UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE YEAR OR QUARTER ENDED: DECEMBER 31, 1999
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.):
[ ] IS A RESTATEMENT.
[ ] ADDS NEW HOLDINGS ENTRIES.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME:
GENERAL RE - NEW ENGLAND ASSET MANAGEMENT, INC.
ADDRESS: POND VIEW CORPORATE CENTER
76 BATTERSON PARK ROAD
FARMINGTON, CT, 06032
13F FILE NUMBER: 28-5194
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: GERARD T. LYNCH
TITLE: PRESIDENT
PHONE: (860) 676-8722
SIGNATURE, PLACE AND DATE OF SIGNING:
GERARD T. LYNCH FARMINGTON, CT FEBRUARY 15, 2000
REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 2
FORM 13F INFORMATION TABLE ENTRY TOTAL: 415
FORM 13F INFORMATION TABLE VALUE TOTAL:$521, 259
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
01 28-4922 GENERAL RE CORPORATION
02 28-4545 BERKSHIRE HATHAWAY INC.
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
GENERAL RE - NEW ENGLAND ASSET MANAGEMENT, INC.
SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP VALUE SHARES PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------- --------- -------- -------- --- ---- -------- ----------- -------- -------- --------
ADC TELECOMMUNICATIONS INC COMMON STK 000886101 290 4000 SH SOLE 4000 0 0
AGL RESOURCES INC COMMON STK 001204106 61 3600 SH SOLE 0 0 3600
AES CORPORATION COMMON STK 00130H105 239 3200 SH SOLE 3200 0 0
AT&T CORPORATION COMMON STK 001957109 2490 49000 SH SOLE 49000 0 0
AXA FINANCIAL INC COMMON STK 002451102 1251 36800 SH SOLE 36800 0 0
ABBOTT LABORATORIES COMMON STK 002824100 381 10500 SH SOLE 10500 0 0
ABBOTT LABORATORIES COMMON STK 002824100 153 4200 SH SOLE 0 0 4200
ABERCROMBIE & FITCH CO-CL A COMMON STK 002896207 109 4100 SH SOLE 4100 0 0
ABBEY NATIONAL PREFER STK 002920205 18281 750000 SH DEFINED 01, 02 750000 0 0
ADOBE SYSTEMS INC COMMON STK 00724F101 229 3400 SH SOLE 3400 0 0
AIR PRODUCTS & CHEMICALS INC COMMON STK 009158106 67 2000 SH SOLE 2000 0 0
AIR PRODUCTS & CHEMICALS INC COMMON STK 009158106 101 3000 SH SOLE 0 0 3000
ALBERTSONS INC COMMON STK 013104104 29 889 SH SOLE 889 0 0
ALCOA INC COMMON STK 013817101 2208 26600 SH SOLE 26600 0 0
ALLEGHENY TECHNOLOGIES INC COMMON STK 01741R102 54 2400 SH SOLE 2400 0 0
ALLMERICA FINANCIAL CORP COMMON STK 019754100 195 3500 SH SOLE 3500 0 0
ALLSTATE CORP COMMON STK 020002101 53 2200 SH SOLE 2200 0 0
ALLTEL CORPORATION COMMON STK 020039103 405 4900 SH SOLE 4900 0 0
AMERADA HESS CORPORATION COMMON STK 023551104 45 800 SH SOLE 800 0 0
