U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the quarterly period ended December 31, 1997
New Century Energies, Inc. (File No. __________)
(Name of Registered Holding Company)
1225 17th Street, Denver, Colorado 80202
(Address of Principal Executives Offices)
<PAGE>
NEW CENTURY ENERGIES, INC.
FORM U-9C-3
For the Quarter Ended December 31, 1997
Table of Contents
Page
Item 1. Organization Chart 1
Item 2. Issuances and Renewals of Securities and Capital Contributions 1
Item 3. Associated Transactions 1
Item 4. Summary of Aggregate Investment 3
Item 5. Other Investments 3
Item 6. Financial Statements and Exhibits 3
SIGNATURE
<PAGE>
Item 1. - ORGANIZATION CHART
Omitted pursuant to the general instructions for Item 1.
Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTION
CAPTIAL CONTRIBUTIONS:
Company Company Amount of
Contributing Receiving Capital
Capital Capital Contribution
- ------- ------- ------------
New Century - Cadence, Inc. Cadence Network LLC $178,000
Item 3. - ASSOCIATED TRANSACTIONS
Part I. - Transactions performed by reporting companies on behalf of associate
companies.
Reporting Associate
Company Company Types of Direct Indirect Cost Total
Rendering Receiving Services Costs Costs or Amount
Services Services Rendered Charged Charged Capital Billed
- -------- -------- -------- ------- ------- ------- ------
NONE
Part II - Transactions performed by associate companies on behalf of reporting
companies.
<TABLE>
<CAPTION>
Associate Reporting
Company Company Types of Direct Indirect Cost Total
Rendering Receiving Services Costs Costs of Amount
Services Services Rendered Charged Charged Capital Billed
- -------- -------- -------- ------- ------- ------- ------
<S> <C>
NONE
</TABLE>
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<PAGE>
Item 4. - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies: (in thousands)
Total consolidated capitalization as of
December 31, 1997 $ 4,880,500 Line 1
Total capitalization multiplied by 15%
(Line 1 multiplied by 0.15) 732,075 Line 2
Greater of $50 million or line 2 $732,075 Line 3
Total current aggregate investment:
(categorized by major line of energy-related
business)
Energy-related business 2,828
Total current aggregate investment 2,828 Line 4
-----
Difference between the greater of $50 million
or 15% of capitalization and the total
aggregate investment of the registered holding
company system (line 3 less line 4) $729,247 Line 5
========
Investments in gas-related companies:
NONE
Item 5. - OTHER INVESTMENTS
<TABLE>
<CAPTION>
Major Line Other Other
of Energy-Related Investment in Last Investment in This Reason for Difference in
Business U-9C-3 Report U-9C-3 Report Other Investment
- -------- ------------- ------------- ----------------
<S> <C>
NONE
</TABLE>
Item 6. - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements:
Omitted pursuant to the general instructions for Item 6.
B. Exhibits:
NONE.
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<PAGE>
SIGNATURE
The undersigned registered holding company has duly caused this quarterly
report to be signed on its behalf by the undersigned officer thereunto duly
authorized pursuant to the requirements of the Public Utility Holding Company
Act of 1935.
New Century Energies, Inc.
By /s/ Teresa S. Madden
Teresa S. Madden
Controller and Secretary
March 31, 1998
With the above signature, I also certify that the corresponding report on Form
U-9C-3 for the third quarter of 1997 was filed with New Century Energies, Inc.'s
interested state commissions whose names and addresses are listed below.
Public Utilities Commission of the State of Colorado
1580 Logan Street
Denver, CO 80203
Public Service Commission of Wyoming
Hansen Building, Suite 300
2515 Warren Avenue
Cheyenne, WY 82002
Public Utility Commission of Texas
1701 N. Congress Avenue
Austin, Texas 78711
New Mexico Public Utility Commission
224 E. Palace Avenue
Santa Fe, NM 87503
Kansas Corporation Commission
1500 SW Arrowhead Road
Topeka, KS 66604
Oklahoma Corporation Commission
2101 N. Lincoln Blvd., Suite 130
Oklahoma City, OK 73105
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