|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: CAPITAL CORP OF THE WEST, 10-Q, 1999-11-15 |
Next: NEW CENTURY ENERGIES INC, U-1/A, 1999-11-15 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3rd Quarter 1999
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Smith Asset Management Group, L.P.
-------------------------------
Address: 300 Crescent Count, Suite 750
-------------------------------
Dallas, Texas 75201
-------------------------------
-------------------------------
Form 13F File Number: 28-03459
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen S. Smith
-------------------------------
Title: CEO
-------------------------------
Phone: 214-880-4601
-------------------------------
Signature, Place, and Date of Signing:
/s/ Stephen S. Smith Dallas, Texas 11-15-99
- ------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
--------------- ------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 739
--------------------
Form 13F Information Table Value Total: $ 822,810,096
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
------ ----------------- ---------------------------------
[Repeat as necessary.]
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aluminum Co. Of Amer Common 013817101 7,757.81 125 Sole 125
Apple Computer Common 037833100 12,238,939.38 193,310 Sole 193,310
Arkansas Best Corp Common 040790107 62,988.75 5,090 Sole 5,090
Amer. Building Maint Common 000957100 3,171.88 125 Sole 125
Abbott Labs. Common 002824100 14,675.00 400 Sole 400
Amer. Barrick Res. Common 067901108 2,718.75 125 Sole 125
Americredit Corp Common 03060R101 8,215.63 550 Sole 550
Amcol International Corp. Common 02341W103 7,743.75 525 Sole 525
Alberto-Culver 'b' Common 013068101 1,734.38 75 Sole 75
Acxiom Corp. Common 005125109 8,353.91 425 Sole 425
Advo-System Common 007585102 6,978.13 350 Sole 350
Adobe Systems Common 00724F101 122,012.50 1,075 Sole 1,075
Adc Telecom. Common 000886101 171,943.75 4,100 Sole 4,100
Analog Devices Common 032654105 107,625.00 2,100 Sole 2,100
Adelphia Communicati Common 006848105 82,337.50 1,400 Sole 1,400
Advanced Marketing Services Common 00753T105 47,400.00 2,400 Sole 2,400
Adaptec Common 00651F108 395,684.38 9,970 Sole 9,970
Andrx Corporation Common 034551101 557,802.81 9,530 Sole 9,530
American Eagle Outfitters Common 02553E106 307,578.13 6,350 Sole 6,350
Aetna Life & Casualt Common 008117103 179,023.75 3,635 Sole 3,635
Allmerica Financial Cp Common 019754100 2,381.25 50 Sole 50
Amer. Family Corp. Common 001055102 134,000.00 3,200 Sole 3,200
American Freightways Common 02629V108 2,887,993.13 158,790 Sole 158,790
Allergan, Inc. Common 018490102 309,650.00 2,815 Sole 2,815
Agribrands International Inc. Common 00849R105 6,203.13 125 Sole 125
ARGOSY GAMING CO COM Common 040228108 3,893,910.00 293,880 Sole 293,880
ALPHA INDS INC COM Common 020753109 7,050.78 125 Sole 125
Amerada-Hess Common 023551104 15,604,662.50 254,770 Sole 254,770
AHL Services, Inc. Common 001296102 2,908,575.00 111,600 Sole 111,600
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Amer. Home Products Common 026609107 5,187.50 125 Sole 125
Amer. Int'l Group Common 026874107 424,733.16 4,886 Sole 4,886
Arnold Ind Common 042595108 2,525.00 200 Sole 200
AmeriTech Corp. Common 030954101 530,662.50 7,950 Sole 7,950
Gallagher (arthur J.) Common 363576109 10,650.00 200 Sole 200
Akzo Nobel NV ADR Common 010199305 3,206.25 75 Sole 75
Alcan Aluminium Common 013716105 2,343.75 75 Sole 75
Alliedsignal Common 019512102 202,289.06 3,375 Sole 3,375
Allstate Corp. Common 020002101 4,488.75 180 Sole 180
Alpharma Inc. Common 020813101 4,125,735.94 116,835 Sole 116,835
Altera Corp. Common 021441100 62,893.75 1,450 Sole 1,450
Applied Materials Common 038222105 106,820.31 1,375 Sole 1,375
Applied Micro Circuits
Corporation Common 03822W109 212,040.00 3,720 Sole 3,720
Amgen Common 031162100 16,841,160.00 206,640 Sole 206,640
Amer. Management Sys Common 027352103 12,828.13 500 Sole 500
Analysts Int'l Corp Common 032681108 2,334.38 225 Sole 225
Anntaylor Stores Common 036115103 4,714,522.50 115,340 Sole 115,340
Ansys Inc Com Common 03662Q105 40,388.75 4,090 Sole 4,090
Aon Corp. Common 037389103 2,956.25 100 Sole 100
America Online Common 02364J104 161,296.88 1,550 Sole 1,550
A. O. Smith Corp. Common 831865209 3,665,392.50 121,170 Sole 121,170
Amer. Power Conv. Common 029066107 6,650.00 350 Sole 350
Apex Inc. Common 037548104 2,335.94 125 Sole 125
Applebee's Int'l Common 037899101 7,579.69 225 Sole 225
Applied Power 'a' Common 038225108 3,796.88 125 Sole 125
Asarco Inc. Common 043413103 3,240.00 120 Sole 120
Atlantic Richfield Common 048825103 232,640.63 2,625 Sole 2,625
Arvin Ind. Common 043339100 2,906,268.75 93,940 Sole 93,940
American Standard Companies Common 029712106 302,047.50 7,820 Sole 7,820
Authentic Fitness Corp Com Common 052661105 7,025.00 400 Sole 400
AmSouth Bancorporation Common 032165102 12,102,890.63 516,390 Sole 516,390
Astec Industries, Inc. Common 046224101 3,015.63 125 Sole 125
Applied Science & Tech Common 038236105 3,665,062.50 177,700 Sole 177,700
Alltel Corp. Common 020039103 197,050.00 2,800 Sole 2,800
Alliant Tech. Common 018804104 8,664.06 125 Sole 125
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aptargroup Common 038336103 7,356.25 275 Sole 275
Artesyn Technologies Common 043127109 6,639.06 350 Sole 350
Avon Products Common 054303102 2,481.25 100 Sole 100
Avt Corporation Common 002420107 3,566,587.50 116,460 Sole 116,460
AXA Financial, Inc. Common 002451102 63,347.19 1,135 Sole 1,135
Aztar Corp. Common 054802103 9,225.00 900 Sole 900
Boeing Common 097023105 265,980.00 6,240 Sole 6,240
Bankamerica Corp. Common 060505104 36,196.88 650 Sole 650
Baxter Int'l Inc. Common 071813109 268,112.50 4,450 Sole 4,450
Burr-Brown Corp Common 122574106 7,900.00 200 Sole 200
Best Buy Co. Common 086516101 201,500.00 3,250 Sole 3,250
