CUSIP No. 292872108 13G/A Page 1 of 4 Pages
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
ENGINEERING ANIMATION, INC.
---------------------------
(Name of Issuer)
Common Stock, $0.01 par value
-----------------------------
(Title of Class of Securities)
292872108
---------
(CUSIP Number)
December 31, 1999
-----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 4 Pages
No Exhibit Index
<PAGE>
CUSIP No. 292872108 13G/A Page 2 of 4 Pages
<TABLE>
<S> <C> <C> <C> <C>
- -------- -----------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Martin J. Vanderploeg
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------------------------------------------------
- ----------------------------------- ------ -------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
786,929
SHARES
------ -------------------------------------------------------------------------------
------ -------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
0
OWNED BY
------ -------------------------------------------------------------------------------
------ -------------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
786,929
REPORTING
------ -------------------------------------------------------------------------------
------ -------------------------------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
0
WITH
- ----------------------------------- ------ -------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
786,929
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4%
- -------- -----------------------------------------------------------------------------------------------------------------
- -------- -----------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------- -----------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 292872108 13G/A Page 3 of 4 Pages
Item 1.
(a) Engineering Animation, Inc.
(b) 2321 North Loop Drive
Ames, Iowa 50010
Item 2.
(a) Martin J. Vanderploeg
(b) c/o Engineering Animation, Inc.
2321 North Loop Drive
Ames, Iowa 50010
(c) United States
(d) Common Stock
(e) 292872108
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or
13d-2(b), check whether the person filing is a:
Not Applicable.
Item 4. Ownership
(a) See response to Number 9 on cover page. Includes 408,903
shares issuable upon exercise of vested options and options
that will vest within 60 days.
(b) See response to Number 11 on cover page.
(c)(i) See response to Number 5 on cover page.
(c)(ii) See response to Number 6 on cover page.
(c)(iii) See response to Number 7 on cover page.
(c)(iv) See response to Number 8 on cover page.
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
<PAGE>
CUSIP No. 292872108 13G/A Page 4 of 4 Pages
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company
Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 2000
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Date
/s/ Martin J. Vanderploeg
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Signature
Martin J. Vanderploeg
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Name/Title