AMEREN CORP COMMON STK 023608102 26 800 SH SOLE 800 0 0
AMERICA ONLINE INC COMMON STK 02364J104 1821 24000 SH SOLE 24000 0 0
AMERICA ONLINE INC COMMON STK 02364J104 38 500 SH SOLE 0 0 500
AMERICAN EXPRESS COMPANY COMMON STK 025816109 299 1800 SH SOLE 1800 0 0
AMERICAN HOME PRODUCTS CORPORA COMMON STK 026609107 769 19600 SH SOLE 19600 0 0
AMERICAN HOME PRODUCTS CORPORA COMMON STK 026609107 4423 112692 SH SOLE 0 0 112692
AMERICAN INTERNATIONAL GROUP I COMMON STK 026874107 3408 31516 SH SOLE 31516 0 0
AMERICAN INTERNATIONAL GROUP I COMMON STK 026874107 3554 32871 SH SOLE 0 0 32871
AMERICAN POWER CONVERSION CORP COMMON STK 029066107 79 3000 SH SOLE 3000 0 0
AMGEN INC COMMON STK 031162100 481 8000 SH SOLE 8000 0 0
AMSOUTH BANCORPORATION COMMON STK 032165102 1050 54350 SH SOLE 54350 0 0
APPLIED MATERIALS INC COMMON STK 038222105 2812 22200 SH SOLE 22200 0 0
ASSOCIATES FIRST CAPITAL CORPO COMMON STK 046008108 449 16354 SH SOLE 16354 0 0
ATLANTIC RICHFIELD COMPANY COMMON STK 048825103 173 2000 SH SOLE 2000 0 0
ATLANTIC RICHFIELD COMPANY COMMON STK 048825103 882 10200 SH SOLE 0 0 10200
AUTOMATIC DATA PROCESSING INC COMMON STK 053015103 1185 22000 SH SOLE 22000 0 0
AUTOMATIC DATA PROCESSING INC COMMON STK 053015103 2403 44600 SH SOLE 0 0 44600
AVALONBAY COMMUNITIES INC COMMON STK 053484101 467 13500 SH SOLE 13500 0 0
AVERY DENNISON CORPORATION COMMON STK 053611109 2186 30000 SH SOLE 0 0 30000
AVISTA CORP $1.24 (WA WATER) PREFER STK 05379B503 534 35000 SH SOLE 35000 0 0
AVON PRODUCTS INC COMMON STK 054303102 459 13900 SH SOLE 13900 0 0
BP AMOCO PLC ADR COMMON STK 055622104 62 1046 SH SOLE 1046 0 0
BMC SOFTWARE INC COMMON STK 055921100 576 7200 SH SOLE 7200 0 0
BANDAG INCORPORATED COMMON STK 059815100 250 10000 SH SOLE 0 0 10000
BANDAG INCORPORATED-CL A COMMON STK 059815308 213 10000 SH SOLE 0 0 10000
BANK OF AMERICA CORPORATION COMMON STK 060505104 614 12242 SH SOLE 12242 0 0
BANK OF NEW YORK CO INC COMMON STK 064057102 200 5000 SH SOLE 5000 0 0
BANK OF NEW YORK CO INC COMMON STK 064057102 392 9800 SH SOLE 0 0 9800
BANK ONE CORPORATION COMMON STK 06423A103 44 1371 SH SOLE 0 0 1371
BARCLAYS BANK PLC PREFER STK 06738C802 1019 39200 SH DEFINED 01, 02 39200 0 0
BARRICK GOLD CORPORATION COMMON STK 067901108 168 9500 SH SOLE 9500 0 0
BAXTER INTERNATIONAL INC COMMON STK 071813109 141 2250 SH SOLE 2250 0 0
BECTON DICKINSON & CO COMMON STK 075887109 137 5100 SH SOLE 5100 0 0
BELL ATLANTIC CORPORATION COMMON STK 077853109 1136 18460 SH SOLE 18460 0 0
BELLSOUTH CORPORATION COMMON STK 079860102 482 10300 SH SOLE 10300 0 0