Brunswick Corp. Common 117043109 190,915.63 7,675 Sole 7,675
Boise Cascade Common 097383103 134,818.75 3,700 Sole 3,700
BCE INC COM Common 05534B109 4,981.25 100 Sole 100
Bard (c.R.) Common 067383109 216,487.50 4,600 Sole 4,600
Black & Decker Common 091797100 59,850.63 1,310 Sole 1,310
Bindley Westn Inds Inc Com Common 090324104 5,367.19 375 Sole 375
Summit Technology Common 86627E101 5,493.75 300 Sole 300
Be Aerospace, Inc. Common 073302101 3,581.25 300 Sole 300
Bell Atlantic Corp. Common 077853109 550,279.69 8,175 Sole 8,175
Biogen Inc. Common 090597105 312,885.63 3,970 Sole 3,970
Briggs & Stratton Common 109043109 8,756.25 150 Sole 150
Benchmark Electronics Common 08160H101 5,296.88 150 Sole 150
BJ Wholesale Common 05548J106 282,321.88 9,550 Sole 9,550
Bank Of New York Common 064057102 247,437.50 7,400 Sole 7,400
Bank Of Boston Common 06605R106 255,912.50 5,900 Sole 5,900
Banknorth Group Inc Common 06646L100 2,987.50 100 Sole 100
Ball Corp. Common 058498106 134,390.63 3,050 Sole 3,050
Bellsouth Corp. Common 079860102 15,416,100.00 342,580 Sole 342,580
BMC Software Common 055921100 18,248,079.69 254,995 Sole 254,995
Building Matls Hldg Cp Com Common 120113105 47,150.00 4,715 Sole 4,715
Bristol-Myers Squibb Common 110122108 675,000.00 10,000 Sole 10,000
Bank United Corp. - Class A Common 065412108 3,052,962.50 94,300 Sole 94,300
Bob Evans Farms Common 096761101 5,093.75 250 Sole 250
Bancorp Hawaii Common 694058108 216,637.50 10,600 Sole 10,600
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Bp Amoco P L C Sponsored Adr Common 055622104 5,540.63 50 Sole 50
Brady W.H. A Common 104674106 10,400.00 325 Sole 325
Barr Labs Common 068306109 7,143.75 225 Sole 225
Barrett Resources Common 068480201 3,693.75 100 Sole 100
Bear Stearns Common 073902108 14,414.06 375 Sole 375
Biosite Diagnostics Common 090945106 43,650.00 4,800 Sole 4,800
Bisys Group Inc Common 055472104 4,690.63 100 Sole 100
Bio-Technology Gen'l Common 090578105 4,317.19 450 Sole 450
Anheuser-Busch Common 035229103 13,110,795.63 187,130 Sole 187,130
Broadvision Common 111412102 133,062.50 1,000 Sole 1,000
Brown Shoe Company Common 115736100 6,409.38 350 Sole 350
Biomatrix Inc Com Common 09060P102 3,365.63 150 Sole 150
Beazer Homes Usa Inc Com Common 07556Q105 39,723.75 2,140 Sole 2,140
Citigroup Inc. Common Common 172967101 895,488.00 20,352 Sole 20,352
Cato Corp. Common 149205106 7,399.22 525 Sole 525
Conagra Inc. Common 205887102 9,589.06 425 Sole 425
California Amplifier Common 129900106 53,650.00 3,700 Sole 3,700
Carreker-Antinori Inc. Common 144433109 96,562.50 15,000 Sole 15,000
Casey's Gen'l Store Common 147528103 4,692.19 350 Sole 350
Centura Banks Common 15640T100 7,240.63 175 Sole 175
Commerce Bancorp. Common 200519106 7,262.50 175 Sole 175
Cambrex Corp. Common 132011107 5,948.44 225 Sole 225
Cbs Inc. Common 12490K107 148,000.00 3,200 Sole 3,200
Cybex Computer Products Corp. Common 232522102 4,163,197.50 124,740 Sole 124,740
Circuit City Stores Common 172737108 120,023.44 2,845 Sole 2,845
Carnival Cruise 'a' Common 143658102 5,437.50 125 Sole 125
Countrywide Credit Common 222372104 4,031.25 125 Sole 125
Concord Communications Inc. Common 206186108 102,555.00 2,580 Sole 2,580
Canadaigua Brands Company Common 137219200 3,517,482.50 58,870 Sole 58,870
Cdi Corp. Common 125071100 6,828.13 250 Sole 250
Cec Entmt Inc Com Common 125137109 7,139.13 199 Sole 199
Concord Efs Common 206197105 5,414.06 263 Sole 263
Constellation Energy Group,
Inc. Common 210371100 4,921.88 175 Sole 175
Cilcorp Inc. Common 171794100 6,481.25 100 Sole 100
COMMUNITY FIRST BANKSH COM Common 203902101 5,484.38 325 Sole 325
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Cullen Frost Bankers Com Common 229899109 90,625.00 3,625 Sole 3,625
Cascade Natural Gas Common 147339105 55,144.38 3,085 Sole 3,085
Cognex Corp. Common 192422103 8,301.56 275 Sole 275
Coastal Corp. (the) Common 190441105 65,295.31 1,595 Sole 1,595
Consolidated Graphics Com Common 209341106 7,371.88 175 Sole 175
Champion Int'l Common 158525105 97,612.50 1,900 Sole 1,900
Chico's Fas Inc Common 168615102 86,110.00 3,160 Sole 3,160
Chiron Corp. Common 170040109 13,142,148.75 474,660 Sole 474,660
Checkpoint Software Common M22465104 4,323,200.00 51,200 Sole 51,200
C&D TECHNOLOGIES INC COM Common 124661109 4,539.06 125 Sole 125
Chirex Corp Common 170038103 2,880,675.00 111,600 Sole 111,600
Chevron Corp. Common 166751107 15,531.25 175 Sole 175
Conectiv Common 206829103 5,691.25 290 Sole 290
Checkpoint Systems Common 162825103 3,026.56 325 Sole 325
Colgate-Palmolive Common 194162103 3,431.25 75 Sole 75
Clarcor Common 179895107 6,304.69 375 Sole 375
CLARIFY INC COM Common 180492100 7,546.88 150 Sole 150
Candel Laser Common 136907102 39,312.50 3,700 Sole 3,700
Chase Manhattan Common 16161A108 12,719,908.13 168,755 Sole 168,755
Comcast Corp. Common 200300200 141,955.00 3,560 Sole 3,560
Commonwealth Inds Del Com Common 203004106 42,328.13 3,150 Sole 3,150
COMMONWEALTH BANCORP COM Common 20268X102 10,664.06 625 Sole 625
Copper Mountain Networks Common 217510106 87,625.00 1,000 Sole 1,000
Comverse Technology Inc. Common 205862402 292,840.31 3,105 Sole 3,105
Conseco, Inc. Common 208464107 4,180.00 220 Sole 220
Consol. Freightways Common 12612W104 141,550.00 3,800 Sole 3,800
Columbia Healthcare Common 197677107 4,237.50 200 Sole 200
3com Corp. Common 885535104 8,625.00 300 Sole 300
Cox Communications Common 224044107 41,750.00 1,000 Sole 1,000
Central Parking Corp. Common 154785109 5,118.75 175 Sole 175
Calpine Corp. Common 131347106 3,675,550.63 43,210 Sole 43,210
Corn Prods Intl Inc Com Common 219023108 17,501.56 575 Sole 575
Compuware Corp. Common 205638109 67,371.56 2,585 Sole 2,585
Cpi Corp. Common 125902106 2,564.06 75 Sole 75
Computer Sciences Common 205363104 112,500.00 1,600 Sole 1,600
