UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
(Amendment No. 1)
NOTIFICATION OF LATE FILING
SEC FILE NUMBER
0-27142
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CUSIP NUMBER
865490 10 6
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(Check One):
[X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K
[ ] 10-Q and Form 10-QSB [ ] Form N-SAR
For Period Ended:
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[ ] Transition Report On Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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Read Instructions (on back page) Before Preparing Form. Please
Print or Type.
NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION
HAS VERIFIED ANY INFORMATION CONTAINED HEREIN.
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If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates:
Exhibit 13
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PART I--REGISTRANT INFORMATION
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Full Name of Registrant:
L & B FINANCIAL, INC.
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Former Name if Applicable
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Address of Principal Executive Office (Street and Number)
306 N. DAVIS ST.
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City, State and Zip Code
SULPHUR SPRINGS, TX 75482
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PART II--RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of
this form could not be eliminated without unreasonable
effort or expense;
(b) The subject annual report, semi-annual report, transition
report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or
[X] portion thereof will be filed on or before the fifteenth
calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q,
or portion thereof will be filed on or before the fifth
calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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PART III--NARRATIVE
State below in reasonable detail the reasons why Form 10-K and Form
10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition
report or portion thereof could not be filed within the prescribed
period.
Exhibit 13 (the Annual Report to Shareholders) could not be filed on
the date the Form 10-K report was due because of unexpected
difficulty in obtaining an electronic file that contained that report.
PART IV--OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Sam Rosen (817) 336-9333
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under section 13 or 15(d)
of the Securities and Exchange Act of 1934 or section 30 of the
Investment Company Act of 1940 during the preceding 12 months or
for such shorter period that the registrant was required to file
such report(s) been filed? If the answer is no, identify
report(s). [X] Yes [ ] No
(3) It is anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in
the subject report or portion thereof? [ ] Yes [X] No
If so; attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
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L & B FINANCIAL INC.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on behalf by the undersigned
hereunto duly authorized.
Date OCTOBER 16, 1996 By /s/ SAM ROSEN
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Sam Rosen
INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name
and title of the person signing the form shall be typed or printed
beneath the signature. If the statement is signed on behalf of the
registrant by an authorized representative (other than an executive
officer), evidence of the representative's authority to sign on
behalf of the registrant shall be filed with the form.
SPECIAL POWER OF ATTORNEY
STATE OF TEXAS )(
)( KNOW ALL MEN BY THESE PRESENTS
COUNTY OF HOPKINS )(
That the undersigned, a Texas corporation, has made, constituted and
appointed, and by these presents does make, constitute and appoint,
Sam Rosen, its true and lawful attorney and agent, to execute in its
name, place and stead, a 12b-25 filing with the United States Security
and Exchange Commission, and any amendment thereto, for the purpose of
extending the time for the submission of any portion of the Form 10-K
Report for the Company's fiscal year ended June 30, 1996, which the
Company is unable to timely file, said attorney and agent to have full
power and authority to do and perform in the name of and on behalf of the
undersigned, every act whatsoever necessary or advisable to be done in
the premises as fully and to all intents and purposes as the undersigned
might or could do itself.
EXECUTED this 15th day of October, 1996.
L & B FINANCIAL, INC.
By: /s/ C. GLYNN LOWE
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C. Glynn Lowe
Its: President
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT
CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
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GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 (17 CFR 240, 12b-25) of the
General Rules and Regulations under the Securities Exchange Act of
1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities
and Exchange Commission, Washington, D.C. 20549, in accordance with
Rule 0-3 of the General Rules and Regulations under the Act. The
information contained in or filed with the form will be made a
matter of public record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall
be filed with each national securities exchange on which any
class of securities of the registrant is registered.
4. Amendments to the notifications must also be filed on form 12b-25
but need not restate information that has been correctly furnished.
the form shall be clearly identified as an amended notification.
5. Electronic Filers. this form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties.
Filers unable to submit a report within the time period prescribed
due to difficulties in electronic filing should comply with either
Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment
in filing date pursuant to Rule 13(b) of Regulation S-T.