BELO (A.H.) CORP - SER A COMMON STK 080555105 3201 167900 SH SOLE 167900 0 0
BELO (A.H.) CORP - SER A COMMON STK 080555105 5291 277580 SH SOLE 0 0 277580
BESTFOODS COMMON STK 08658U101 163 3100 SH SOLE 3100 0 0
BESTFOODS COMMON STK 08658U101 147 2800 SH SOLE 0 0 2800
BLACK & DECKER CORP COMMON STK 091797100 152 2900 SH SOLE 2900 0 0
BOEING COMPANY (THE) COMMON STK 097023105 162 3900 SH SOLE 3900 0 0
BOISE CASCADE CORPORATION COMMON STK 097383103 16 400 SH SOLE 400 0 0
BOSTON PROPERTIES INC COMMON STK 101121101 96 3100 SH SOLE 3100 0 0
BOSTON SCIENTIFIC CORP COMMON STK 101137107 158 7200 SH SOLE 7200 0 0
BRISTOL-MYERS SQUIBB COMPANY COMMON STK 110122108 3582 55800 SH SOLE 55800 0 0
BRISTOL-MYERS SQUIBB COMPANY COMMON STK 110122108 7253 113000 SH SOLE 0 0 113000
BURLINGTON NORTHERN SANTA FE C COMMON STK 12189T104 230 9500 SH SOLE 9500 0 0
BURLINGTON RESOURCES INC COMMON STK 122014103 519 15700 SH SOLE 15700 0 0
BURLINGTON RESOURCES INC COMMON STK 122014103 265 8000 SH SOLE 0 0 8000
CBS CORPORATION COMMON STK 12490K107 307 4800 SH SOLE 4800 0 0
CSX CORPORATION COMMON STK 126408103 60 1900 SH SOLE 1900 0 0
CVS CORP COMMON STK 126650100 1520 38116 SH SOLE 38116 0 0
CALIFORNIA FED BANK-SCLP COMMON STK 130209703 19 25000 SH SOLE 25000 0 0
CAPITAL ONE FINANCIAL CORP COMMON STK 14040H105 34 700 SH SOLE 700 0 0
CATERPILLAR INC COMMON STK 149123101 1337 28400 SH SOLE 28400 0 0
CENTEX CORPORATION COMMON STK 152312104 400 16200 SH SOLE 16200 0 0
CENTRAL NEWSPAPERS CL A COMMON STK 154647101 1292 32800 SH SOLE 32800 0 0
CENTURYTEL INC COMMON STK 156700106 1439 30375 SH SOLE 30375 0 0
CHAMPION INTERNATIONAL CORP COMMON STK 158525105 68 1100 SH SOLE 1100 0 0
CHARTER ONE FINANCIAL INC COMMON STK 160903100 145 7560 SH SOLE 7560 0 0
CHASE MANHATTAN CORPORATION COMMON STK 16161A108 2701 34768 SH SOLE 34768 0 0
CHEVRON CORPORATION COMMON STK 166751107 87 1000 SH SOLE 0 0 1000
CHUBB CORP COMMON STK 171232101 805 14300 SH SOLE 14300 0 0
CHUBB CORP COMMON STK 171232101 366 6500 SH SOLE 0 0 6500
CINCINNATI FINANCIAL CORP COMMON STK 172062101 103 3300 SH SOLE 3300 0 0
CINERGY CORP COMMON STK 172474108 177 7400 SH SOLE 7400 0 0
CISCO SYSTEMS INC COMMON STK 17275R102 5988 55900 SH SOLE 55900 0 0
CISCO SYSTEMS INC COMMON STK 17275R102 75 700 SH SOLE 0 0 700
CINTAS CORP COMMON STK 172908105 154 2900 SH SOLE 2900 0 0
CITIGROUP INC COMMON STK 172967101 881 15825 SH SOLE 15825 0 0
CITRIX SYSTEMS INC COMMON STK 177376100 221 1800 SH SOLE 1800 0 0
CLEAR CHANNEL COMMUNICATIONS COMMON STK 184502102 268 3000 SH SOLE 3000 0 0