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Cisco Systems Common 17275R102 814,179.69 11,875 Sole 11,875
Csg Systems Int'l Inc. Common 126349109 299,002.19 10,910 Sole 10,910
Cooper Tire & Rubber Common 216831107 7,050.00 400 Sole 400
Cheap Tickets Common 162672109 74,462.50 2,300 Sole 2,300
CenturyTel Inc. Common 156700106 13,075,562.50 321,860 Sole 321,860
Cts Corp. Common 126501105 24,437.50 425 Sole 425
Commscope Inc Com Common 203372107 349,375.00 10,750 Sole 10,750
Centex Corp. Common 152312104 3,607,807.50 122,040 Sole 122,040
Citrix Common 177376100 257,040.63 4,150 Sole 4,150
C-Cube Microsystems Common 125015107 4,911,585.00 112,910 Sole 112,910
Cummins Engine Common 231021106 123,285.94 2,475 Sole 2,475
Cvs Corp Common Common 126650100 147,945.31 3,625 Sole 3,625
Coventry Corp Common 222862104 7,125.00 750 Sole 750
Centex Construction Products Common 15231R109 37,125.00 1,000 Sole 1,000
Cypress Semiconducto Common 232806109 15,050.00 700 Sole 700
Delta Air Lines Common 247361108 10,912.50 225 Sole 225
DUFF&PHELPS CR RATING COM Common 26432F109 5,995.31 75 Sole 75
Du Pont Common 263534109 10,587.50 175 Sole 175
Dillard Dept. Stores Common 254067101 4,062.50 200 Sole 200
Dell Computer Common 247025109 527,255.63 12,610 Sole 12,610
Dean Foods Common 242361103 6,534.38 150 Sole 150
Delphi Financial Group Inc. Common 247131105 3,743.25 124 Sole 124
Dayton Hudson Common 239753106 14,396,981.25 239,700 Sole 239,700
D R Horton Common 23331A109 198,202.50 15,320 Sole 15,320
Dii Group, Inc. Common 232949107 3,447,319.38 97,970 Sole 97,970
D&K Healthcare Resources Common 232861104 42,075.00 1,800 Sole 1,800
Donaldson Lufkin & Jenrette Common 257661108 126,600.00 3,200 Sole 3,200
Deluxe Corp. Common 248019101 1,700.00 50 Sole 50
Dime Savings Bank N. Common 25429Q102 9,717,575.00 555,290 Sole 555,290
Dionex Corp. Common 254546104 5,343.75 125 Sole 125
Dow Chemical Common 260543103 232,931.25 2,050 Sole 2,050
Dain Rauscher Corp. Common 233856103 3,175,200.00 64,800 Sole 64,800
Darden Restaurants Common 237194105 14,071,208.44 719,295 Sole 719,295
Dendrite Intl Inc Com Common 248239105 15,356.25 325 Sole 325
Dallas Semiconductor Common 235204104 10,687.50 200 Sole 200
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Datascope Corp. Common 238113104 6,146.88 175 Sole 175
DSP Communications Inc. Common 23332K106 5,700.00 300 Sole 300
Dst Systems, Inc. Common 233326107 236,031.25 4,150 Sole 4,150
Dte Energy Common 233331107 58,200.00 1,600 Sole 1,600
Duke Power Common 264399106 8,268.75 150 Sole 150
Dura Pharm Common 26632S109 4,878.13 350 Sole 350
Devry Inc Del Com Common 251893103 8,000.00 400 Sole 400
Dixie Yarns Common 255519100 47,662.50 6,150 Sole 6,150
Dycom Inds. Common 267475101 7,382.81 175 Sole 175
Dynegy Inc. Common 26816L102 213,081.25 10,300 Sole 10,300
Brinker Int'l Common 109641100 395,789.06 14,625 Sole 14,625
Engelhard Corp. Common 292845104 193,450.00 10,600 Sole 10,600
Central Newspaper Common 154647101 3,778,050.00 84,900 Sole 84,900
Electronic Data Systems Corp Common 285661104 273,951.56 5,175 Sole 5,175
Electr For Imaging Common 286082102 907,320.31 17,650 Sole 17,650
Enhance Finl Svcs Grp Com Common 293310108 6,190.63 350 Sole 350
Electroglas Inc. Common 285324109 3,310,484.38 141,625 Sole 141,625
Energen Corp. Common 29265N108 4,050.00 200 Sole 200
Earthgrains Co. Common 270319106 9,956.25 450 Sole 450
Edison Intl Com Common 281020107 15,681.56 645 Sole 645
Eastman Kodak Common 277461109 18,906.25 250 Sole 250
Elantec Semiconductor Inc. Common 284155108 39,796.88 2,250 Sole 2,250
Emc Corp. Common 268648102 17,832,330.00 249,840 Sole 249,840
Enron Corp. Common 293561106 8,212.50 200 Sole 200
Kinder Morgan Energy Partners Common 494550106 2,165.63 50 Sole 50
El Paso Natl Gas Common 283905107 2,012.50 50 Sole 50
Equitable Resources Common 294549100 3,645,125.00 96,400 Sole 96,400
Express Scripts Inc Cl A Common 302182100 117,375.00 1,500 Sole 1,500
Ess Technologies Inc. Common 269151106 7,287.50 550 Sole 550
Ethan Allen Interiors Common 297602104 8,748.44 275 Sole 275
Eaton Corp. Common 278058102 6,905.00 80 Sole 80
Entergy Corp. Common 29364G103 231,789.38 8,010 Sole 8,010
Expeditors Intl Wash Common 302130109 4,814.06 150 Sole 150
Ford Motor Common 345370100 11,994,675.00 238,700 Sole 238,700
First American Fincl Common 318522307 9,696.88 725 Sole 725
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
First Bell Bancorp Inc. Common 319301107 37,800.00 2,400 Sole 2,400
Furniture Brands Common 360921100 155,531.25 7,900 Sole 7,900
Federated Dept Store Common 31410H101 186,764.06 4,275 Sole 4,275
First Data Corp Common 319963104 280,800.00 6,400 Sole 6,400
Family Dollar Stores Common 307000109 3,696.88 175 Sole 175
Factset Resh Sys Inc Com Common 303075105 5,687.50 100 Sole 100
FDX Corp. Common 31304N107 1,943.75 50 Sole 50
Flushing Financial Common 343873105 39,835.00 2,480 Sole 2,480
Foundation Health Systems - A Common 350404109 33,975.00 3,600 Sole 3,600
Fair Isaac & Co Inc Com Common 303250104 2,806.25 100 Sole 100
Federated Investors Common 314211103 202,515.00 11,740 Sole 11,740
Fleet Boston Corp. Common 33901A108 19,594.38 535 Sole 535
Flexsteel Inds. Common 339382103 42,930.00 3,180 Sole 3,180
First Midwest Bancor Common 320867104 11,456.25 300 Sole 300
Fmc Corp. Common 302491303 6,031.25 125 Sole 125
Firstmerit Corp Com Common 337915102 15,859.38 625 Sole 625
Fundtech Ltd. Common M47095100 89,250.00 4,000 Sole 4,000
Fidelity National Financial Common 316326107 3,037.50 200 Sole 200
Federal National Mortgage
Association Common 313586109 13,413,871.25 213,980 Sole 213,980
Fortune Brands Inc Com Common 349631101 2,418.75 75 Sole 75
Sprint Corp Common 852061100 5,425.00 100 Sole 100
Fossil Inc. Common 349882100 10,148.44 375 Sole 375
Federal Home Ln Mtg Cp Com Common 313400301 19,500.00 375 Sole 375
FRONTIER AIRLINES NEW COM Common 359065109 3,800.00 400 Sole 400
