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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)
Schlotzsky's, Inc.
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(Name of Issuer)
Common Stock, No Par Value
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(Title of Class of Securities)
806832 10 1
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(CUSIP Number)
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Check the following box if a fee is being paid with this statement [ ]
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CUSIP No. 806832 10 1
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Names of Reporting Persons. S.S. or I.R.S. John M. Rosillo
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
Spain
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Number of Shares (5) Sole Voting Power 262,687
Beneficially Owned by Each ---------------------------------------------------
Reporting Person With (6) Shared Voting -0-
---------------------------------------------------
(7) Sole Dispositive 262,687
Power
---------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 262,687
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 3.7
(9)
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(12) Type of Reporting Person (See Instructions) IN
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CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Rosillo Family Trust
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4)
Citizenship or Place of Organization Bahamas
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Number of Shares (5) Sole Voting Power 262,687
Beneficially Owned by Each
Reporting Person With ---------------------------------------------------
(6) Shared Voting -0-
Power
---------------------------------------------------
(7) Sole Dispositive 262,687
Power
---------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 262,687
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 3.7
(9)
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(12) Type of Reporting Person (See Instructions) OO
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CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Allante Corp. N.V.
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
-----------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Netherlands Antilles
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Number of Shares (5) Sole Voting Power 128,124
Beneficially Owned by Each ----------------------------------------------------
Reporting Person With (6) Shared Voting -0-
Power
----------------------------------------------------
(7) Sole Dispositive 128,124
Power
----------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 128,124
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 1.8
(9)
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(12) Type of Reporting Person (See Instructions) CO
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CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Getov Holding B.V.
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
-----------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization The Netherlands
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Number of Shares (5) Sole Voting Power 128,124
Beneficially Owned by Each ---------------------------------------------------
Reporting Person With (6) Shared Voting -0-
Power
---------------------------------------------------
(7) Sole Dispositive 128,124
Power
---------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 128,124
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 1.8
(9)
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(12) Type of Reporting Person (See Instructions) CO
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CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Brickel N.V.
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
-----------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization Netherlands Antilles
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Number of Shares (5) Sole Voting Power 134,563
Beneficially Owned by Each ---------------------------------------------------
Reporting Person With (6) Shared Voting -0-
Power
---------------------------------------------------
(7) Sole Dispositive 134,563
Power
---------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 134,563
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 1.9
(9)
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(12) Type of Reporting Person (See Instructions) CO
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CUSIP No. 806832 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Buxtehude Holding B.V.
Identification Nos. of Above Persons
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(2) Check the Appropriate Box if a (a)
-----------------------
Member of a Group (See Instructions) (b) X
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(3) SEC Use Only
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(4) Citizenship or Place of Organization The Netherlands
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Number of Shares (5) Sole Voting Power 134,563
Beneficially Owned by Each ---------------------------------------------------
Reporting Person With (6) Shared Voting -0-
Power
---------------------------------------------------
(7) Sole Dispositive 134,563
Power
---------------------------------------------------
(8) Shared -0-
Dispositive Power
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(9) Aggregate Amount Beneficially Owned by Each 134,563
Reporting Person
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(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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(11) Percent of Class Represented by Amount in Row 1.9
(9)
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(12) Type of Reporting Person (See Instructions) CO
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ITEM 1(a). NAME OF ISSUER
Schlotzsky's, Inc., a Texas corporation (the "Company").
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
The principal executive offices of the Company are located at 203 Colorade
Street, Austin, Texas 78701.
ITEM 2(a). NAME OF PERSONS FILING
This statement is filed on behalf of the following persons:
John M. Rosillo
The Rosillo Family Trust
Allante Corp. N.V.
Getov Holding B.V.
Brickel N.V.
Buxtehude Holding B.V.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
The address of the principal business office of each of the reporting
persons is Leidseplein 29, 1017 PS, Amsterdam, The Netherlands.
ITEM 2(c). CITIZENSHIP
Mr. Rosillo is a Spanish citizen. The Rosillo Family Trust is a Bahamian
trust. Each of Allante N.V. and Brickel N.V. is a Netherlands Antilles
corporation, and each of Getov B.V. and Buxtehude Holding B.V. is incorporated
in The Netherlands.
ITEM 2(d). TITLE OF CLASS OF SECURITIES
This statement relates to shares of the Common Stock, No Par Value ("Common
Stock") of the Company.
ITEM 2(e). CUSIP NO.
The CUSIP number is 806832 10 1.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b), OR
13D-2bB), CHECK WHETHER THE PERSON FILING IS A
Not Applicable.
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ITEM 4. OWNERSHIP
John M. Rosillo
(a) Amount Beneficially Owned: 262,687
(b) Percent of Class: 3.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 262,687
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 262,687
(iv) shared power to dispose or to direct the disposition of: -0-
Rosillo Family Trust
(a) Amount Beneficially Owned: 262,687
(b) Percent of Class: 3.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 262,687
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 262,687
(iv) shared power to dispose or to direct the disposition of: -0-
Allante Corp. N.V.
(a) Amount Beneficially Owned: 128,124
(b) Percent of Class: 1.8
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 128,124
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 128,124
(iv) shared power to dispose or to direct the disposition of: -0-
Getov Holding B.V.
(a) Amount Beneficially Owned: 128,124
(b) Percent of Class: 1.8
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 128,124
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 128,124
(iv) shared power to dispose or to direct the disposition of: -0-
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Brickel N.V.
(a) Amount Beneficially Owned: 134,563
(b) Percent of Class: 1.9
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 134,563
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 134,563
(iv) shared power to dispose or to direct the disposition of: -0-
Buxtehude Holding B.V.
