SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 12b-25
Commission File Number 0-16007
NOTIFICATION OF LATE FILING
(Check One) | | Form 10-K |_| Form 11-K |_| Form 20-F |x| Form 10-Q |_| Form
N-SAR For Period Ended: September 30, 1996 |_| Transition Report on Form 10-K
|_| Transition Report on Form 10-Q |_| Transition Report on Form 20-F |_|
Transition Report on Form N-SAR |_| Transition Report on Form 11-K
For the Transition Period Ended:
Read attached instruction sheet before preparing form. Please
print or type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
Part I. Registrant Information
Full name of registrant Performance Technologies, Incorporated
Former name if applicable
N/A
Address of principal executive office:
315 Science Parkway, Rochester, New York 14620
Part II. Rule 12b-25 (b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check appropriate box.)
|X| (a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or expense;
|X| (b) The subject annual report, semi-annual report, transition report on
Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on
or before the 15th calendar day following the prescribed due date; or
the subject quarterly report or transition report on Form 10-Q, or
portion thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
|_| (c) The accountant's statement or other exhibit required by
Rule 12b-25(c) has been attached if applicable.
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Part III. Narrative
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q,
N-SAR or the transition report portion thereof could not be filed within the
prescribed time period. (Attach extra sheets if needed.)
See Exhibit I.
Part IV. Other Information
(1) Name and telephone number of person to contact in regard to this
notification
Dorrance W. Lamb 716 256-0200
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of
1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
|X| Yes |_| No
(3) Is it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
|_| Yes |X| No
If so: attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
Performance Technologies, Incorporated
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(Name of registrant as specified in charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date November 13, 1996 By /s/ Dorrance W. Lamb
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Chief Financial Officer
<PAGE>
EXHIBIT 1
The Registrant recently entered into a Credit Agreement with The Chase
Manhattan Bank (the "Agreement"). To date, several of the Schedules to the
Agreement have not been finalized. The Registrant will file the Agreement with
Schedules no later than November 19, 1996.