Forest Labs. Common 345838106 46,337.50 1,100 Sole 1,100
Frontier Ins. Group Common 359081106 2,625.00 300 Sole 300
FOOTSTAR INC COM Common 344912100 4,406.25 125 Sole 125
Gannett Co. Common 364730101 191,995.31 2,775 Sole 2,775
Genesco Inc. Common 371532102 3,580,000.00 286,400 Sole 286,400
General Dynamics Common 369550108 13,190,858.44 211,265 Sole 211,265
Golden West Fin'l Common 381317106 244,798.13 2,490 Sole 2,490
Gen'l Electric Common 369604103 1,490,923.44 12,575 Sole 12,575
Gehl Company Common 368483103 43,043.75 2,425 Sole 2,425
Genzyme Corp Common 372917104 58,806.56 1,305 Sole 1,305
Graco Inc. Common 384109104 14,765.63 450 Sole 450
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Gen'l Mills Common 370334104 14,196.88 175 Sole 175
Gliatech Common 37929C103 35,962.50 2,100 Sole 2,100
Corning Inc. Common 219350105 10,284.38 150 Sole 150
Gen'l Motors Common 370442105 378,569.06 6,015 Sole 6,015
General Communication Inc. Common 369385109 1,043.75 200 Sole 200
Go 2 Net Common 383486107 84,175.00 1,300 Sole 1,300
Gentex Corp. Common 371901109 5,164.06 250 Sole 250
Geon Co Com Common 37246W105 7,081.25 275 Sole 275
Oshkosh B'gosh 'a' Common 688222207 9,182.03 575 Sole 575
Georgia-Pacific Common 373298108 463,818.13 11,470 Sole 11,470
Group 1 Automotive Common 398905109 556,700.00 30,400 Sole 30,400
Gap (the), Inc. Common 364760108 4,800.00 150 Sole 150
Great Plains Software Common 39119E105 108,665.00 2,110 Sole 2,110
Greenpoint Financial Corp. Common 395384100 58,570.31 2,205 Sole 2,205
Gen'l Public Utiliti Common 36225X100 9,461.25 290 Sole 290
Goodrich (b.F.) Common 382388106 1,450.00 50 Sole 50
Grace (w. R.) Common 38388F108 12,690.63 775 Sole 775
Gerber Scientific Common 373730100 5,034.38 225 Sole 225
Gte Corp. Common 362320103 15,375.00 200 Sole 200
Gateway Inc. Common 367626108 195,800.00 4,450 Sole 4,450
Hall Kinion Associates Com Common 406069104 58,750.00 5,000 Sole 5,000
Harman Intl Inds Common 413086109 4,206.25 100 Sole 100
Hasbro Inc. Common 418056107 345,827.50 16,085 Sole 16,085
Home Depot Common 437076102 547,627.50 7,980 Sole 7,980
Hadco Common 404681108 4,325.00 100 Sole 100
Harrah's Entertainment Inc. Common 413619107 4,162.50 150 Sole 150
Itt Hartford Insurance Common 416515104 2,043.75 50 Sole 50
Hot Topic, Inc. Common 441339108 43,600.00 1,600 Sole 1,600
Hollywood Pk Inc New Com Common 436255103 4,996.88 325 Sole 325
HAMBRECHT & QUIST GRP COM Common 406545103 15,843.75 325 Sole 325
Block (h&r) Common 093671105 225,440.63 5,190 Sole 5,190
Hilb Rogal & Hamilto Common 431294107 5,012.50 200 Sole 200
Hormel Foods Corp. Common 440452100 295,177.81 7,145 Sole 7,145
HERTZ CORP CL A Common 428040109 4,400.00 100 Sole 100
Hudson United Bancorp Common 444165104 15,406.25 500 Sole 500
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Hewlett-Packard Common 428236103 13,469,568.75 148,425 Sole 148,425
Insurance Auto Aucti Common 457875102 46,410.00 3,120 Sole 3,120
Int'l Business Mach. Common 459200101 1,113,805.00 9,205 Sole 9,205
Ibp, Inc. Common 449223106 13,507,642.19 547,145 Sole 547,145
Idec Pharmaceuticals Common 449370105 567,008.44 6,030 Sole 6,030
Idexx Labs Inc Com Common 45168D104 7,748.44 450 Sole 450
Intl Home Foods, Inc. Common 459655106 216,125.00 12,350 Sole 12,350
Insteel Industries I Common 45774W108 4,692.19 525 Sole 525
Itt Inds Inc Ind Com Common 450911102 108,162.50 3,400 Sole 3,400
Imperial Oil Ltd. Common 453038408 12,487.50 600 Sole 600
Infocure Common 45665A108 3,322,377.50 176,020 Sole 176,020
In Focus Sys Inc Common 452919103 3,487,350.00 208,200 Sole 208,200
Insituform Of N.A. Common 457667103 3,995,000.00 159,800 Sole 159,800
Intel Corp. Common 458140100 1,041,489.69 14,015 Sole 14,015
Inter Tel Inc Com Common 458372109 5,325.00 300 Sole 300
Intuit Inc. Common 461202103 96,421.88 1,100 Sole 1,100
Intervoice-Brite, Inc Common 461142101 2,560,968.75 231,500 Sole 231,500
Int'l Paper Common 460146103 84,109.38 1,750 Sole 1,750
Interpublic Group Common 460690100 271,425.00 6,600 Sole 6,600
Ipalco Enterprises Common 462613100 11,561,230.63 594,790 Sole 594,790
Ingersoll-Rand Common 456866102 11,987,362.50 218,200 Sole 218,200
Interim Services Common 45868P100 11,462.50 700 Sole 700
Isle of Capri Casino Common 464592104 47,500.00 4,750 Sole 4,750
ISS Group Inc. Common 450306105 100,825.00 3,700 Sole 3,700
Itla Capital Corporation Common 450565106 2,950.00 200 Sole 200
Intertan Inc. Common 461120107 47,688.75 2,430 Sole 2,430
Intervu Ic. Common 46114R106 118,800.00 3,200 Sole 3,200
Invacare Corp. Common 461203101 2,934.38 150 Sole 150
Ivax Corp. Common 465823102 207,900.00 12,600 Sole 12,600
Jakks Pacific, Inc. Common 47012E106 4,500,375.00 120,010 Sole 120,010
Jan Bell Marketing Common 470760109 2,401.56 725 Sole 725
Jack in the Box, Inc. Common 466367109 3,866,933.44 155,065 Sole 155,065
Johnson Controls Common 478366107 125,993.75 1,900 Sole 1,900
Jefferies Group Inc Com Common 472319102 3,131.25 150 Sole 150
Harland (john H.) Common 412693103 8,746.88 450 Sole 450
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Jack Henry & Assoc Common 426281101 9,234.38 250 Sole 250
Jlg Inds Inc Com Common 466210101 4,935.94 325 Sole 325
Jones Medical Industries Common 480236108 3,942,238.28 119,575 Sole 119,575
Johnson & Johnson Common 478160104 629,343.75 6,850 Sole 6,850
Jones Apparel Group Common 480074103 2,156.25 75 Sole 75
Jefferson-Pilot Corp Common 475070108 12,927,530.63 204,590 Sole 204,590
Morgan (j.P.) & Co Common 616880100 82,831.25 725 Sole 725
Justin Inds. Common 482171105 6,739.06 475 Sole 475
King Pharmaceuticals Common 495582108 3,674,650.00 104,990 Sole 104,990
K Mart Corp. Common 482584109 5,376.25 460 Sole 460
Kimberly-Clark Common 494368103 268,761.25 5,095 Sole 5,095
Kerr-Mcgee Corp. Common 492386107 240,072.50 4,360 Sole 4,360
