SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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In the Matter of
CERTIFICATE
New Century Energies, Inc.
OF
File No. 70-9397
NOTIFICATION
(Public Utility Holding Company
Act of 1935)
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This Certificate of Notification is filed by New Century Energies, Inc.
("NCE"), a Delaware corporation, pursuant to Rule 24. Such filing is made
pursuant to NCE's Form U-1 Application-Declaration, as amended (the
"Application-Declaration"), and the orders of the Securities and Exchange
Commission (the "Commission") dated April 7, 1999 (HCAR No. 27000) (the "Order")
in the above-referenced file. The Order directed that NCE file with the
Commission certificates pursuant to Rule 24 on a quarterly basis within 60 days
from the end of the first three quarters and within 90 days from the end of the
last calendar quarter. As such, this certificate reports transactions from
April 1, 2000 through June 30, 2000 (the "Second Quarter").
a.) The sale of any Common Stock by NCE and the purchase price per share and
the market price per share at the date of the agreement of sale.
None.
b.) The total number of shares of Common Stock issued or issuable under
options granted during the quarter under NCE's dividend reinvestment plan
and benefit plans.
NCE issued 282,902 shares under its dividend
reinvestment plan and 4,511 shares under its employee benefit plans.
c.) If Common Stock has been transferred to a seller of securities of a
company being acquired, the number of shares so issued, the value per
share and whether the shares are restricted to acquirer.
None.
d.) The names of the guarantors and of the beneficiaries of any NCE or
Subsidiary Guarantee issued during the quarter, and the amount, term and
purpose of the guarantee.
The following guarantees were issued during the Second Quarter of 2000:
Guarantor Benefiting Amount Matures Purpose
Subsidiary
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NCE e prime, inc. $2,000,000 Continuing Gas Trading
NCE e prime, inc. $3,000,000 4/30/01 Gas Trading
NCE e prime, inc. $75,000 4/01/01 Gas Trading
NCE e prime, inc. $5,000,000 4/31/01 Gas Trading
NCE e prime, inc. $1,000,000 5/01/01 Gas Trading
NCE e prime, inc. $1,000,000 5/31/01 Gas Trading
NCE e prime, inc. $4,000,000 Continuing Gas Trading
NCE e prime, inc. $500,000 5/01/01 Gas Trading
NCE e prime, inc. $500,000 5/10/01 Gas Trading
NCE e prime, inc. $5,000,000 5/16/01 Gas Trading
NCE e prime, inc. $1,000,000 5/01/01 Gas Trading
NCE e prime, inc. $3,000,000 12/31/01 Gas Trading
NCE e prime, inc. $500,000 5/31/01 Gas Trading
NCE e prime, inc. $3,000,000 10/31/01 Gas Trading
NCE e prime, inc. $500,000 12/31/01 Gas Trading
NCE e prime, inc. $1,000,000 6/21/01 Gas Trading
NCE e prime, inc. $4,000,000 6/23/01 Gas Trading
e.) The amount and terms of any Short Term Debt issued by NCE and the Utility
Subsidiaries during the Quarter. NCE borrows and repays short-term debt
on an on-going basis. As of 6/30/00, NCE had $184,600,000 in short-term
debt outstanding at a cost of 6.93%. This debt matures on 8/25/00.
f.) The amount and terms of any financings consummated by any Utility
Subsidiaries that are not exempt under Rule 52. On an on-going basis
Cheyenne Light Fuel and Power Company (Cheyenne) borrows and repays
short-term debt to NCE. As of June 30, 2000, Cheyenne had $16,650,000 in
short-term debt outstanding at a cost of 6.88%.
g.) The amount and terms of any financings consummated by any Non-utility
Subsidiary during the quarter that are not exempt under Rule 52.
