlotzsky's, Inc.
Item 1 (b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2 (a) Name of Person Filing:
Wooley Trust
Item 2 (b) Address of Principal Business Office or, if none, Residence:
203 Colorado Street
Austin, Texas 78701
Item 2 (c) Place of Organization:
Texas
Item 2 (d) Title of Class of Securities:
Common Stock, No Par Value
Item 2 (e) CUSIP No.:
806832101
Item 3. Not Applicable.
Item 4. Ownership.
Item 4 (a) Amount Beneficially Owned:
1,142
Item 4 (b) Percent of Class:
.02%
Item 4 (c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the vote: 1,142
(ii) Shared power to vote or to direct the vote: N/A
(iii) Sole power to dispose or to direct the disposition
of: 1,142
(iv) Shared power to dispose or to direct the disposition
of: N/A
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 10 of 12 Pages
A group has filed this schedule pursuant to Rule 13d-1(c) -
See attached Exhibit stating the identity of each member of
the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
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CUSIP No. 806832101 Schedule 13G Page 11 of 12 Pages
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
- --------------------------------------
Date:
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Signature:
Name/Title: John C. Wooley, Individual
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
- --------------------------------------
Date:
- --------------------------------------
Signature:
Name/Title: Jeffrey J. Wooley, Individual
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
- --------------------------------------
Date:
Wooley Trust
- --------------------------------------
Signature:
Name/Title: Jeffrey J. Wooley, Trustee
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CUSIP No. 806832101 Schedule 13G Page 12 of 12 Pages
EXHIBIT TO SCHEDULE 13G
The members of the group are: (1) John C. Wooley; (2) Jeffrey J. Wooley;
and (3) The Wooley Trust. Each reporting person disclaims membership in a
group.