Coca-Cola Common 191216100 330,512.50 6,850 Sole 6,850
Kroger Co. Common 501044101 3,309.38 150 Sole 150
Mbna Corp Common 55262L100 136,875.00 6,000 Sole 6,000
Capital Re Corporation Common 140432105 4,250.00 425 Sole 425
Knight-Ridder Common 499040103 13,668,600.00 248,520 Sole 248,520
Kronos Inc Com Common 501052104 2,513,093.75 68,500 Sole 68,500
Kohls Corp. Common 500255104 33,062.50 500 Sole 500
Kansas City South'n Common 485170104 11,625.00 250 Sole 250
K-Swiss Inc Common 482686102 44,976.56 1,425 Sole 1,425
King World Productio Common 495667107 3,750.00 100 Sole 100
Covest Bancshares 'A' Common 536797103 50,233.13 2,190 Sole 2,190
Libbey Inc Common 529898108 7,390.63 250 Sole 250
Lone Star Inds. Common 542290408 6,483.75 130 Sole 130
Longs Drug Stores Common 543162101 5,975.00 200 Sole 200
Lehman Brothers Holdings Inc. Common 524908100 451,530.63 7,735 Sole 7,735
Laclede Gas Common 505588103 6,825.00 300 Sole 300
Linens N Things Inc Com Common 535679104 7,593.75 225 Sole 225
Liposome Co Common 536310105 19,213.67 2,525 Sole 2,525
Litton Inds. Common 538021106 71,175.00 1,300 Sole 1,300
L3 Communications Common 502424104 196,300.00 5,200 Sole 5,200
Lilly, Eli Common 532457108 6,418.75 100 Sole 100
Legg Mason Common 524901105 130,262.50 3,400 Sole 3,400
Lincoln Nat'l Corp. Common 534187109 65,358.75 1,740 Sole 1,740
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Lowe's Cos. Common 548661107 220,350.00 4,520 Sole 4,520
Louisiana-Pacific Common 546347105 796,093.75 50,950 Sole 50,950
Lattice Semicond Common 518415104 11,875.00 400 Sole 400
Lason Common 51808R107 8,906.25 200 Sole 200
Landstar System Common 515098101 40,831.25 1,175 Sole 1,175
Lightbridge Inc. Common 532226107 56,109.38 2,850 Sole 2,850
Limited Inc. Common 532716107 2,103.75 55 Sole 55
Loews Corp. Common 540424108 238,637.50 3,400 Sole 3,400
Learning Tree International
Inc. Common 522015106 4,968.75 300 Sole 300
Lucent Technologies Common 549463107 16,800,419.25 258,966 Sole 258,966
Southwest Airlines Common 844741108 1,898.44 125 Sole 125
Laser Vision Centers Inc. Common 51807H100 5,612.50 400 Sole 400
Lexmark Intl Group Common 529771107 19,046,702.50 236,605 Sole 236,605
Lubrizol Corp. Common 549271104 148,345.31 5,775 Sole 5,775
La-Z-Boy Chair Common 505336107 2,939,437.50 154,200 Sole 154,200
Macromedia Common 556100105 10,218.75 250 Sole 250
Maf Bancorp Inc Com Common 55261R108 7,950.00 400 Sole 400
McNaughton Apparel Group Inc. Common 582524104 43,750.00 5,000 Sole 5,000
Manpower Inc Common 56418H100 209,700.00 7,200 Sole 7,200
Mapinfo Corp Com Common 565105103 36,670.00 1,930 Sole 1,930
New Marriot Common 571903103 1,961.25 60 Sole 60
St. Mary Land & Exploration Common 792228108 41,800.00 1,600 Sole 1,600
May Dept. Stores Common 577778103 123,887.50 3,400 Sole 3,400
Mcdonald's Corp. Common 580135101 6,920.00 160 Sole 160
Moore Corp. Common 615785102 5,500.00 550 Sole 550
Micrel Inc Com Common 594793101 13,012.50 300 Sole 300
Micros Systems Common 594901100 5,062.50 125 Sole 125
M D C Hldgs Inc Com Common 552676108 5,665.63 350 Sole 350
Meredith Corp. Common 589433101 131,632.81 3,625 Sole 3,625
Meade Instruments Common 583062104 53,418.75 2,220 Sole 2,220
Medimmune Inc Common 584699102 337,834.69 3,390 Sole 3,390
Medquist Inc Com Common 584949101 24,242.19 725 Sole 725
Mellon Bank Corp. Common 585509102 5,043.75 150 Sole 150
Merrill Lynch & Co. Common 590188108 203,809.38 3,025 Sole 3,025
Mercury Interactive Corp Common 589405109 560,402.50 8,680 Sole 8,680
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Mesa Airlines Common 590479101 43,365.00 7,080 Sole 7,080
MGM Grand Inc. Common 552953101 3,834.38 75 Sole 75
M/I Schottenstein Home Common 55305B101 41,910.00 2,540 Sole 2,540
Michaels Stores Common 594087108 5,162.50 175 Sole 175
Michael Foods Common 594079105 5,913.28 225 Sole 225
McCormick & Co. Common 579780206 4,132.81 125 Sole 125
Mallinckrodt Inc New Com Common 561232109 124,674.38 4,130 Sole 4,130
Mueller Inds Inc Com Common 624756102 13,359.38 450 Sole 450
Millennium Pharmaceutical Common 599902103 4,875.00 75 Sole 75
Marsh & Mclennan Common 571748102 274,000.00 4,000 Sole 4,000
Metromedia International
Group Inc. Common 591695101 4,434.38 1,075 Sole 1,075
Minnesota Mining &
Manufacturing Co. Common 604059105 12,007.81 125 Sole 125
Modem Media Poppe Tyson Inc. Common 607533106 129,500.00 3,500 Sole 3,500
Monaco Coach Common 60886R103 2,890,801.88 118,597 Sole 118,597
Mcclatchy Newspapers Common 579489105 3,507,075.00 98,100 Sole 98,100
Mentor Corp. Minn. Common 587188103 7,980.00 280 Sole 280
Mony Group, Inc. Common 615337102 3,684,450.00 127,600 Sole 127,600
Philip Morris Common 718154107 26,666.25 780 Sole 780
Mobil Corp. Common 607059102 450,856.25 4,475 Sole 4,475
Motorola, Inc. Common 620076109 428,120.00 4,865 Sole 4,865
MODIS PROFESSIONAL SVC COM Common 607830106 4,637.50 350 Sole 350
Mercury Computer Systems, Inc. Common 589378108 183,600.00 5,400 Sole 5,400
Merck & Co. Common 589331107 534,703.13 8,250 Sole 8,250
Usx-Marathon Group Common 902905827 87,750.00 3,000 Sole 3,000
Material Sciences Common 576674105 41,268.75 3,100 Sole 3,100
M.S. Carriers Common 553533100 2,736,480.00 114,020 Sole 114,020
Microsoft Corp. Common 594918104 16,313,023.13 180,130 Sole 180,130
Mgic Invt Corp Wis Common 552848103 107,437.50 2,250 Sole 2,250
Manitowoc Co. Common 563571108 13,650.00 400 Sole 400
MISSISSIPPI VY BANCSHS COM Common 605720101 3,945.31 125 Sole 125
Morgan Stanley Dean Witter Common 617446448 13,771,887.81 154,415 Sole 154,415
Metris Corp. Common 591598107 4,085,160.00 138,480 Sole 138,480
Myers Inds. Common 628464109 5,768.75 325 Sole 325
Nabisco Holdings Common 629526104 5,011.56 145 Sole 145
National Instruments Common 636518102 11,910.84 337 Sole 337
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Navistar Int'l Common 63934E108 9,300.00 200 Sole 200
