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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Quarterly report pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For the quarterly period ended September 30, 2000
Commission File Number: 0-27008
SCHLOTZSKY'S, INC.
(Exact name of registrant as specified in its charter)
Texas 74-2654208
(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification Number)
203 Colorado Street
Austin, Texas 78701
(address of principal executive offices)
(512) 236-3600
(Registrant's telephone number)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days:
YES /X/ NO / /
Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date.
Class Shares Outstanding at November 1, 2000
Common Stock, no par value 7,433,342
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INDEX
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Page No.
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PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K 2
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NOTE: EXHIBIT 10.36(f) WAS LISTED IN ITEM 6 OF THE FORM 10-Q FILED ON
NOVEMBER 14, 2000 BUT WAS NOT INCLUDED IN THE SUBMISSION TO THE
SECURITIES AND EXCHANGE COMMISSION. THE EXHIBIT IS SUBMITTED WITH THIS
FORM 10-Q/A.
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PART II. OTHER INFORMATION
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits:
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Exhibit No.
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10.36(f) Employment Agreement dated August 15, 2000 by and
between the Registrant and Richard H. Valade (filed
herewith).
10.60 Second Amendment to Credit Agreement with Wells Fargo
Bank Texas, National Association, as Agent, dated as of
May 1, 2000 (previously filed with the Securities and
Exchange Commission on November 14, 2000 as an Exhibit
to the Registrant's Quarterly Report on Form 10-Q for
the period ended September 30, 2000).
10.61 Third Amendment to Credit Agreement with Wells Fargo
Bank Texas, National Association, as Agent, dated as of
September 30, 2000 (previously filed with the Securities
and Exchange Commission on November 14, 2000 as an
Exhibit to the Registrant's Quarterly Report on Form
10-Q for the period ended September 30, 2000).
27 Financial Data Schedule (previously filed with the
Securities and Exchange Commission on November 14, 2000
as an Exhibit to the Registrant's Quarterly Report on
Form 10-Q for the period ended September 30, 2000).
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(b) Current Reports on Form 8-K:
None.
2
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
SCHLOTZSKY'S, INC.
By: /s/
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John C. Wooley
President and Chief Executive Officer
(Principal Executive Officer)
By: /s/
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Richard H. Valade
Executive Vice President, Treasurer and Chief
Financial Officer
(Principal Financial Officer)
By: /s/
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Matthew D. Osburn
Controller and Assistant Treasurer
(Principal Accounting Officer)
Austin, Texas
November 17, 2000
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