CLOROX COMPANY COMMON STK 189054109 50 1000 SH SOLE 1000 0 0
COASTAL CORP COMMON STK 190441105 163 4600 SH SOLE 4600 0 0
COCA COLA COMPANY COMMON STK 191216100 3664 62900 SH SOLE 62900 0 0
COCA COLA COMPANY COMMON STK 191216100 3309 56800 SH SOLE 0 0 56800
COCA COLA ENTERPRISES INC COMMON STK 191219104 145 7200 SH SOLE 7200 0 0
COLGATE-PALMOLIVE COMPANY COMMON STK 194162103 286 4400 SH SOLE 4400 0 0
COLUMBIA/HCA HEALTHCARE CORPOR COMMON STK 197677107 41 1400 SH SOLE 1400 0 0
COMPAQ COMPUTER CORPORATION COMMON STK 204493100 97 3600 SH SOLE 3600 0 0
COMPUTER ASSOCIATES INTERNATIO COMMON STK 204912109 2061 29475 SH SOLE 29475 0 0
COMPUTER ASSOCIATES INTERNATIO COMMON STK 204912109 189 2699 SH SOLE 0 0 2699
COMPUTER SCIENCES CORPORATION COMMON STK 205363104 114 1200 SH SOLE 0 0 1200
COMPUWARE CORP COMMON STK 205638109 544 14600 SH SOLE 14600 0 0
COMVERSE TECHNOLOGY INC COMMON STK 205862402 550 3800 SH SOLE 3800 0 0
CONOCO INC COMMON STK 208251306 186 7500 SH SOLE 7500 0 0
CORNING INC COMMON STK 219350105 696 5400 SH SOLE 5400 0 0
COX COMMUNICATIONS INC CLASS A COMMON STK 224044107 52 1000 SH SOLE 1000 0 0
CROWN CORK & SEAL 4.50% PREFER STK 228255303 104 5000 SH SOLE 5000 0 0
CUMMINS ENGINE COMMON STK 231021106 72 1500 SH SOLE 1500 0 0
DPL INC COMMON STK 233293109 18 1012 SH SOLE 1012 0 0
DTE ENERGY COMPANY COMMON STK 233331107 971 30700 SH SOLE 30700 0 0
DAYTON HUDSON CORPORATION COMMON STK 239753106 514 7000 SH SOLE 7000 0 0
DEAN FOODS COMPANY COMMON STK 242361103 425 10700 SH SOLE 10700 0 0
DEERE & COMPANY COMMON STK 244199105 824 19000 SH SOLE 19000 0 0
DEERE & COMPANY COMMON STK 244199105 560 12900 SH SOLE 0 0 12900
DELL COMPUTER CORPORATION COMMON STK 247025109 3437 67400 SH SOLE 67400 0 0
DELL COMPUTER CORPORATION COMMON STK 247025109 71 1400 SH SOLE 0 0 1400
DELPHI AUTOMOTIVE SYSTEMS CORP COMMON STK 247126105 36 2304 SH SOLE 2304 0 0
DELTA & PINE LAND CO COMMON STK 247357106 408 23500 SH SOLE 23500 0 0
DISNEY (THE WALT) COMPANY COMMON STK 254687106 557 19059 SH SOLE 19059 0 0
DISNEY (THE WALT) COMPANY COMMON STK 254687106 1224 41853 SH SOLE 0 0 41853
DOLLAR GENERAL COMMON STK 256669102 125 5500 SH SOLE 5500 0 0
DOVER CORPORATION COMMON STK 260003108 1116 24600 SH SOLE 24600 0 0
DOW CHEMICAL COMPANY (THE) COMMON STK 260543103 454 3400 SH SOLE 3400 0 0
DU PONT (EI) DE NEMOURS & COMP COMMON STK 263534109 1640 24900 SH SOLE 24900 0 0
DUKE ENERGY CORPORATION COMMON STK 264399106 211 4200 SH SOLE 0 0 4200
EMC CORP/MA COMMON STK 268648102 262 2400 SH SOLE 2400 0 0