1.) Certain inter-company notes are issued and repaid on an on-going
basis. As of June 30, 2000 the following such inter-company notes
were outstanding:
Amount Interest
Lender Borrower Outstanding Maturity Rate
NC Enterprises, Cadence $725,000 Open 6.88%
Inc.
NCE NC Enterprises, Inc. $1,685,000 Open 6.88%
Communications,
Inc.
NC Enterprises, NC International, Inc. $17,725,000 Open 6.88%
Inc.
Utility NC Enterprises, Inc. $7,890,000 Open 6.88%
Engineering
Corporation
New Century New Century Services, $71,975,000 Open 6.88%
Energies, Inc. Inc.
NC Enterprises, Planergy, Inc. $6,531,350 Open 6.88%
Inc.
Texas Ohio e' prime, inc. $250,000 Open 6.88%
Pipeline, Inc.
P.S.R. Public Service Company $6,550,000 Open 6.82%
Investments, Inc. of Colorado
1480 Welton, Inc. Public Service Company $1,675,000 Open 6.82%
of Colorado
NC Enterprises, e' prime, inc. $4,800,000 Open 6.88%
Inc.
Utility Quixx $13,060,000 Open 6.88%
Engineering
Corporation
New Century NC Enterprises, Inc. $55,825,000 Open 6.88%
Energies, Inc.
NC Enterprises, NC Wyco, Inc. $380,000 Open 6.88%
Inc.
h.) A list of U-6B-2 forms filed with the Commission during the quarter,
including the name of the filing entity and the date of filing.
None Filed
i.) Consolidated balance sheets as of the end of the quarter and separate
balance sheets as of the end of the quarter for each company, including
NCE, that has engaged in jurisdictional financing transactions during the
quarter.
The consolidated balance sheet of NCE as of June 30, 2000 is incorporated
by reference. Such balance sheet was filed with NCE's Form 10-Q for June
30, 2000 (file number 1-12927).
The following balance sheets as of June 30, 2000 are attached as:
Exhibit 1 Cheyenne Light Fuel and Power Company
Exhibit 2 New Century Services, Inc.
Exhibit 3 New Century Enterprises, Inc. and Subsidiaries
Exhibit 4 New Century Enterprises, Inc. - Stand Alone filed under
confidential treatment pursuant to Rule 104(b).
Exhibit 5 Balance Sheet of e' prime, inc. and subsidiaries filed under
confidential treatment pursuant to Rule 104(b).Exhibit 6
Exhibit 6 Balance Sheet of e prime, inc. - Stand Alone filed under
confidential treatment pursuant to Rule 104(b).
Exhibit 7 Balance Sheet of Planergy, Inc. filed under confidential treatment
pursuant to Rule 104 (b).
Exhibit 8 Balance Sheet of Utility Engineering Corporation and subsidiaries
filed under confidential treatment pursuant to Rule 104 (b).
Exhibit 9 Balance Sheet of Utility Engineering Corporation - Stand Alone
filed under confidential treatment pursuant to Rule 104 (b).
Exhibit 10 Balance Sheet of NCE Communications filed under confidential
treatment pursuant to Rule 104 (b).
Exhibit 11 Balance Sheet of Cadence filed under confidential treatment
pursuant to Rule 104 (b).
Exhibit 12 Balance Sheet of Natural Station Equipment LLC filed under
confidential treatment pursuant to Rule 104 (b).
Exhibit 13 Balance Sheet of New Century International, Inc. filed under
confidential treatment pursuant to Rule 104 (b).
Exhibit 14 Balance Sheet of Texas Ohio Pipeline, Inc. filed under confidential
treatment pursuant to Rule 104 (b).
Exhibit 15 Balance P.S.R. Investments, Inc. filed under confidential treatment
pursuant to Rule 104 (b).
Exhibit 16 Balance Sheet of 1480 Welton, Inc., Inc. filed under confidential
treatment pursuant to Rule 104 (b).
New Century Energies, Inc.
