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Previous: ASHTON TECHNOLOGY GROUP INC, DEF 14A, 2000-11-06 |
Next: ZESIGER CAPITAL GROUP LLC, 13F-HR, 2000-11-06 |
SCHEDULE 13 (G)
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13D-2(B)
BAB, INC.
(NAME OF ISSUER)
COMMON STOCK, NO PAR VALUE PER SHARE
(TITLE OF CLASS OF SECURITIES)
055183107
(CUSIP NUMBER)
OCTOBER 30, 2000
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [ ] | Rule 13d - 1(b) | |
| [ ] | Rule 13d - 1(c) | |
| [X] | Rule 13d - 1(d) |
| 1 | Names of Reporting persons | Michael K. Murtaugh |
| I.R.S. Identification No. of above persons ( Entities Only) | ###-##-#### |
| 2 | Check the Appropriate Box if a Member of a Group | (a) [X] |
| (b) [ ] |
| 3 | SEC Use only |
| 4 | Citizenship or Place of Organization | United States of America |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power | 76,397 |
| 6 | Shared Voting Power | 818,491 | |
| 7 | Sole Dispositive Power | 76,397 | |
| 8 | Shared Dispositive Power | 818,491 |
| 9 | Aggregate Amount Benefically Owned by Each Reporting Person | 894,888** |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares | [] |
| 11 | Percent of Class Represented by Amount in Row (9) | 40.00% |
| 12 | Type of Reporting Person | IN |
**Based upon the information contained in the Company's Form 10 SB and Information Statement distributed to shareholders, the total number of shares outstanding is 2,237,557.
| ITEM 1(A). | NAME OF ISSUER: |
| BAB, Inc. |
| ITEM 1(B). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: |
| 8501 W. Higgins Road, Suite 320, Chicago, Illinois 60631 |
| ITEM 2(A). | NAME OF PERSON FILING: |
| Michael K. Murtaugh |
| ITEM 2(B). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: |
| 8501 W. Higgins Road, Suite 320, Chicago, Illinois 60631 |
| ITEM 2(C). | CITIZENSHIP: |
| United States of America |
| ITEM 2(D). | TITLE OF CLASS OF SECURITIES: |
| Common Stock, no par value per share |
| ITEM 2(E). | CUSIP NUMBER: |
| * |
* Incorporated by reference to cover page.
| ITEM 3 | IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B)OR (C), CHECK WHETHER THE PERSON FILING IS A: |
| Not Applicable |
| Item 4 | Ownership |
| ITEM 4 (A) | Amount beneficially owned: |
| * |
| ITEM 4 (B) | Percent of Class: |
| * |
| ITEM 4 (C) | Number of shares to which such person has: * |
| (i) Sole power to vote or to direct the vote | |
| (ii) Shared power to vote or to direct the vote | |
| (iii) Sole power to dispose or to direct the disposition of | |
| (iv) Shared power to dispose or direct the disposition of |
| ITEM (5) | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
| Not Applicable |
| ITEM (6) | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
| Not Applicable |
| ITEM (7) | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY. |
| Not Applicable |
| ITEM (8) | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
| Not Applicable |
| ITEM (9) | NOTICE OF DISSOLUTION OF A GROUP |
| Not Applicable |
* Incorporated by reference to cover page.
| ITEM (10) | CERTIFICATION |
| Not Applicable |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| November 6, 2000 | /s/ Michael K. Murtaugh |
| Date | Signature |
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