EAGLE GEOPHYSICAL INC COMMON STK 269524104 1 80000 SH SOLE 80000 0 0
EASTMAN CHEMICAL COMPANY COMMON STK 277432100 62 1300 SH SOLE 1300 0 0
EASTMAN KODAK COMPANY COMMON STK 277461109 46 700 SH SOLE 700 0 0
ECLIPSYS CORP COMMON STK 278856109 865 33775 SH DEFINED 01, 02 0 33775 0
EMERSON ELECTRIC CO COMMON STK 291011104 493 8600 SH SOLE 8600 0 0
ENTERPRISE OIL PLC PREFER STK 293779203 968 40770 SH DEFINED 01, 02 40770 0 0
ETHAN ALLEN INTERIORS INC COMMON STK 297602104 952 29700 SH SOLE 29700 0 0
EXXON MOBIL CORPORATION COMMON STK 30231G102 6414 79609 SH SOLE 79609 0 0
EXXON MOBIL CORPORATION COMMON STK 30231G102 2165 26876 SH SOLE 0 0 26876
FMC CORP COMMON STK 302491303 6 100 SH SOLE 100 0 0
FEDERAL HOME LOAN MORTGAGE COR COMMON STK 313400301 2005 42600 SH SOLE 42600 0 0
FEDERAL HOME LOAN MORTGAGE COR COMMON STK 313400301 1294 27500 SH SOLE 0 0 27500
FEDERAL NATIONAL MORTGAGE ASSO COMMON STK 313586109 4352 69700 SH SOLE 69700 0 0
FEDERAL NATIONAL MORTGAGE ASSO COMMON STK 313586109 1854 29700 SH SOLE 0 0 29700
FERRO CORPORATION COMMON STK 315405100 165 7500 SH SOLE 7500 0 0
FERRO CORPORATION COMMON STK 315405100 8 350 SH SOLE 0 0 350
FINANCIAL SECURITY ASSURANCE H COMMON STK 31769P100 214 4098 SH SOLE 4098 0 0
FIRST AUSTRALIA PRIME INCOME F COMMON STK 318653102 465 91800 SH SOLE 91800 0 0
FIRST AUSTRALIA PRIME INCOME F COMMON STK 318653102 1122 221600 SH SOLE 0 0 221600
FIRST UNION CORPORATION COMMON STK 337358105 1306 39642 SH SOLE 39642 0 0
FIRST UNION CORPORATION COMMON STK 337358105 85 2592 SH SOLE 0 0 2592
FIRSTAR CORPORATION COMMON STK 33763V109 1633 77320 SH SOLE 77320 0 0
FLEET BOSTON FINANCIAL CORPORA COMMON STK 339030108 346 9925 SH SOLE 9925 0 0
FLEET BOSTON FINANCIAL CORPORA COMMON STK 339030108 1951 56053 SH SOLE 0 0 56053
FORD MOTOR COMPANY COMMON STK 345370100 2271 42600 SH SOLE 42600 0 0
FORTUNE BRANDS INC COMMON STK 349631101 192 5800 SH SOLE 5800 0 0
FREEPORT MCMORAN COPPER & GOLD PREFER STK 35671D501 734 38500 SH SOLE 38500 0 0
GPU INC COMMON STK 36225X100 857 28800 SH SOLE 28800 0 0
GTE CORPORATION COMMON STK 362320103 924 13100 SH SOLE 13100 0 0
GANNETT CO INC COMMON STK 364730101 4674 57300 SH SOLE 57300 0 0
GANNETT CO INC COMMON STK 364730101 1550 19000 SH SOLE 0 0 19000
GAP INC COMMON STK 364760108 360 7825 SH SOLE 7825 0 0
GATEWAY INC COMMON STK 367626108 123 1700 SH SOLE 1700 0 0
GENERAL ELECTRIC CAPITAL CORP COMMON STK 369604103 6128 39600 SH SOLE 39600 0 0
GENERAL ELECTRIC CAPITAL CORP COMMON STK 369604103 7629 49300 SH SOLE 0 0 49300
GENERAL INSTRUMENT CORP COMMON STK 370120107 213 2500 SH SOLE 2500 0 0
