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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 10-K/A
AMENDMENT NO. 1
FOR ANNUAL AND TRANSITION REPORTS
PUSUANT TO SECTIONS 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
|X| ANNUAL REPORT PURSUANT TO SECTIO 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the fiscal year ended December 31, 1999
OR
|_| TRANSITION REPORT PURSUANT TO SECTIN 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from _____ to _____
Commission file number 1-14020
CASTLE & COOKE, INC.
(Exact Name of Registrant as Specified in Its Charter)
HAWAII 77-0412800
(State or Other Jurisdiction of (I.R.S. Employer Identification Number)
Incorporation or Organization)
10900 WILSHIRE BOULEVARD
LOS ANGELES, CALIFORNIA 90024
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (310) 208-3636
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SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
TITLE OF EXCH CLASS NAME OF EACH EXCHANGE ON WHICH REGISTRED
Common Stock, No Par Value New York Stock Exchange
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SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: None
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Indicate by check mark whether the registrant: (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. YES |X| NO |_|
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. |_|
The aggregate market value of the voting stock held by non-affiliates
of the registrant as of May 19, 2000 was approximately $213,819,862.
The number of shares of Common Stock outstanding as of May 19, 2000 was
17,059,833.
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EXPLANATORY NOTE:
This Form 10-K/A is filed by Castle & Cooke, Inc. (the "Company") to amend its
Annual Report on Form 10-K for the year ended December 31, 1999, to provide in
electronic format certain portions of the Company's Annual Report to
Stockholders for the year ended December 31, 1999, as required by General
Instruction G(2) to the Form 10-K.
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PART IV
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K.
(a)(3) Exhibits
EXHIBIT NO.
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13 Those portions of the Castle & Cooke, Inc. 1999 Annual Report for the
year ended December 31, 1999 which were incorporated by reference in
Castle & Cooke, Inc.'s Form 10-K for the year ended December 31, 1999
(filed in electronic format, as required by Item 601(b)(13) of
Regulation S-K).
23 Consent of Arthur Andersen LLP.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Company has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized and in the capacities indicated on
June 6, 2000.
CASTLE & COOKE, INC.
/s/ EDWARD C. ROOHAN
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Edward C. Roohan
Vice President & Chief Financial Officer
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EXHIBIT INDEX
EXHIBIT NO.
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13 Those portions of the Castle & Cooke, Inc. 1999 Annual Report for the
year ended December 31, 1999 which were incorporated by reference in
Castle & Cooke, Inc.'s Form 10-K for the year ended December 31, 1999
(filed in electronic format, as required by Item 601(b)(13) of
Regulation S-K).
23 Consent of Arthur Andersen LLP.