National Data Corp. Common 635621105 3,900.00 150 Sole 150
Energy East Corp. Common 29266M109 225,387.50 9,490 Sole 9,490
New Horizons Worldwide Com Common 645526104 34,925.00 2,200 Sole 2,200
Nike, Inc. 'b' Common 654106103 2,843.75 50 Sole 50
National Computer Common 635519101 8,627.34 225 Sole 225
Northrop Corp. Common 666807102 10,487.81 165 Sole 165
NORTHWESTERN CORP COM Common 668074107 3,981.25 175 Sole 175
Novell, Inc. Common 670006105 2,068.75 100 Sole 100
Noven Pharmaceuticals Com Common 670009109 52,445.00 6,170 Sole 6,170
National Service Ind Common 637657107 78,750.00 2,500 Sole 2,500
Insight Enterprises Com Common 45765U103 10,562.50 325 Sole 325
National Semiconduct Common 637640103 110,025.00 3,600 Sole 3,600
Network Solutions, Inc. Common 64121Q102 137,812.50 1,500 Sole 1,500
Northern Telecom Common 656569100 2,550.00 50 Sole 50
Network Appliance Common 64120L104 104,572.50 1,460 Sole 1,460
Nortek Inc. Common 656559101 629,606.25 18,450 Sole 18,450
Nucor Corp. Common 670346105 13,113,067.50 275,340 Sole 275,340
NVR Inc. Common 62944T105 3,036,817.50 60,135 Sole 60,135
Northwest Nat. Gas Common 667655104 15,487.50 600 Sole 600
Quanex Corp. Common 747620102 6,406.25 250 Sole 250
Nextel Communications Inc. Common 65332V103 164,445.31 2,425 Sole 2,425
New York Times Co Cl A Common 650111107 97,500.00 2,600 Sole 2,600
Quaker Oats Common 747402105 13,862,784.38 224,045 Sole 224,045
Orthodontic Ctrs Amer Com Common 68750P103 11,770.31 675 Sole 675
Oceaneering Internat Common 675232102 2,101.56 125 Sole 125
Triton Energy Common G90751101 7,031.25 500 Sole 500
Old Kent Financial Common 679833103 115,087.50 3,100 Sole 3,100
Omnicom Group Common 681919106 71,268.75 900 Sole 900
Owens & Minor Common 690732102 2,165.63 225 Sole 225
Open Market Inc. Common 68370M100 107,362.50 8,180 Sole 8,180
Om Group Inc Com Common 670872100 3,837.50 100 Sole 100
Banc One Corp. Common 06423A103 17,406.25 500 Sole 500
Orbotech Ltd. Common M75253100 3,864,093.75 62,450 Sole 62,450
Oracle Systems Common 68389X105 294,157.50 6,465 Sole 6,465
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
O Reilly Automotive Com Common 686091109 11,914.06 250 Sole 250
Outback Steakhouse I Common 689899102 127,343.75 5,000 Sole 5,000
Owens Corning Common 69073F103 2,168.75 100 Sole 100
Oec Medical Systems Common 670828102 6,146.88 175 Sole 175
Oxford Health Plans Common 691471106 48,750.00 3,900 Sole 3,900
Paychex Inc. Common 704326107 116,878.13 3,425 Sole 3,425
Peoples Bancshs Mass Com Common 709795108 36,305.63 2,010 Sole 2,010
Pep Boys Common 713278109 4,462.50 300 Sole 300
Paccar Inc. Common 693718108 13,616,185.00 267,640 Sole 267,640
Pacific Gas & Elec. Common 69331C108 5,175.00 200 Sole 200
Pinnacle Systems, Inc. Common 723481107 4,470,562.50 105,500 Sole 105,500
Psicor Inc. Common 70453H107 91,325.00 2,600 Sole 2,600
Sprint Corp Pcs Com Ser 1 Common 852061506 152,853.13 2,050 Sole 2,050
Patterson Dental Co Common 703412106 310,756.88 6,270 Sole 6,270
Peco Energy Co Common 693304107 54,375.00 1,450 Sole 1,450
Public Serv. Enterpr Common 744573106 154,500.00 4,000 Sole 4,000
Periphonics Common 714005105 10,981.25 350 Sole 350
Petco Animal Supplies Common 716016100 45,125.00 3,800 Sole 3,800
Pfizer, Inc. Common 717081103 496,868.75 13,850 Sole 13,850
PFF Bancorp, Inc. Common 69331W104 3,217,087.50 155,980 Sole 155,980
Procter & Gamble Common 742718109 711,562.50 7,590 Sole 7,590
Parker-Hannifin Common 701094104 67,218.75 1,500 Sole 1,500
Pref. Health Care Common 74264T102 858,602.88 27,809 Sole 27,809
Pulte Corp. Common 745867101 17,400.00 800 Sole 800
Pacificare Health Systems,
Inc. Common 695112102 70,281.25 1,625 Sole 1,625
Photon Dynamics Inc. Common 719364101 44,100.00 2,100 Sole 2,100
Polaris Inds Inc Com Common 731068102 6,925.00 200 Sole 200
Pioneer-Standard Common 723877106 4,692.19 325 Sole 325
Park Electrochemical Common 700416209 54,243.75 1,650 Sole 1,650
Polycom Common 73172K104 436,054.69 9,150 Sole 9,150
Plantronics Inc New Com Common 727493108 9,950.00 200 Sole 200
Plexus Corp. Common 729132100 3,828.13 125 Sole 125
Premark Int'l Common 740459102 80,800.00 1,600 Sole 1,600
Pennsylvania Enterprises Inc. Common 708720107 7,298.44 225 Sole 225
Pharmacia & Upjohn Common 716941109 10,669.38 215 Sole 215
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Pope & Talbot Common 732827100 6,496.88 525 Sole 525
Catalina Marketing Cp Com Common 148867104 6,360.94 75 Sole 75
Possis Corp. Common 737407106 49,481.25 4,350 Sole 4,350
Provant Inc. Common 743724106 49,987.50 3,100 Sole 3,100
Power Integrations, Inc. Common 739276103 41,550.00 600 Sole 600
Pre Paid Legal Svcs Com Common 740065107 10,828.13 275 Sole 275
Pharmaceutical Prod Com Common 717124101 3,051.56 225 Sole 225
Penn. Power & Lt. Common 693499105 140,725.00 5,200 Sole 5,200
Progess Software Cor Common 743312100 11,765.63 375 Sole 375
Profit Recovery Group Com Common 743168106 17,805.38 399 Sole 399
Parlex Corp. Common 701630105 43,050.00 2,800 Sole 2,800
Phila. Suburban Common 718009608 7,068.75 300 Sole 300
Pacific Sunwear Ca Inc Com Common 694873100 60,267.19 2,150 Sole 2,150
Performance Technologies Common 71376K102 39,597.19 1,755 Sole 1,755
Providian Common 74406A102 169,461.25 2,140 Sole 2,140
POWERWAVE TECHNOLOGIES COM Common 739363109 8,438.28 175 Sole 175
Painewebber Group Common 695629105 51,656.25 1,425 Sole 1,425
PIONEER NAT RES CO COM Common 723787107 9,828.13 925 Sole 925
Qualcomm Inc Common 747525103 463,509.38 2,450 Sole 2,450
Queens Cnty Bancorp Com Common 748242104 7,596.88 275 Sole 275
QLogic Corp Common 747277101 92,501.56 1,325 Sole 1,325
QRS Corporation Delaware Common 74726X105 16,031.25 250 Sole 250
Railamerica Common 750753105 41,475.00 4,200 Sole 4,200
Rare Hospitality Intl Com Common 753820109 47,358.75 2,190 Sole 2,190
Rational Software Corp.