GENERAL MILLS INC COMMON STK 370334104 157 4400 SH SOLE 4400 0 0
GENERAL MOTORS CORPORATION COMMON STK 370442105 480 6600 SH SOLE 6600 0 0
GENERAL MOTORS CORPORATION CLA COMMON STK 370442832 374 3900 SH SOLE 3900 0 0
GILLETTE COMPANY COMMON STK 375766102 1083 26300 SH SOLE 26300 0 0
GILLETTE COMPANY COMMON STK 375766102 333 8080 SH SOLE 0 0 8080
GUIDANT CORP COMMON STK 401698105 169 3600 SH SOLE 3600 0 0
HARTFORD STEAMBOILER COMMON STK 40428N109 20206 597609 SH DEFINED 01, 02 0 597609 0
HALLIBURTON COMPANY COMMON STK 406216101 177 4400 SH SOLE 4400 0 0
HEALTH MANAGEMENT ASSOCIATES I COMMON STK 421933102 747 55840 SH SOLE 55840 0 0
HEARST-ARGYLE TELEVISION INC COMMON STK 422317107 1134 42600 SH SOLE 42600 0 0
HEARST-ARGYLE TELEVISION INC COMMON STK 422317107 612 23000 SH SOLE 0 0 23000
HEINZ (HJ) COMPANY COMMON STK 423074103 354 8900 SH SOLE 8900 0 0
HEINZ (HJ) COMPANY COMMON STK 423074103 211 5300 SH SOLE 0 0 5300
HELMERICH & PAYNE COMMON STK 423452101 626 28800 SH SOLE 28800 0 0
HEWLETT-PACKARD COMPANY COMMON STK 428236103 432 3800 SH SOLE 3800 0 0
HEWLETT-PACKARD COMPANY COMMON STK 428236103 1183 10400 SH SOLE 0 0 10400
HISPANIC BROADCASTING CORP COMMON STK 43357B104 120 1300 SH SOLE 1300 0 0
HOME DEPOT INC (THE) COMMON STK 437076102 753 10950 SH SOLE 10950 0 0
HOUSEHOLD INTERNATIONAL INC COMMON STK 441815107 149 4000 SH SOLE 4000 0 0
IXC COMMUNICATIONS INC. COMMON STK 450713102 2484 45792 SH SOLE 45792 0 0
ILLINOIS TOOL WORKS INC COMMON STK 452308109 405 6000 SH SOLE 0 0 6000
INGERSOLL-RAND COMPANY COMMON STK 456866102 50 900 SH SOLE 900 0 0
INSURANCE MGMT SOLUTIONS GROUP COMMON STK 458045101 455 182000 SH DEFINED 01, 02 0 182000 0
INTEL CORPORATION COMMON STK 458140100 6066 73700 SH SOLE 73700 0 0
INTEL CORPORATION COMMON STK 458140100 66 800 SH SOLE 0 0 800
INTL BUSINESS MACHINES CORPORA COMMON STK 459200101 3333 30900 SH SOLE 30900 0 0
INTL FLAVORS & FRAGRANCES INC COMMON STK 459506101 1020 27100 SH SOLE 0 0 27100
INTERNATIONAL PAPER COMPANY COMMON STK 460146103 62 1100 SH SOLE 1100 0 0
INTIMATE BRANDS INC COMMON STK 461156101 1052 24400 SH SOLE 24400 0 0
INTIMATE BRANDS INC COMMON STK 461156101 1608 37280 SH SOLE 0 0 37280
JOHN NUVEEN CO CL A COMMON STK 478035108 307 8500 SH SOLE 8500 0 0
JOHN NUVEEN CO CL A COMMON STK 478035108 151 4200 SH SOLE 0 0 4200
JOHNSON & JOHNSON COMMON STK 478160104 2341 25100 SH SOLE 25100 0 0
JOHNSON & JOHNSON COMMON STK 478160104 2947 31600 SH SOLE 0 0 31600
JOURNAL REGISTER COMPANY COMMON STK 481138105 631 40900 SH SOLE 40900 0 0
