<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Republic Bancshares, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $2.00 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
759929102000
- --------------------------------------------------------------------------------
(CUSIP Number)
Jacques K. Meguire, Esq.
Sonnenschein Nath & Rosenthal
8000 Sears Tower
Chicago, Illinois 60606
(312) 876-8000
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
November 24, 1999
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE> 2
CUSIP NO. 759929102000 13D PAGE 2 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
George P. Bauer
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
315,050
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
315,050
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
315,050
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 3
CUSIP NO. 759929102000 13D PAGE 3 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Harrison I. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
359,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
403,944
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
403,944
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 4
CUSIP NO. 759929102000 13D PAGE 4 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Thomas B. Hunter, III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 5
CUSIP NO. 759929102000 13D PAGE 5 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Richard D. Michaels
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 6
CUSIP NO. 759929102000 13D PAGE 6 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Adeline S. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
4,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
4,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 7
CUSIP NO. 759929102000 13D PAGE 7 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Harold H. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
4,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
4,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 8
CUSIP NO. 759929102000 13D PAGE 8 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Helen H. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
2,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
2,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 9
CUSIP NO. 759929102000 13D PAGE 9 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Lois L. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 10
CUSIP NO. 759929102000 13D PAGE 10 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Margot M. Brinley
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 11
CUSIP NO. 759929102000 13D PAGE 11 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Amy M. Heinreich
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 12
CUSIP NO. 759929102000 13D PAGE 12 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Heather A. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 13
CUSIP NO. 759929102000 13D PAGE 13 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Jennifer W. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 14
CUSIP NO. 759929102000 13D PAGE 14 OF 22 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Robin M. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 15
CUSIP No. 729929102000 Page 15 of 22 pages
This Amendment No. 1 to Schedule 13D amends and restates in full as set
forth below Items 2, 3, 5 and 7 of the Schedule 13D as originally filed on
October 1, 1999 (the "Original Schedule 13D"). Terms not defined in this
Amendment No. 1 shall have the respective meanings given to such terms in the
Original Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND
This Schedule 13D is being filed jointly on behalf of George Bauer
("Mr. Bauer"), Harrison I. Steans ("Mr. Steans"), Thomas B. Hunter, III ("Mr.
Hunter"), Richard D. Michaels ("Mr. Michaels"), Adeline S. Morrison ("Mrs.
Adeline Morrison"), Harold H. Morrison ("Mr. Harold Morrison"), Helen H.
Morrison ("Ms. Helen Morrison"), Lois L. Morrison ("Ms. Lois Morrison"), Margot
M. Brinley ("Ms. Brinley"), Amy M. Heinrich ("Ms. Heinrich"), Heather A. Steans
("Ms. Heather Steans"), Jennifer W. Steans ("Ms. Jennifer Steans") and Robin M.
Steans ("Ms. Robin Steans"). In this Schedule 13D, such persons are sometimes
referred to collectively as the "Filing Persons" and individually as a "Filing
Person". Each of the Filing Persons is a U.S. citizen.
Mr. Bauer is the President and Chief Executive Officer of the G.P.B.
Group, Ltd., a privately-held investment banking and consulting firm. The
business address of Mr. Bauer and G.P.B. Group, Ltd. is 128 Dunning Road, New
Canaan, Connecticut 06840.
Mr. Steans is Chairman of the Board of Financial Investments
Corporation, a private equity investment firm specializing in real estate and
financial services. The business address of Mr. Steans and Financial Investments
Corporation is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois
60611.
Mr. Hunter is a retired investor. His address is 911 Woodbine Place,
Lake Forest, Illinois 60015.
Mr. Michaels is President of Financial Investments Corporation. The
business address of Mr. Michaels is 405 N. Wabash Avenue, River Plaza 2 East,
Chicago, Illinois 60611.
Mrs. Adeline Morrison is a retired investor. Her address is 1000 N.
Hawthorne Place, Lake Forest, Illinois 60045.