Com New Common 75409P202 32,209.38 1,100 Sole 1,100
Razorfish Common 755236106 165,300.00 3,800 Sole 3,800
Republic Bancorp Common 760282103 2,890.63 250 Sole 250
Renal Care Group Inc Com Common 759930100 12,048.44 550 Sole 550
Royal Caribbean Common v7780t103 15,103,125.00 335,625 Sole 335,625
Royal Dutch Petroleum Co. Common 780257804 50,498.44 855 Sole 855
Radian Group Inc. Common 750236101 19,321.88 450 Sole 450
Rf Micro-Devices Common 749941100 173,850.00 3,800 Sole 3,800
Rehabcare Group Inc. Common 759148109 39,050.00 2,200 Sole 2,200
Ruby Tuesday Inc. Common 781182100 3,575,520.00 183,360 Sole 183,360
Raymond James Fin'l Common 754730109 6,479.69 325 Sole 325
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Coors Adolph Co Cl B Common 217016104 219,206.25 4,050 Sole 4,050
Rollins Truck Leasing Common 775741101 7,087.50 700 Sole 700
Roadway Services Common 769742107 622,986.25 30,860 Sole 30,860
Ross Stores Common 778296103 12,708,132.50 631,460 Sole 631,460
Rowe Furniture Corp Com Common 779528108 35,647.50 3,880 Sole 3,880
Rowecom Inc. Common 77957X108 111,000.00 4,000 Sole 4,000
Roberts Pharmaceutical Com Common 770491108 13,612.50 450 Sole 450
Radisys Corp. Common 750459109 43,175.00 1,100 Sole 1,100
Raytheon Co Cl B Common 755111408 3,970.00 80 Sole 80
Russ Berrie And Co., Common 782233100 6,281.25 300 Sole 300
Rush Enterprises Inc Com Common 781846100 47,500.00 3,040 Sole 3,040
Ryan's Family Common 783519101 5,850.00 650 Sole 650
Ryland Group Common 783764103 2,965,235.00 130,340 Sole 130,340
Sears, Roebuck Common 812387108 4,706.25 150 Sole 150
SBC Communications Common 78387G103 487,646.88 9,550 Sole 9,550
Seacoast Banking Corp. Fla. A Common 811707108 36,796.88 1,250 Sole 1,250
Schwab (charles) Common 808513105 2,006.25 60 Sole 60
Sci Systems Common 783890106 111,093.75 2,500 Sole 2,500
Scient Corp. Common 80864H109 89,600.00 1,400 Sole 1,400
Syncor Int'l Common 87157J106 7,500.00 200 Sole 200
ScanSource Inc. Common 806037107 91,848.13 3,295 Sole 3,295
Scott Technologies Inc Com Common 810022301 6,912.50 350 Sole 350
Siebel Systems Inc. Common 826170102 137,247.50 2,060 Sole 2,060
Seagate Technology Common 811804103 4,593.75 150 Sole 150
Spartech Corp. New Common 847220209 3,406,112.50 116,200 Sole 116,200
Sei Corp Common 784117103 649,521.09 7,275 Sole 7,275
Smithfield Foods, Inc. Common 832248108 22,068.75 825 Sole 825
Salton Inc. Common 795757103 4,211,350.00 135,850 Sole 135,850
Schering-Plough Common 806605101 11,702,188.13 268,245 Sole 268,245
STONE ENERGY CORP COM Common 861642106 11,475.00 225 Sole 225
The Sharper Image + Common 820013100 48,620.00 4,420 Sole 4,420
Shaw Inds. Common 820286102 258,841.88 16,305 Sole 16,305
Staten Island Bancorp. Common 857550107 3,491,600.00 185,600 Sole 185,600
Associated Materials Inc. Common 045709102 46,125.00 3,000 Sole 3,000
S3 Incorporated Common 784849101 663,407.50 63,560 Sole 63,560
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Silicon Valley Bancs Common 827064106 4,221.88 175 Sole 175
South Jersey Inds. Common 838518108 5,275.00 200 Sole 200
Shopko Stores, Inc. Common 824911101 10,875.00 375 Sole 375
SLI Inc. Common 78442T108 2,819,643.75 132,300 Sole 132,300
Solectron Corp. Common 834182107 222,618.75 3,100 Sole 3,100
Springs Inds. Common 851783100 4,242.19 125 Sole 125
Standard Motor Prod. Common 853666105 5,345.31 275 Sole 275
Simpson Inds. Common 829060102 7,467.19 675 Sole 675
Standard Microsystem Common 853626109 4,393.75 475 Sole 475
Semtech Corp. Common 816850101 4,578.13 125 Sole 125
Sonic Corp. Common 835451105 3,447,351.25 113,260 Sole 113,260
Southtrust Corp. Common 844730101 190,137.50 5,300 Sole 5,300
St. Paul Cos. Common 792860108 104,775.00 3,810 Sole 3,810
Standard Pacific, L. Common 85375C101 5,381.25 525 Sole 525
Spiegel, Inc. 'a' Common 848457107 50,625.00 5,000 Sole 5,000
SUBURBAN PROPANE L P UNIT
LTD PARTN Common 864482104 8,150.00 400 Sole 400
Stride Rite Corp. Common 863314100 4,200.00 600 Sole 600
SIMPSON MFG CO INC COM Common 829073105 8,203.13 175 Sole 175
Scripps, E. W. Co. Common 811054204 130,181.25 2,650 Sole 2,650
Sterling Software Common 859547101 2,500.00 125 Sole 125
Sps Technologies Common 784626103 3,793.75 100 Sole 100
St. Francis Capital Corp. Common 789374105 45,237.50 2,200 Sole 2,200
Steel Technologies Common 858147101 6,393.75 550 Sole 550
Mens Wearhouse Inc Common 587118100 3,131,152.50 145,635 Sole 145,635
Sunquest Information Systems Common 867654105 52,406.25 3,250 Sole 3,250
Sun Microsystems Common 866810104 439,890.00 4,730 Sole 4,730
Superior Industries
International Inc. Common 868168105 15,400.00 550 Sole 550
CNA Surety Corp. Common 12612L108 5,250.00 400 Sole 400
Super Valu Stores Common 868536103 302,432.75 13,708 Sole 13,708
Stillwater Mng Co Com Common 86074Q102 5,375.00 200 Sole 200
Safeway Inc. Common 786514208 153,201.56 4,025 Sole 4,025
Standex Int'l Common 854231107 4,725.00 175 Sole 175
Symantec Corp. Common 871503108 320,121.88 8,900 Sole 8,900
SYMMETRICOM INC COM Common 871543104 5,062.50 675 Sole 675
Sysco Corp Common 871829107 255,956.25 7,300 Sole 7,300
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Amer. Tel. & Tel. Common 001957109 468,669.00 10,774 Sole 10,774
Taco Cabana Inc Com Common 873425102 54,492.19 5,625 Sole 5,625
Talk Com Inc. Common 874264104 8,711.72 675 Sole 675
Tandy Corp. Common 875382103 124,050.00 2,400 Sole 2,400
Travelers Ppty Cas Cl A Common 893939108 3,392.50 115 Sole 115
Timberland Co Common 887100105 9,765.63 250 Sole 250
Tech Data Common 878237106 46,562.50 2,000 Sole 2,000
Tecumseh Products Co. Cl A Common 878895200 12,531.25 250 Sole 250
Tektronix, Inc. Common 879131100 6,700.00 200 Sole 200
Tesco Technologies Inc. Common 872386107 44,200.00 2,600 Sole 2,600
Terex Corp. Common 880779103 3,858,120.00 122,480 Sole 122,480
Trigon Healthcare, Inc. Common 89618L100 218,643.75 7,475 Sole 7,475
Thq Inc. Common 872443403 4,751,943.75 110,190 Sole 110,190
Tjx Companies Common 872540109 12,632,615.00 450,160 Sole 450,160
Tellabs Inc. Common 879664100 8,540.63 150 Sole 150
Talbot's Inc Common 874161102 4,762,346.88 106,570 Sole 106,570
Times Mirror Co. Common 887364107 202,373.44 3,075 Sole 3,075
