<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
SCHLOTZSKY'S, INC.
(NAME OF ISSUER)
COMMON STOCK, NO PAR VALUE
(TITLE OF CLASS OF SECURITIES)
806832101
(CUSIP NUMBER)
DECEMBER 31, 1999
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ X ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 12 Pages
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CUSIP No. 806832101 Schedule 13G Page 2 of 12 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: John C. Wooley
Social Security No.: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 925,396
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
-------------------------------------------------------------
6 SHARED VOTING POWER
1,142
-------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
925,396
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,142
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
944,981
- --------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 3 of 12 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: Jeffrey J. Wooley
Social Security No.: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 252,927
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
-------------------------------------------------------------
6 SHARED VOTING POWER
1,142
-------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
252,927
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,142
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
254,069
- --------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.4%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 4 of 12 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name: Wooley Trust
IRS Identification No.: N/A
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,142
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
-------------------------------------------------------------
6 SHARED VOTING POWER
N/A
-------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,142
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
N/A
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,142
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 5 of 12 Pages
Item 1.
(a) Name of Issuer:
Schlotzsky's, Inc.
(b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2.
(a) Name of Person Filing:
John C. Wooley
(b) Address of Principal Business Office or, if none,
Residence:
203 Colorado Street
Austin, Texas 78701
(c) Citizenship:
U.S.
(d) Title of Class of Securities:
Common Stock, No Par Value
(e) CUSIP No.:
806832101
Item 3.
Not Applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned: 944,981
(b) Percent of Class: 12.3%
(c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the
vote: 925,396
(ii) Shared power to vote or to direct
the vote: 1,142
(iii) Sole power to dispose or to direct
the disposition of: 925,396
(iv) Shared power to dispose or to direct
the disposition of: 1,142
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable.
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CUSIP No. 806832101 Schedule 13G Page 6 of 12 Pages
Item 8. Identification and Classification of Members of the Group.
A group has filed this schedule pursuant to Rule
13d-1(c) - See attached Exhibit stating the identity
of each member of the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 7 of 12 Pages
Item 1.
(a) Name of Issuer:
Schlotzsky's, Inc.
(b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2.
(a) Name of Person Filing:
Jeffrey J. Wooley
(b) Address of Principal Business Office or, if none,
Residence:
203 Colorado Street
Austin, Texas 78701
(c) Citizenship:
U.S.
(d) Title of Class of Securities:
Common Stock, No Par Value
(e) CUSIP No.:
806832101
Item 3.
Not Applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned: 254,069
(b) Percent of Class: 3.4%
(c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the
vote: 252,927
(ii) Shared power to vote or to direct
the vote: 1,142
(iii) Sole power to dispose or to direct
the disposition of: 252,927
(iv) Shared power to dispose or to direct
the disposition of: 1,142
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 8 of 12 Pages
Item 8. Identification and Classification of Members of the Group.
A group has filed this schedule pursuant to Rule
13d-1(c) - See attached Exhibit stating the identity
of each member of the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 9 of 12 Pages
Item 1.
(a) Name of Issuer:
Schlotzsky's, Inc.
(b) Address of Issuer's Principal Executive Offices:
203 Colorado Street
Austin, Texas 78701
Item 2.
(a) Name of Person Filing:
Wooley Trust
(b) Address of Principal Business Office or, if none,
Residence:
203 Colorado Street
Austin, Texas 78701
(c) Place of Organization:
Texas
(d) Title of Class of Securities:
Common Stock, No Par Value
(e) CUSIP No.:
806832101
Item 3.
Not Applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned: 1,142
(b) Percent of Class: 0.0%
(c) Number of Shares as to Which Such Person Has:
(i) Sole power to vote or to direct the
vote: 1,142
(ii) Shared power to vote or to direct
the vote: N/A
(iii) Sole power to dispose or to direct
the disposition of: 1,142
(iv) Shared power to dispose or to direct
the disposition of: N/A
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 10 of 12 Pages
Item 8. Identification and Classification of Members of the Group.
A group has filed this schedule pursuant to Rule
13d-1(c) - See attached Exhibit stating the identity
of each member of the group.
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
Not Applicable.
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 11 of 12 Pages
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
2/9/00
-----------------------------------
Date:
/s/ John C. Wooley
-----------------------------------------------------
Signature:
Name/Title: John C. Wooley, Individual
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
2/9/00
-----------------------------------
Date:
/s/ Jeffrey J. Wooley
-----------------------------------------------------
Signature:
Name/Title: Jeffrey J. Wooley, Individual
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
2/9/00
-----------------------------------
Date:
Wooley Trust
/s/ Jeffrey J. Wooley, Trustee
-----------------------------------------------------
Signature:
Name/Title: Jeffrey J. Wooley, Trustee
<PAGE>
CUSIP No. 806832101 Schedule 13G Page 12 of 12 Pages
EXHIBIT TO SCHEDULE 13G
The members of the group are: (1) John C. Wooley; (2) Jeffrey J. Wooley; and (3)
The Wooley Trust. Each reporting person disclaims membership in a group.