Mr. Harold Morrison is a retired investor. His address is 1000 N.
Hawthorne Place, Lake Forest, Illinois 60045.
Ms. Helen Morrison is an attorney and partner in the law firm of
McDermott, Will & Emery. The business address of Ms. Morrison and McDermott,
Will & Emery is 227 W. Monroe Street, Suite 4400, Chicago, Illinois 60606.
Ms. Lois Morrison is the manager of the Campaign for Sensible Growth
with the Metropolitan Planning Council, a 65-year old non-profit firm focused on
planning issues in Metropolitan Chicago. The business address of Ms. Morrison
and the Metropolitan Planning Council is 25 E. Washington Street, Suite 1600,
Chicago, Illinois 60602.
<PAGE> 16
CUSIP No. 729929102000 Page 16 of 22 pages
Ms. Brinley is a counselor with the St. Joseph's Adolescent and Family
Services Center ("St. Joseph's"). The business address of Ms. Brinley and St.
Joseph's is 325 W. 12th Street, Dallas, Texas 75208.
Ms. Heinrich is an investor. Her address is 8900 N. Lake Drive,
Bayside, Wisconsin 53217.
Ms. Heather Steans is the economic development coordinator for the
Civic Committee. The business address of Ms. Steans and the Civic Committee is
21 S. Clark Street, Suite 3120, Chicago, Illinois 60603.
Ms. Jennifer Steans is the Executive Vice President of Financial
Investments Corporation. The business address of Ms. Steans is 405 N. Wabash
Avenue, River Plaza 2 East, Chicago, Illinois 60611.
Ms. Robin Steans is a Trustee of the Steans Family Foundation. The
business address of Ms. Steans and the Steans Family Foundation is 405 N. Wabash
Avenue, River Plaza 2 East, Chicago, Illinois 60611.
During the last five years, none of the Filing Persons has been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or has been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
The Filing Persons intend to consult with each other from time to time
and exchange information concerning the Issuer, their respective investments in
Common Stock and their discussion with management, directors and other security
holders of the Issuer. Accordingly, the Filing Persons may be deemed to
constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange
Act of 1934 (the "Exchange Act"). The Filing Persons expressly disclaim that
they have agreed to act as a group.
Information with respect to each of the Filing Persons is given solely
by such Filing Person, and no Filing Person assumes responsibility for the
accuracy or completeness of information given by another Filing Person. By their
signatures on this Statement (or a related power of attorney), each of the
Filing Persons agrees that this Statement is filed on behalf of such Filing
Person.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Information regarding the amount of funds used by each Filing Person to
acquire the shares of Common Stock beneficially owned by such filing person is
provided in the first table in Item 5 of this Schedule and is incorporated by
reference in this Item 3. Unless otherwise indicated in such table, the source
of each such amount was personal funds of the Filing Person.
<PAGE> 17
CUSIP No. 729929102000 Page 17 of 22 pages
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The following table sets forth for each of the Filing Persons (i) the
number of shares of Common Stock beneficially owned by such Filing Person as of
the close of business on December 10, 1999, (ii) the percentage of the
outstanding Common Stock that such number represents, and (iii) the aggregate
amount of funds used by such Filing Person to acquire the shares of Common Stock
beneficially owned by such Filing Person. All such amounts represented personal
funds of the respective Filing Persons.
<TABLE>
<CAPTION>
Percent of Amount
Filing Person Shares Outstanding(1) of Funds
------------- ------ -------------- --------
<S> <C> <C> <C>
George P. Bauer 315,050 3.0% $4,496,401
Thomas B. Hunter, III 7,000 0.1% $105,000
Richard D. Michaels 1,000 * $15,000
Adeline S. Morrison 4,000 * $59,940
Harold H. Morrison 4,000 * $59,940
Helen H. Morrison 2,000 * $29,940
Lois L. Morrison 1,500 * $22,410
Margot M. Brinley 1,500 * $22,410
Amy M. Heinrich 1,500 * $22,410
Harrison I. Steans 403,944 (2) 3.8% $6,186,222
Heather A. Steans 7,000 0.1% $104,880
Jennifer W. Steans 7,000 0.1% $104,880
Robin M. Steans 7,000 0.1% $104,880
</TABLE>
- ------------------
* Less than 0.1%.
