UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Castle & Cooke, Inc.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
148433105
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(CUSIP Number)
Daniel R. Tisch Thomas J. Tisch
500 Park Avenue 667 Madison Avenue
New York, N.Y. 10022 New York, N.Y. 10021
212 935-6655 212 545-2927
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
April 27, 2000
------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. |_|
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 Pages
<PAGE>
SCHEDULE 13D
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CUSIP NO. 148433105 PAGE 2 OF 8 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Daniel R. Tisch
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(See Instructions) (b) [X ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS (See Instructions)
WC
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7. SOLE VOTING POWER
NUMBER OF 837,300
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 800,000
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 837,300
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
800,000
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,637,300
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12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6%
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14. TYPE OF REPORTING PERSON (See Instructions)
IN
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<PAGE>
SCHEDULE 13D
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CUSIP NO. 148433105 PAGE 3 OF 8 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Andrew H. Tisch
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(See Instructions) (b) [X ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS (See Instructions)
WC
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7. SOLE VOTING POWER
NUMBER OF
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 800,000
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
800,000
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
800,000
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12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7%
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14. TYPE OF REPORTING PERSON (See Instructions)
IN
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<PAGE>
SCHEDULE 13D
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CUSIP NO. 148433105 PAGE 4 OF 8 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
James S. Tisch
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(See Instructions) (b) [X ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS (See Instructions)
WC
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7. SOLE VOTING POWER
NUMBER OF
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 800,000
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
800,000
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
800,000
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12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7%
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14. TYPE OF REPORTING PERSON (See Instructions)
IN
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<PAGE>
SCHEDULE 13D
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CUSIP NO. 148433105 PAGE 5 OF 8 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Thomas J. Tisch
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(See Instructions) (b) [X ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS (See Instructions)
WC
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7. SOLE VOTING POWER
NUMBER OF
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 800,000
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
800,000
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
800,000
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12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7%
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14. TYPE OF REPORTING PERSON (See Instructions)
IN
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<PAGE>
The statement on Schedule 13D previously filed by Daniel R. Tisch,
Thomas J. Tisch, Andrew H. Tisch and James S. Tisch (the "Reporting Persons")
with respect to the Common Stock, no par value (the "Common Stock"), of Castle &
Cooke, Inc. (the "Issuer") is hereby amended and supplemented to report an
increase in the percentage of the outstanding Common Stock beneficially owned by
them. Except as amended and supplemented hereby, the statement on Schedule 13D
remains in full force and effect.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
The source of $384,465.00 used to purchase 21,300 additional shares of
Common Stock held by Mentor Partners, L.P. was working capital of Mentor
Partners, L.P. The source of $2,704,227.32 used to purchase 151,600 additional
shares of Common Stock held by Four Partners was working capital of Four
Partners.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The aggregate number and percentage of the outstanding Common Stock
(based upon a total of 17,052,946 shares reported as outstanding by the Issuer
as of March 16, 2000) beneficially owned by each of the Reporting Persons as of
April 27, 2000 was as follows:
Daniel R. Tisch 1,637,300 9.6%
Thomas J. Tisch 800,000 4.7
Andrew H. Tisch 800,000 4.7
James S. Tisch 800,000 4.7
Daniel R. Tisch has sole voting power and sole dispositive power as to
837,300 shares of Common Stock, which include 781,300 shares held by Mentor
Partners, L.P. and 56,000 shares held by Mentor Offshore Fund Limited.
Daniel R. Tisch, Thomas J. Tisch, Andrew H. Tisch and James S. Tisch
have shared voting power and shared dispositive power as to 800,000 shares of
Common Stock held by Four Partners.
Subsequent to the purchases previously reported, the Reporting Persons
effected purchases of additional shares of Common Stock on the New York Stock
Exchange and in the over-the-counter market as follows:
Name Date No. of Shares Price per Share
---- ---- ------------- ---------------
Daniel R. Tisch:
4/27/00 21,300 18.05
Page 6 of 8 Pages
<PAGE>
Name Date No. of Shares Price per Share
---- ---- ------------- ---------------
Daniel R. Tisch
Andrew H. Tisch
James S. Tisch
Thomas J. Tisch
(Acting jointly through Four Partners):
4/13/00 35,600 18.0419
4/14/00 3,500 17.55
4/17/00 70,800 17.6326
4/20/00 10,000 18.0375
4/24/00 3,000 17.9042
4/26/00 3,000 18.05
4/27/00 25,700 18.05
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1. Agreement regarding the joint filing (filed as Exhibit 1 to the
Statement on Schedule 13D and incorporated herein by reference).
Page 7 of 8 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
April 27, 2000
/s/ Daniel R. Tisch
--------------------------------
Daniel R. Tisch
/s/ Thomas J. Tisch
--------------------------------
Thomas J. Tisch
/s/ Andrew H. Tisch
--------------------------------
Andrew H. Tisch
/s/ James S. Tisch
--------------------------------
James S. Tisch
Page 8 of 8 Pages
