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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SOUTHWEST SMALL CAP EQUITY FUND, INC.
(Exact name of registrant as specified in its charter)
Delaware 76-0486166
(State of incorporation (I.R.S. Employer Identification No.)
or organization)
c/o MGF Service Corp.
312 Walnut Street
Cincinnati, Ohio 45202
(513) 629-2000
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
Common Stock, $0.001 par value Chicago Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Act:
None.
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant's Securities to be Registered.
Information concerning the Common Stock is contained in the prospectus
included in the registrant's registration statement on Form N-2 (Registration
Nos. 33-98050, 811-9110) filed by the registrant pursuant to the Securities Act
of 1933, as amended, on October 12, 1995 and declared effective by the
Securities and Exchange Commission on December 28, 1995, under the caption
"Capital Stock." That description is incorporated herein by reference.
Item 2. Exhibits. The following exhibits have been filed or will be filed
with the Chicago Stock Exchange only:
1. The registrant's registration statement on Form N-2, including all
amendments thereto;
2. A certified copy of the registrant's articles of incorporation;
3. A copy of the registrant's by-laws;
4. A specimen stock certificate for the registrant's common stock, par value
$.001 per share.
SIGNATURE
Pursuant to Section 12 of the Securities Exchange Act of 1934, the registrant
has duly caused this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
(Registrant) SOUTHWEST SMALL CAP EQUITY FUND, INC.
Date: January 5, 1996
By: /s/ JOHN J. McKENNA
John J. McKenna
President