(1) The ownership percentages in this Schedule 13D are based upon (i) the
10,533,919 shares of Common Stock that the Issuer reported as outstanding
as of October 31, 1999 in its Registration Statement on Form S-3 filed with
the Securities and Exchange Commission (the "SEC") on November 18, 1999 and
(ii) in the case of Mr. Steans, the 44,444 shares of Common Stock (the
"Conversion Shares") issuable upon conversion of the $800,000 aggregate
principal amount of the Issuer's Convertible Subordinated Debentures Due
2014 held by Mr. Steans. (As required by the rules of the SEC, the
Conversion Shares are considered outstanding for purposes of computing the
ownership percentage of Mr. Steans.)
(2) The shares beneficially owned by Mr. Steans include 359,500 shares of
Common Stock and 44,444 Conversion Shares.
The filing of this Schedule 13D shall not be construed as an admission
that any Filing Person is, for the purposes of Section 13(d) or 13(g) of the
Exchange Act, or for any other purpose, the beneficial owner of any securities
other than the securities stated herein to be beneficially owned by such Filing
Person. Each Filing Person expressly disclaims beneficial ownership of any
shares of Common Stock other than as attributed to such Filing Person in this
Item 5, including any shares of Common Stock beneficially owned by any other
Filing Person or party. Each Filing Person further disclaims the existence of a
group. However, if the Filing
<PAGE> 18
CUSIP No. 729929102000 Page 18 of 22 pages
Persons were considered to constitute a "group" for purposes of Section 13(d)(3)
of the Exchange Act, each Filing Person would be considered to be the beneficial
owner of an aggregate of 762,494 shares of Common Stock (including the 44,444
Conversion Shares). Such number of shares represents approximately 7.2% of the
outstanding Common Stock.
The following table sets forth the transactions effected by the Filing
Persons in the Common Stock during the past 60 days. All such transactions were
made on the open market. Prices include commissions, if any.
<TABLE>
<CAPTION>
Filing Person Trade Date Shares Purchased Price Per Share
------------- ---------- ---------------- ---------------
<S> <C> <C> <C>
Mr. Steans 30-Sep-99 22,300 14.50
1-Oct-99 200 14.50
15-Oct-99 700 14.50
17-Nov-99 200 14.50
18-Nov-99 8,000 14.97
19-Nov-99 2,000 14.50
22-Nov-99 4,100 14.50
23-Nov-99 5,100 14.50
24-Nov-99 4,900 14.50
Mr. Bauer 12-Nov-99 11,500 14.94
22-Nov-99 5,000 15.00
6-Dec-99 3,000 13.69
7-Dec-99 5,100 13.85
8-Dec-99 9,250 13.75
10-Dec-99 1,500 13.39
Mr. Hunter 5-Nov-99 7,000 15.00
Mr. Michaels 5-Nov-99 1,000 15.00
Mrs. Adeline Morrison 5-Nov-99 3,000 15.00
12-Nov-99 1,000 14.94
Mr. Harold Morrison 5-Nov-99 3,000 15.00
12-Nov-99 1,000 14.94
Ms. Helen Morrison 5-Nov-99 1,000 15.00
12-Nov-99 1,000 14.94
Ms. Lois Morrison 12-Nov-99 1,500 14.94
Ms. Brinley 12-Nov-99 1,500 14.94
Ms. Heinrich 12-Nov-99 1,500 14.94
</TABLE>
<PAGE> 19
CUSIP No. 729929102000 Page 19 of 22 pages
<TABLE>
<CAPTION>
Filing Person Trade Date Shares Purchased Price Per Share
------------- ---------- ---------------- ---------------
<S> <C> <C> <C>
Ms. Heather Steans 5-Nov-99 5,000 15.00
12-Nov-99 2,000 14.94
Ms. Jennifer Steans 5-Nov-99 5,000 15.00
12-Nov-99 2,000 14.94
Ms. Robin Steans 5-Nov-99 5,000 15.00
12-Nov-99 2,000 14.94
</TABLE>
Each of Filing Person has sole voting and dispositive power with
respect to the shares of Common Stock owned by him and the sole right to receive
or the power to direct the receipt of dividends from, or the proceeds from the
sale of, such shares.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The information set forth on the attached Exhibit Index is incorporated
by reference.
