U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
|X| Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
================================================================================
1. Name and Address of Reporting Person*
Chase Equity Associates, LLC ("CEA, LLC") (FN 1)
- - --------------------------------------------------------------------------------
(Last) (First) (Middle)
c/o Chase Capital Partners
- - --------------------------------------------------------------------------------
(Street)
380 Madison Avenue - 12th Floor
- - --------------------------------------------------------------------------------
(City) (State) (Zip)
New York New York 10017
================================================================================
2. Issuer Name and Ticker or Trading Symbol
Affiliated Managers Group, Inc. ("AMG")
================================================================================
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
================================================================================
4. Statement for Month/Year
January 2000
================================================================================
5. If Amendment, Date of Original (Month/Year)
February 1999
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
|_| Director |X| 10% Owner
|_| Officer (give title below) |_| Other (specify below)
================================================================================
7. Individual or Joint/Group Filing (Check Applicable Line)
|_| Form filed by one Reporting Person
|X| Form filed by more than one Reporting Person
================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
<PAGE>
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ---------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
- - ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 2/25/99 C 394,721 A N/A 0 D
- - ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 2/25/99 S 394,721 D 27.125 0 D
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Page 1 of 6
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- Form of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
of Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- - ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class B Non- 1 for 1 2/25/99 C 394,721 (FN 2) N/A Common 394,721 N/A 1,271,929 D
Voting Common Stock
Stock
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
</TABLE>
Explanation of Response:
(1) Pursuant to an internal reorganization effective as of January 1, 2000, (i)
Chase Equity Associates, LLC ("CEA, LLC") became the successor to Chase Equity
Associates, LP ("CEA, LP"), and (ii) CCP-CMC Consolidating, LLC
("Consolidating"), a newly-organized affiliate of Chase Capital Partners
("CCP"), became the sole member of CEA, LLC. CCP is the managing member of
Consolidating, and pursuant to a master advisory agreement with Consolidating,
the manager, by delegation, of CEA, LLC. Prior to the internal reorganization,
CCP was the general partner, and the sole shareholder of Consolidating was the
limited partner, of CEA, LP. The internal reorganization changed CEA, LP's name
and form of organization but did not alter the proportionate interests of its
ultimate security holders.
(2) Each share of Class B Non-Voting Common Stock is convertible into 1 share of
Common Stock at the option of By: Chase Capital Partners, as Manager the holder
upon the occurrence of certain events.
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Chase Equity Associates, LLC
By: Chase Capital Partners, as Manager
February , 2000
- - --------------------------------------------------------------------------------
** Signature of Reporting Person Date
By:
Title: of Chase Capital
Partners
Page 2 of 6
<PAGE>
<TABLE>
<CAPTION>
- - -----------------------------------------------------------------------------------------------------------------------------------
Name and Address of Designated Reporter(1) Statement for Issuer Name, Ticker Title of Amount of
Reporting Person month/year or Trading Symbol Security Securities
Beneficially Owned
- - -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Ana Carolina Aidar Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
Rua Verbo Divino, 1400
Sao Paulo, Brazil, SP
04719-002
- - -----------------------------------------------------------------------------------------------------------------------------------
John R. Baron Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Christopher C. Behrens Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Mitchell J. Blutt Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
David S. Britts Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
50 California Street
San Francisco, CA 94111
- - -----------------------------------------------------------------------------------------------------------------------------------
Arnold L. Chavkin Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
David J. Gilbert Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Eric A. Green Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Michael R. Hannon Chase Equity January, 2000 Affiliated Managers Class B 1,271,929
c/o Chase Capital Associates, LLC Group, Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- - -------------------------------------------------------------------------------------------------------------------
Name and Address of Designated Reporter(1) Ownership Form: Nature of Indirect Disclaims
Reporting Person Direct (D) or Beneficial Ownership Pecuniary Interest
Indirect (I)
- - -------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ana Carolina Aidar Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
Rua Verbo Divino, 1400
Sao Paulo, Brazil, SP
04719-002
- - -------------------------------------------------------------------------------------------------------------------
John R. Baron Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Christopher C. Behrens Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Mitchell J. Blutt Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
David S. Britts Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
50 California Street
San Francisco, CA 94111
- - -------------------------------------------------------------------------------------------------------------------
Arnold L. Chavkin Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
David J. Gilbert Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Eric A. Green Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
Michael R. Hannon Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 3 of 6
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C>
Donald J. Hofmann Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
Jonathan Meggs Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
125 London Wall
London EC2Y 5AJ, United
Kingdom
- - ------------------------------------------------------------------------------------------------------------------------------------
Stephen P. Murray Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
John M.B. O'Connor Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
Bob Rugggiero Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
Susan L. Segal Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
Shahan D. Soghikian Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
50 California Street,
Suite 2940
San Francisco, CA 94111
- - ------------------------------------------------------------------------------------------------------------------------------------
Lindsay Stuart Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
125 London Wall
London EC2Y 5AJ, United
Kingdom
- - ------------------------------------------------------------------------------------------------------------------------------------
Patrick Sullivan Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
Jeffrey C. Walker Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting Common
