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As filed with the Securities and Exchange Commission on January 29, 1997
Registration No. 33-98346C
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U. S. SECURITIES AND EXCHANGE COMMISSION
Chicago, Illinois 60661
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FORM SB-2
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 1
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BERTHEL FISHER & COMPANY LEASING, INC.
(Name of small business issuer in its charter)
IOWA 7359 42-1312639
(State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer
incorporation or organization) Classification Code Identification
Number) Number)
425 SECOND STREET, SE, SUITE 600
CEDAR RAPIDS, IOWA 52401
TELEPHONE: (319) 365-2506
(Address and telephone number of principal executive offices
and principal place of business)
THOMAS J. BERTHEL
100 SECOND STREET, SE
CEDAR RAPIDS, IOWA 52401
TELEPHONE: (319) 365-2506
(Name, address and telephone number of agent for service)
Recipient of copies of service
MICHAEL K. DENNEY
BRADLEY & RILEY, P.C.
100 FIRST STREET, SW
CEDAR RAPIDS, IOWA 52404
TELEPHONE: (319) 363-0101
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Pursuant to the requirements of Item 512(a)(3), the registrant
hereby deregisters 6,999 Subordinated Notes with Detachable Warrants of the
registrant which had not been sold pursuant to the Registration Statement as of
the date of this Post-Effective Amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form SB-2 and has duly caused this
Post-Effective Amendment Number 1 to the Registration Statement for Berthel
Fisher & Company Leasing, Inc. to be signed by the undersigned, thereunto duly
authorized, in the City of Cedar Rapids, State of Iowa, on the 20th day of
January, 1997.
BERTHEL FISHER & COMPANY LEASING, INC.
By /s/ Thomas J. Berthel
---------------------------------
THOMAS J. BERTHEL, Chief
Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 to Registration Statement on Form SB-2 has been
signed by the following persons, in the indicated capacities, on this 20th day
of January, 1997.
Signature Title
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/s/ Thomas J. Berthel
- ---------------------------- President, Director and Chief Executive Officer
THOMAS J. BERTHEL of the Company
/s/ Nancy L. Lowenberg Vice President/Chief Operating Officer
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NANCY L. LOWENBERG
/s/ Greg Pugh
- ---------------------------- Director and Executive Vice President of the
GREG PUGH Company
/s/ Ronald O. Brendengen
- ----------------------------
RONALD O. BRENDENGEN Director and Treasurer of the Company
/s/ Lynn Whiteman
- ----------------------------
LYNN WHITEMAN Vice President/Operations of the Company
/s/ Leslie D. Smith
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LESLIE D. SMITH Secretary of the Company
/s/ Steven J. Hogan
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STEVEN J. HOGAN Director of the Company
/s/ Emmett J. Scherrman
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EMMETT J. SCHERRMAN Director of the Company
/s/ Von Elbert
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VON ELBERT Director of the Company