JOURNAL REGISTER COMPANY COMMON STK 481138105 241 15600 SH SOLE 0 0 15600
KCS ENERGY INC COMMON STK 482434206 49 60000 SH SOLE 60000 0 0
KLA-TENCOR CORP COMMON STK 482480100 590 5300 SH SOLE 5300 0 0
KELLOGG COMPANY COMMON STK 487836108 31 1000 SH SOLE 1000 0 0
KEYCORP COMMON STK 493267108 142 6400 SH SOLE 6400 0 0
KIMBERLY CLARK CORPORATION COMMON STK 494368103 190 2900 SH SOLE 2900 0 0
KIMBERLY CLARK CORPORATION COMMON STK 494368103 184 2808 SH SOLE 0 0 2808
KMART FINANCING TRUST 7.75% 6/ PREFER STK 498778208 656 15000 SH SOLE 15000 0 0
LSI LOGIC CORP COMMON STK 502161102 149 2200 SH SOLE 2200 0 0
ESTEE LAUDER COMPANIES INC CL COMMON STK 518439104 222 4400 SH SOLE 4400 0 0
LEAR CORPORATION COMMON STK 521865105 387 12100 SH SOLE 12100 0 0
LEGATO SYSTEMS INC COMMON STK 524651106 34 500 SH SOLE 500 0 0
LEGGETT & PLATT INCORPORATED COMMON STK 524660107 622 29000 SH SOLE 29000 0 0
LEXMARK INTL GROUP INC CL A COMMON STK 529771107 299 3300 SH SOLE 3300 0 0
LILLY (ELI) & COMPANY COMMON STK 532457108 299 4500 SH SOLE 4500 0 0
LINCOLN NATIONAL CORPORATION COMMON STK 534187109 112 2800 SH SOLE 2800 0 0
LIZ CLAIBORNE INC COMMON STK 539320101 230 6100 SH SOLE 6100 0 0
LOCKHEED MARTIN CORPORATION COMMON STK 539830109 79 3600 SH SOLE 3600 0 0
LUCENT TECHNOLOGIES INC COMMON STK 549463107 2288 30500 SH SOLE 30500 0 0
LYONDELL CHEMICAL COMPANY COMMON STK 552078107 140 11000 SH SOLE 11000 0 0
MBNA CORPORATION COMMON STK 55262L100 164 6000 SH SOLE 6000 0 0
MCI WORLDCOM INC COMMON STK 55268B106 318 6000 SH SOLE 6000 0 0
MARSH & MCLENNAN COS COMMON STK 571748102 144 1500 SH SOLE 1500 0 0
MCDONALDS CORPORATION COMMON STK 580135101 395 9800 SH SOLE 9800 0 0
MCGRAW-HILL COMPANIES INC (THE COMMON STK 580645109 129 2100 SH SOLE 2100 0 0
MEDIAONE GROUP INC COMMON STK 58440J104 1172 15260 SH SOLE 15260 0 0
MEDIAONE GROUP INC COMMON STK 58440J104 8542 111202 SH SOLE 0 0 111202
MEDTRONIC INC COMMON STK 585055106 619 17000 SH SOLE 17000 0 0
MELLON FINANCIAL CORPORATION COMMON STK 58551A108 187 5500 SH SOLE 5500 0 0
MERCANTILE BANKSHARES CORP COMMON STK 587405101 188 5900 SH SOLE 5900 0 0
MERCK & CO INC COMMON STK 589331107 4031 60000 SH SOLE 60000 0 0
MERCK & CO INC COMMON STK 589331107 6134 91300 SH SOLE 0 0 91300
MERCURY GENERAL CORP COMMON STK 589400100 345 15500 SH SOLE 15500 0 0
MERCURY GENERAL CORP COMMON STK 589400100 300 13500 SH SOLE 0 0 13500
MEREDITH CORP COMMON STK 589433101 1288 30900 SH SOLE 30900 0 0
MICROSOFT CORPORATION COMMON STK 594918104 9716 83221 SH SOLE 83221 0 0