Partners Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
Donald J. Hofmann Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
Jonathan Meggs Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
125 London Wall
London EC2Y 5AJ, United
Kingdom
- - --------------------------------------------------------------------------------------------------------------------
Stephen P. Murray Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
John M.B. O'Connor Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
Bob Rugggiero Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
Susan L. Segal Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
Shahan D. Soghikian Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
50 California Street,
Suite 2940
San Francisco, CA 94111
- - --------------------------------------------------------------------------------------------------------------------
Lindsay Stuart Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
125 London Wall
London EC2Y 5AJ, United
Kingdom
- - --------------------------------------------------------------------------------------------------------------------
Patrick Sullivan Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
Jeffrey C. Walker Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 and 3 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - --------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 4 of 6
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C>
Timothy J. Walsh Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Richard D. Waters Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Damion E. Wicker Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
CCP European Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
Principals, LLC Associates, LLC Inc. ("AMG") Non-Voting
c/o Chase Capital Common Stock
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
CCP Principals, LLC Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Chase Capital Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
Corporation Associates, LLC Inc. ("AMG") Non-Voting
c/o Chase Capital Common Stock
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
The Chase Manhattan Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
Corporation Associates, LLC Inc. ("AMG") Non-Voting
270 Park Avenue Common Stock
35th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Chase Capital Partners Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
380 Madison Avenue 12th Associates, LLC Inc. ("AMG") Non-Voting
Floor Common Stock
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
CCP-CMC Consolidating, Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
LLC c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
Brian J. Richmand Chase Equity January, 2000 Affiliated Managers Group, Class B 1,271,929
c/o Chase Capital Associates, LLC Inc. ("AMG") Non-Voting
Partners Common Stock
380 Madison Avenue
12th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
Timothy J. Walsh Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
Richard D. Waters Chase Equity I See Explanatory Yes
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
Damion E. Wicker Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
CCP European Chase Equity I See Explanatory No
Principals, LLC Associates, LLC Note 2 below
c/o Chase Capital
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
CCP Principals, LLC Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 2 below
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
Chase Capital Chase Equity I See Explanatory No
Corporation Associates, LLC Note 2 below
c/o Chase Capital
Partners
380 Madison Avenue 12th
Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
The Chase Manhattan Chase Equity I See Explanatory Note No
Corporation Associates, LLC 4 below
270 Park Avenue
35th Floor
New York, NY 10017
- - -----------------------------------------------------------------------------------------------------------------
Chase Capital Partners Chase Equity I See Explanatory No
380 Madison Avenue 12th Associates, LLC Note 5 below
Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------
CCP-CMC Consolidating, Chase Equity I See Explanatory No
LLC c/o Chase Capital Associates, LLC Note 6 below
Partners
380 Madison Avenue
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------
Brian J. Richmand Chase Equity I See Explanatory No
c/o Chase Capital Associates, LLC Note 7 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- - ------------------------------------------------------------------------------------------------------------------
</TABLE>
Page 5 of 6
<PAGE>
Explanatory Note:
1) The Designated Reporter is executing this report on behalf of all reporting
persons, each of whom has authorized it to do so.
2) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CEA, LLC, a portion of which may be deemed
attributable to the reporting person because the reporting person is a partner
of Chase Capital Partners ("CCP"), which is the manager, by delegation, of CEA,
LLC pursuant to an advisory agreement with CCP-CMC Consolidating, LLC
("Consolidating"). The actual pro rata portion of such beneficial ownership that
may be deemed to be attributable to the reporting person is not readily
determinable because it is subject to several variables, including internal rate
of return and vesting of interests within CCP and CEA, LLC.
3) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CEA, LLC, a portion of which may be deemed
attributable to the reporting person because the reporting person is a partner
of CCP, which is the manager, by delegation, of CEA, LLC pursuant to an advisory
agreement with Consolidating. The actual pro rata portion of such beneficial
ownership that may be deemed attributable to the reporting person is not readily
determinable because it is subject to several variables, including the internal
rate of return and vesting within CCP and CEA, LLC. The reporting person is a
director of the Issuer.
4) The amounts shown in Tables I and II represent beneficial ownership of the
Issuer's equity securities by CEA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the non-managing member of
CEA, LLC and its manager, by delegation, pursuant to an advisory agreement with
Consolidating. The actual pro rata portion of such beneficial ownership that may
be attributable to the reporting person is not readily determinable because it
is subject to several variables, including the internal rate of return and
vesting of interests within CCP and CEA, LLC.
5) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CEA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole managing member of
Consolidating, the managing member of CEA, LLC. CCP is also the manager, by
delegation, of CEA, LLC pursuant to an advisory agreement with Consolidating.
The actual pro rata portion of such beneficial ownership that may be deemed to
be attributable to the reporting person is not readily determinable because it
is subject to several variables, including the internal rate of return and
vesting of interests within CCP and CEA, LLC.
6) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CEA, LLC, a portion of which may be deemed
attributable to the reporting person because it is the sole managing member of
CEA, LLC. The actual pro rata portion of such beneficial ownership that may be
deemed to be attributable to the reporting person is not readily determinable
because it is subject to several variables, including the internal rate of
return and vesting of interests within CCP and CEA, LLC.
7) The amount shown in Table II represents the beneficial ownership of the
Issuer's securities by CBCI, LLC, a portion of which may be deemed attributable
to the reporting person because he was a general partner of CCP, the
non-managing member of CBCI, LLC and its manager, by delegation, until December
31, 1999.
Page 6 of 6