Meridian Resource Corp. Common 58977Q109 43,700.00 9,200 Sole 9,200
Technitrol Inc Com Common 878555101 7,931.25 225 Sole 225
True North Communications Common 897844106 13,640.63 375 Sole 375
TNP Enterprises Inc. Common 872594106 7,787.50 200 Sole 200
Tommy Hilfiger Corp. Common G8915Z102 11,495,426.25 407,820 Sole 407,820
Tosco Corp. Common 891490302 219,675.00 8,700 Sole 8,700
Toys 'r' Us Common 892335100 11,250.00 750 Sole 750
Triquint Semiconductor Common 89674K103 101,793.75 1,780 Sole 1,780
Tribune Co. Common 896047107 124,375.00 2,500 Sole 2,500
Trimble Navigation L Common 896239100 2,671.88 250 Sole 250
Transcanada Pipeline Common 893526103 3,918.75 300 Sole 300
Trustco Bank Of Ny Common 898349105 5,167.97 175 Sole 175
Trw Inc. Common 872649108 99,500.00 2,000 Sole 2,000
TSI INC MINN COM Common 872876107 3,684.38 300 Sole 300
Computer Task Group Common 205477102 2,212.50 150 Sole 150
Tesoro Petroleum Corp. Common 881609101 3,131,700.00 189,800 Sole 189,800
Toro Co. Common 891092108 6,540.63 175 Sole 175
Tupperware Common 899896104 4,050.00 200 Sole 200
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Tower Automotive Common 891707101 3,455,795.31 174,425 Sole 174,425
Time Warner Common 887315109 13,061.25 215 Sole 215
Texaco Inc. Common 881694103 7,890.63 125 Sole 125
Transwitch Common 894065101 215,460.00 3,780 Sole 3,780
Texas Instruments Common 882508104 17,585,872.50 213,810 Sole 213,810
Textron, Inc. Common 883203101 123,800.00 1,600 Sole 1,600
TXU Common 882848104 1,865.63 50 Sole 50
Tyco Intl Ltd. Common 902124106 49,043.75 475 Sole 475
Ual Corp. Common 902549500 14,046,432.81 215,065 Sole 215,065
Unionbancal Corp. Common 908906100 513,481.25 14,165 Sole 14,165
Unicom Common 904911104 15,698.44 425 Sole 425
Utilicorp United Common 918005109 260,437.81 12,365 Sole 12,365
Ultranar - Diamond Shamrock Common 904000106 211,650.00 8,300 Sole 8,300
Universal Fst Prods Com Common 913543104 4,571.88 350 Sole 350
Ugi Corp. Common 902681105 1,162.50 50 Sole 50
U. S. Home Corp Common 911920106 5,562.50 200 Sole 200
Universal Health Ser Common 913903100 6,468.75 250 Sole 250
United Illuminating Common 910637107 14,512.50 300 Sole 300
Unisys Corp. Common 909214108 18,066,921.88 400,375 Sole 400,375
Ultimate Electronics Common 903849107 40,625.00 2,600 Sole 2,600
UMB FINL CORP COM Common 902788108 10,437.50 250 Sole 250
Unilever NV - New York Shares Common 904784709 6,812.50 100 Sole 100
Unify Corp Com Common 904743101 40,950.00 1,820 Sole 1,820
United Healthcare Common 910581107 11,375,347.50 233,640 Sole 233,640
Union Pacific Common 907818108 4,806.25 100 Sole 100
United Rentals Inc. Common 911363109 165,735.00 7,620 Sole 7,620
Urs Corp Common 903236107 8,575.00 350 Sole 350
Usa Networks Common 902984103 104,625.00 2,700 Sole 2,700
U. S. Can Corp. Common 90328W105 2,043.75 100 Sole 100
U.S. Freightways Common 916906100 265,300.00 5,600 Sole 5,600
Usg Corp. Common 903293405 307,657.50 6,460 Sole 6,460
U.S. Oncology Common 90338W103 4,984.38 550 Sole 550
United Stationers Common 913004107 6,926.56 325 Sole 325
U.S. Trust Common 91288L105 12,056.25 150 Sole 150
Unitrode Corp. Common 913283107 11,550.00 275 Sole 275
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
United Technologies Common 913017109 376,634.38 6,350 Sole 6,350
Universal Corp. Common 913456109 1,306.25 50 Sole 50
Valassis Communicati Common 918866104 32,953.13 750 Sole 750
Visx Inc. Common 92844S105 272,873.44 3,450 Sole 3,450
AUDIOVOX CORP CL A Common 050757103 16,506.25 950 Sole 950
Vintage Petroleum In Common 927460105 12,150.00 900 Sole 900
Varco Int'l Common 922126107 8,531.25 700 Sole 700
Vastar Resources Common 922380100 3,128.13 50 Sole 50
Verisign, Inc. Common 92343E102 120,345.00 1,130 Sole 1,130
Verity Inc. Common 92343C106 227,081.25 3,300 Sole 3,300
Visio Corp Common 927914101 9,812.50 250 Sole 250
Videoserver Inc Com Common 926918103 27,985.00 3,860 Sole 3,860
Walgreen Co. Common 931422109 180,162.50 7,100 Sole 7,100
Waters Corporation Common 941848103 9,084.38 150 Sole 150
Winstar Communications, Inc. Common 975515107 93,750.00 2,400 Sole 2,400
Mci Worldcom Inc Com Common 55268B106 458,203.13 6,375 Sole 6,375
Webtrends Corporation Common 94844D104 115,862.50 2,600 Sole 2,600
Wendy's Int'l Common 950590109 5,300.00 200 Sole 200
Werner Enterprises Common 950755108 4,846.88 275 Sole 275
Wells Fargo & Co. New Common 949746101 491,746.25 12,410 Sole 12,410
Whole Foods Market Common 966837106 2,453.91 75 Sole 75
Winnebago Common 974637100 10,173.44 425 Sole 425
Whittman-Hart Inc Com Common 966834103 19,390.63 500 Sole 500
Whirlpool Corp. Common 963320106 107,765.63 1,650 Sole 1,650
Wicor Inc. Common 929253102 2,906.25 100 Sole 100
WESLEY JESSEN VISIONCR COM Common 951018100 7,796.88 250 Sole 250
Warner-Lambert Common 934488107 11,615.63 175 Sole 175
Wellpoint Health Common 94973H108 136,800.00 2,400 Sole 2,400
Wal-Mart Stores Common 931142103 654,460.00 13,760 Sole 13,760
WESTWOOD ONE INC COM Common 961815107 4,512.50 100 Sole 100
Williams Sonoma Inc Com Common 969904101 13,354.69 275 Sole 275
Watsco Inc Com Common 942622200 4,265.63 375 Sole 375
Aquarion Co. Common 03838W101 2,690.63 75 Sole 75
Weyerhaeuser Co. Common 962166104 13,210,531.25 229,250 Sole 229,250
Xircom Inc Common 983922105 5,195,068.75 121,700 Sole 121,700
</TABLE>
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/ Invest Disc. Managers Voting Authority
Name of Issuer Class Cusip Value Princ. Sole SH/ SH/ Sole Shared None
Amount def other
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Xilinx Inc Common 983919101 44,233.59 675 Sole 675
Exxon Corp. Common 302290101 643,340.00 8,465 Sole 8,465
Yellow Corp. Common 985509108 4,140.63 250 Sole 250
York Int'l (new) Common 986670107 100,625.00 2,800 Sole 2,800
Tricon Restaurants Common 895953107 69,593.75 1,700 Sole 1,700
Zebra Technologies Common 989207105 10,230.47 225 Sole 225
Zions Bancorp. Common 989701107 132,300.00 2,400 Sole 2,400
ZixIt Corp. Common 98974P100 2,962.50 100 Sole 100
Zale Corporation Common 988858106 270,103.13 7,050 Sole 7,050
Zenith Natl Ins Corp Common 989390109 3,206.25 150 Sole 150
</TABLE>
|
|