Dated: August 25, 2000 By: __________________
/s/ Nancy E. Felker
Nancy E. Felker
Assistant Treasurer
<PAGE>
CHEYENNE LIGHT FUEL AND POWER COMPANY
UNAUDITED BALANCE SHEET
(Thousands of Dollars)
June 30, 2000
ASSETS
Property, plant and equipment, at cost: 112,346
Accumulated depreciation (36,051)
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Total property, plant and equipment 76,295
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Investments, at cost: 1
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Current assets:
Cash and temporary cash investments 324
Accounts receivable 3,831
Accrued unbilled revenues 847
Recoverable purchased gas and electric energy costs - 1,609
Materials and supplies, at average cost 738
Gas in underground storage, at cost (LIFO) 650
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Total current assets 7,999
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Deferred charges:
Regulatory assets 185
Unamortized debt expense 574
Other 1,357
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Total deferred charges 2,116
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Total assets 86,411
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CAPITAL AND LIABILITIES
Common stock 3,044
Retained earnings 21,178
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Total common equity 24,222
Long-term debt 29,000
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Total capital 53,222
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Noncurrent liabilities 863
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Current liabilities:
Notes payable and commercial paper 16,650
Accounts payable 3,996
Accounts payable to associated companies 748
Customers' deposits 289
Accrued taxes 765
Accrued interest 390
Other 976
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Total current liabilities 23,814
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Deferred credits:
Customers' advances for construction 1,015
Unamortized investment tax credits 1,135
Accumulated deferred income taxes 6,234
Other 128
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Total deferred credits 8,512
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Total capital & liabilities 86,411
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<PAGE>
NEW CENTURY SERVICES
UNAUDITED BALANCE SHEET
(Thousands of Dollars)
June 30, 2000
ASSETS
Property, plant and equipment, at cost 1,013
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Current assets:
Cash and temporary cash investments 753
Accounts receivable from associated companies 58,097
Current portion of accumulated deferred income taxes 304
Prepaid expenses and other 58,058
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Total current assets 117,212
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Total assets 118,225
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CAPITAL AND LIABILITIES
Common stock 1
Retained earnings (deficit) -
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Total capital 1
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Noncurrent liabilities 1,129
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Current liabilities:
Notes payable to associated companies 71,975
Accounts payable 18,021
Accrued taxes 810
Other 15,237
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Total current liabilities 106,043
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Deferred credits:
Accumulated deferred income taxes 4,494
Other 6,558
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Total deferred credits 11,052
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Total capital & liabilities 118,225
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<PAGE>
NC ENTERPRISES, INC. AND SUBSIDIARIES
UNAUDITED CONSOLIDATED BALANCE SHEET
(Thousands of Dollars)
June 30, 2000
ASSETS
Property, plant and equipment, at cost 49,848
Accumulated depreciation (10,024)
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Total property, plant and equipment 39,824
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Investments, at cost:
Investments in unconsolidated subsidiaries 402,794
Other 111,886
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Total investments 514,680
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Current assets:
Cash and temporary cash investments 9,580
Accounts receivable 155,502
Accounts receivable from associated companies 15,147
Taxes receivable 4,898
Materials and supplies 2,368
Prepaid expenses and other 4,998
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Total current assets 192,493
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Deferred charges 71,405
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Total assets 818,402
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CAPITAL AND LIABILITIES
Common stock 177,607
Retained earnings 80,757
Accumulated other comprehensive income (24,879)
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Total common equity 233,485
Long-term debt 17,501
Notes payable to associated companies 367,481
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Total capital 618,467
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Noncurrent liabilities 351
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Current liabilities:
Long-term debt due within one year 4,646
Accounts payable 137,094
Accounts payable to associated companies 8,118
Other 15,694
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Total current liabilities 165,552
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Deferred credits:
Accumulated deferred income taxes 22,930
Other 11,102
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Total deferred credits 34,032
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Total capital & liabilities 818,402
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