Registration No. 33-98980
securities and exchange commission
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Pre-Effective Amendment No. 1
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 1
WEST UNIVERSITY FUND, INC.
(Exact Name as Specified in Charter)
3030 University Blvd.
Houston, Texas 77005
(Address of Principal Executive)
(713) 666-1652
(Registrant s Telephone Number)
Richard Peter Cancelmo, Jr.
3030 University Blvd.
Houston, Texas 77005
(Name and Address of Agent for Service)
Approximate date of Proposed Public Offering: As soon as practicable after the
effectiveness of the registration statement.
Title of Securities Being Registered:
Common Stock $1.00 Par Value
Amount Being Registered:
500,000 Shares
Proposed Maximum Offering Price Per Unit:
$10.10*
Proposed Maximum Aggregate Offering Price:
$5,050,000
Amount of Registration Fee:
$1,742.00
*Estimated solely for the purpose of determining the amount of the
registration fee.
The registrant hereby amends this registration statement on such date or
dates as may be necessary to delay its effective date until the registrant
shall file a further amendment which specifically states that this
registration statement shall thereafter become effective in accordance with
section 8(a) of the Securities Act of 1933 or until the registration
statement shall become effective on such date as the Commission acting
pursuant to said section 8(a) may determine.
THIS DOCUMENT CONTAINS 3 PAGES
<PAGE>
The registrant hereby incorporates by reference Parts A, B, and C of its
registration statement dated November 2, 1995 into this pre-effective
amendment Number One. The sole purpose of this amendment is to add the
delaying amendment, Rule 473 to the cover page of Form N-1A. It reads as
follows:
The registrant hereby amends this registration statement on such date or
dates as may be necessary to delay its effective date until the registrant
shall file a further amendment which specifically states that this
registration statement shall thereafter become effective in accordance with
section 8(a) of the Securities Act of 1933 or until the registration
statement shall become effective on such date as the Commission acting
pursuant to said section 8(a) may determine.
<PAGE>
SIGNATURES
Pursuant to the requirements of (the Securities Act of 1933 and) the
Investment Company Act of 1940 the Registrant (certifies that it meets all
the requirements for effectiveness of this Registration Statement pursuant to
Rule 485(b) under the Securities Act of 1933 and) has duly caused this
Registration Statement to be signed on its behalf by the undersigned,
thereto duly authorized, in the City of Houston and state of Texas on the
16th day of November , 1995.
West University Fund, Inc.
BY
Richard Peter Cancelmo, Jr.
President
Pursuant to the requirements of (the Securities Act of 1933 and) this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated.
Director, Secretary November 16, 1995
James Barry Kendrick (Title) (Date)
Director November 16, 1995
Samuel Lee Moreland (Title) (Date)