(a) Amount Beneficially Owned: 134,563
(b) Percent of Class: 1.9
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 134,563
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 134,563
(iv) shared power to dispose or to direct the disposition of: -0-
Getov Holding B.V. ("Getov") owns 128,124 shares of Common Stock,
representing approximately 1.8% of the outstanding Common Stock of the Company.
Allante Corp. N.V. ("Allante") owns 100% of the outstanding capital stock of
Getov, and may be considered to be the beneficial owner of the Common Stock
owned beneficially or of record by Getov, representing approximately 1.8% of
the outstanding Common Stock of the Company.
Buxtehude Holding B.V. ("Buxtehude") owns 134,563 shares of Common Stock for
an aggregate beneficial ownership of approximately 1.9% of the Common Stock.
Brickel N.V. ("Brickel") owns 100% of the outstanding capital stock of
Buxtehude, and may be considered to be the beneficial owner of the Common Stock
owned beneficially or of record by Buxtehude, representing approximately 1.9%
of the outstanding Common Stock of the Company.
The Rosillo Family Trust (the "Trust") owns 100% of the outstanding capital
stock of each of Allante and Brickel, and may be considered to be the
beneficial owner of the Common Stock owned beneficially or of record by
Allante, Getov, Brickel and Buxtehude, which in the aggregate represents
approximately 3.7% of the outstanding Common Stock of the Company.
Mr. Rosillo, as Protector of the Trust and as managing director of each of
Allante, Getov, Brickel and Buxtehude, has the power to direct the voting and
disposition of the assets of the Trust, and may be regarded as the beneficial
owner of the Common Stock owned beneficially or of record by the Trust,
Allante, Getov, Brickel and Buxtehude, which in the aggregate represents
approximately 3.7% of the outstanding Common Stock of the Company.
Each of the above persons may be considered to have sole power to vote or to
direct the vote, and sole power to dispose of or to direct the disposition of,
the shares of Common Stock beneficially owned by such person. Mr. Rosillo
disclaims beneficial ownership of any shares owned beneficially or of record by
the Rosillo Trust, Allante, Brickel, Getov or Buxtehude. Each of Allante and
Getov disclaims beneficial ownership of any shares owned beneficially or of
record by Brickel or
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Buxtehude. Each of Brickel and Buxtehude disclaims beneficial ownership of any
shares owned beneficially or of record by Allante or Getov.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [X}
As indicated on the cover pages to this filing, the aggregate ownership of
all reporting persons was below five percent as of the date of this filing.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Due to the relationships between Mr. Rosillo and the Trust, Allante,
Brickel, Getov and Buxtehude, they may be considered to be a "group" for
purposes of Section 13.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
MATERIAL TO BE FILED AS EXHIBITS
The following items are filed as exhibits hereto:
Exhibit 1: Identification of Members of Group.
Exhibit 2: Agreement Relating to Filing of Joint Acquisition Statement.
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
<TABLE>
<CAPTION>
Signature: Date:
<S> <C>
/s/ John M. Rosillo February 11, 1998
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John M. Rosillo
The Rosillo Family Trust
By: /s/ John M. Rosillo February 11, 1998
-------------------------------------------------
John M. Rosillo, Protector
Allante Corp. N.V.
By: /s/ John M. Rosillo February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Getov Holding B.V.
By: /s/ John M. Rosillo February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Brickel N.V.
By: /s/ John M. Rosillo February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Buxtehude Holding B.V.
By: /s/ John M. Rosillo February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
</TABLE>
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IDENTIFICATION OF MEMBERS OF GROUP
Due to the relationships between the following persons, they may be
considered to be members of a "group" for purposes of Section 13:
John M. Rosillo
The Rosillo Family Trust
Allante Corp. N.V.
Getov Holding B.V.
Brickel N.V.
Buxtehude Holding B.V.
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AGREEMENT RELATING TO FILING OF JOINT ACQUISITION STATEMENT
This Agreement is made and entered into as of February 12, 1998, by and among
John M. Rosillo, The Rosillo Family Trust, Allante Corp. N.V., Brickel N.V.,
Getov Holding B.V. and Buxtehude Holding B.V.
The parties hereby agree to the making of a joint filing of a statement on
Form 13G pursuant to Rule 13d-1(f) of the Securities and Exchange Commission
under the Securities Exchange Act of 1934, as amended, with respect to the
securities of Schlotzsky's, Inc.
Each of the parties acknowledges that he or it is responsible for the timely
filing of such statement and any amendments thereto, and for the completeness
and accuracy of the information concerning him or it contained therein;
provided that, no such person shall be responsible for the completeness or
accuracy of the information concerning the other persons making the filing,
unless such person knows or has reason to believe that such information is
inaccurate.
Executed by the undersigned:
<TABLE>
<CAPTION>
Signature: Date:
<S> <C>
/s/ JOHN M. ROSILLO February 11, 1998
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John M. Rosillo
The Rosillo Family Trust
By: /s/ JOHN M. ROSILLO February 11, 1998
-------------------------------------------------
John M. Rosillo, Protector
Allante Corp. N.V.
By: /s/ JOHN M. ROSILLO February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Getov Holding B.V.
By: /s/ JOHN M. ROSILLO February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Brickel N.V.
By: /s/ JOHN M. ROSILLO February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
Buxtehude Holding B.V.
By: /s/ JOHN M. ROSILLO February 11, 1998
-------------------------------------------------
John M. Rosillo, Managing Director
</TABLE>