<PAGE> 20
CUSIP No. 729929102000 Page 20 of 22 pages
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief,
each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: December 13, 1999
/s/ GEORGE P. BAUER
- ----------------------------------
Name: George P. Bauer
HARRISON I. STEANS
For himself and as attorney-in-fact for the following persons:
Thomas B. Hunter, III
Richard D. Michaels
Adeline S. Morrison
Harold H. Morrison
Helen H. Morrison
Lois L. Morrison
Margot M. Brinley
Amy M. Heinrich
Heather A. Steans
Jennifer W. Steans
Robin M. Steans
/s/ HARRISON I. STEANS
- ----------------------------------
Name: Harrison I. Steans
<PAGE> 21
CUSIP No. 729929102000 Page 21 of 22 pages
Exhibit Index
Exhibit 99.1 - Power of Attorney
<PAGE> 1
CUSIP No. 729929102000 Page 22 of 22 pages
Exhibit 99.1
POWER OF ATTORNEY
Each of the undersigned hereby appoints Harrison I. Steans, with full
power of substitution and resubstitution, as his or her attorney-in-fact to
prepare, execute and file with the Securities and Exchange Commission on his or
her behalf a Statement on Schedule 13D relating to the Common Stock of the
Republic Bancshares, Inc. or, to the extent permitted by law and deemed
advisable by such attorney-in-fact, in lieu of such Statement on Schedule 13D, a
Statement on Schedule 13G, and any amendments thereto which such
attorney-in-fact shall, in his sole discretion, deem appropriate; provided that
any such Schedule or amendment thereto shall be presented to the undersigned
prior to the filing thereof. Each of the undersigned also (A) hereby confirms
any and all action taken by such attorney-in-fact pursuant to this Power of
Attorney and (B) agrees to notify such attorney-in-fact immediately of any
increase or decrease in the number of shares of Common Stock that he or she
beneficially owns.
<TABLE>
<S> <C>
/s/ THOMAS B. HUNTER, III /s/ MARGOT M. BRINLEY
- --------------------------------------- -----------------------------------------
Name: Thomas B. Hunter, III Name: Margot M. Brinley
Dated: December 13, 1999 Dated: December 13, 1999
/s/ RICHARD D. MICHAELS /s/ AMY M. HEINRICH
- --------------------------------------- -----------------------------------------
Name: Richard D. Michaels Name: Amy M. Heinrich
Dated: December 13, 1999 Dated: December 13, 1999
/s/ ADELINE S. MORRISON /s/ HEATHER A. STEANS
- --------------------------------------- -----------------------------------------
Name: Adeline S. Morrison Name: Heather A. Steans
Dated: December 13, 1999 Dated: December 13, 1999
/s/ HAROLD H. MORRISON /s/ JENNIFER W. STEANS
- --------------------------------------- -----------------------------------------
Name: Harold H. Morrison Name: Jennifer W. Steans
Dated: December 13, 1999 Dated: December 13, 1999
/s/ HELEN H. MORRISON /s/ ROBIN M. STEANS
- --------------------------------------- -----------------------------------------
Name: Helen H. Morrison Name: Robin M. Steans
Dated: December 13, 1999 Dated: December 13, 1999
/s/ LOIS S. MORRISON
- ---------------------------------------
Name: Lois L. Morrison
Dated: December 13, 1999
</TABLE>