MICROSOFT CORPORATION COMMON STK 594918104 1693 14500 SH SOLE 0 0 14500
MICRON TECHNOLOGY INC COMMON STK 595112103 297 3800 SH SOLE 3800 0 0
MICRON TECHNOLOGY INC COMMON STK 595112103 16 200 SH SOLE 0 0 200
MIDLAND BANK PLC PREFER STK 597433309 1799 84660 SH DEFINED 01, 02 84660 0 0
MIDLAND BANK PLC PREFER STK 597433606 2685 107413 SH DEFINED 01, 02 107413 0 0
MIDLAND BANK PLC PREFER STK 597433861 15019 639092 SH DEFINED 01, 02 639092 0 0
MINNESOTA MINING & MFG COMPANY COMMON STK 604059105 365 3725 SH SOLE 3725 0 0
MINNESOTA MINING & MFG COMPANY COMMON STK 604059105 117 1200 SH SOLE 0 0 1200
MONSANTO COMPANY PREFER STK 611662305 99 3000 SH SOLE 3000 0 0
MORGAN (JP) & COMPANY INC COMMON STK 616880100 1507 11900 SH SOLE 11900 0 0
MORGAN (JP) & COMPANY INC COMMON STK 616880100 1520 12000 SH SOLE 0 0 12000
MORGAN STANLEY DEAN WITTER & C COMMON STK 617446448 3807 26670 SH SOLE 26670 0 0
MOTOROLA INC COMMON STK 620076109 692 4700 SH SOLE 4700 0 0
MOTOROLA INC COMMON STK 620076109 1016 6900 SH SOLE 0 0 6900
MURPHY OIL CORP COMMON STK 626717102 218 3800 SH SOLE 3800 0 0
NACCO INDUSTRIES CL A COMMON STK 629579103 211 3800 SH SOLE 3800 0 0
NATIONAL CITY CORP COMMON STK 635405103 1023 43200 SH SOLE 43200 0 0
NATIONAL WESTMINSTER PLC PREFER STK 638539882 8216 387800 SH DEFINED 01, 02 387800 0 0
NAUTICA ENTERPRISES INC COMMON STK 639089101 234 20700 SH SOLE 20700 0 0
NETWORK APPLIANCE INC COMMON STK 64120L104 1063 12800 SH SOLE 12800 0 0
NEW CENTURY ENERGIES INC COMMON STK 64352U103 470 15485 SH SOLE 15485 0 0
NEW YORK TIMES COMPANY CL A COMMON STK 650111107 305 6200 SH SOLE 6200 0 0
NEWMONT MINING CORP COMMON STK 651639106 149 6100 SH SOLE 6100 0 0
NIKE INC CLASS B COMMON STK 654106103 144 2900 SH SOLE 0 0 2900
NORFOLK SOUTHERN CORPORATION COMMON STK 655844108 53 2600 SH SOLE 2600 0 0
NORFOLK SOUTHERN CORPORATION COMMON STK 655844108 37 1800 SH SOLE 0 0 1800
NORTH FORK BANCORPORATION COMMON STK 659424105 566 32600 SH SOLE 32600 0 0
NORTH FORK BANCORPORATION COMMON STK 659424105 337 19400 SH SOLE 0 0 19400
NORTHERN STATES POWER COMPANY COMMON STK 665772109 25 1300 SH SOLE 0 0 1300
NORTHROP GRUMMAN CORPORATION COMMON STK 666807102 195 3600 SH SOLE 3600 0 0
NUEVO FINANCING TR 5.75% SER A PREFER STK 670511203 545 20000 SH SOLE 20000 0 0
OCCIDENTAL PETROLEUM CORPORATI COMMON STK 674599105 45 2100 SH SOLE 2100 0 0
OLD KENT FINANCIAL CORPORATION COMMON STK 679833103 166 4700 SH SOLE 4700 0 0
OMNICOM GROUP INC COMMON STK 681919106 2200 22000 SH SOLE 0 0 22000
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</TABLE>
