<PAGE> 1
SCHEDULE 13D
(RULE 13d-101)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and
Amendments Thereto Filed Pursuant to Rule 13d-2(a)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Republic Bancshares, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $2.00 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
759929102000
- --------------------------------------------------------------------------------
(CUSIP Number)
James K. Meguire, Esq.
Sonnenschein Nath & Rosenthal
8000 Sears Tower
Chicago, Illinois 60606
(312) 876-8000
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
December 28, 1999
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
PAGE 1 OF 24 PAGES Exhibit Index at page 23
<PAGE> 2
CUSIP NO. 759929102000 13D PAGE 2 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
George P. Bauer
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
516,878
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
516,878
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
516,878
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 3
CUSIP NO. 759929102000 13D PAGE 3 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Harrison I. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
516,435
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
560,879
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
560,879
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 4
CUSIP NO. 759929102000 13D PAGE 4 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Thomas B. Hunter, III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
20,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
20,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 5
CUSIP NO. 759929102000 13D PAGE 5 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Richard D. Michaels
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 6
CUSIP NO. 759929102000 13D PAGE 6 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Adeline S. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 7
CUSIP NO. 759929102000 13D PAGE 7 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Harold H. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
7,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 8
CUSIP NO. 759929102000 13D PAGE 8 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Helen H. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
2,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
2,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 9
CUSIP NO. 759929102000 13D PAGE 9 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Lois L. Morrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 10
CUSIP NO. 759929102000 13D PAGE 10 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Margot M. Brinley
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 11
CUSIP NO. 759929102000 13D PAGE 11 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Amy M. Heinreich
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
1,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
1,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 12
CUSIP NO. 759929102000 13D PAGE 12 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Heather A. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
10,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
10,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 13
CUSIP NO. 759929102000 13D PAGE 13 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Jennifer W. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
10,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
10,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 14
CUSIP NO. 759929102000 13D PAGE 14 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Robin M. Steans
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
10,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
10,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 15
CUSIP NO. 759929102000 13D PAGE 15 OF 24 PAGES
--------------------- -- --
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Duncan M. Toll
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
10,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
10,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 16
CUSIP NO. 759929102000 PAGE 16 OF 24 PAGES
This Amendment No. 2 to Schedule 13D amends and restates in full as set
forth below Items 2, 3, 5, 6 and 7 of the Schedule 13D as originally filed on
October 1, 1999 (the "Original Schedule 13D") and as amended by Amendment No. 1
thereto (filed on December 15, 1999). Terms not defined in this Amendment No. 2
shall have the respective meanings given to such terms in the Original Schedule
13D.
ITEM 2. IDENTITY AND BACKGROUND
This Schedule 13D is being filed jointly on behalf of George Bauer
("Mr. Bauer"), Harrison I. Steans ("Mr. Steans"), Thomas B. Hunter, III ("Mr.
Hunter"), Richard D. Michaels ("Mr. Michaels"), Adeline S. Morrison ("Mrs.
Adeline Morrison"), Harold H. Morrison ("Mr. Harold Morrison"), Helen H.
Morrison ("Ms. Helen Morrison"), Lois L. Morrison ("Ms. Lois Morrison"), Margot
M. Brinley ("Ms. Brinley"), Amy M. Heinrich ("Ms. Heinrich"), Heather A. Steans
("Ms. Heather Steans"), Jennifer W. Steans ("Ms. Jennifer Steans"), Robin M.
Steans ("Ms. Robin Steans") and Duncan M. Toll ("Mr. Toll"). In this Schedule
13D, such persons are sometimes referred to collectively as the "Filing Persons"
and individually as a "Filing Person". Each of the Filing Persons is a U.S.
citizen.
Mr. Bauer is the Chairman and Chief Executive Officer of the G.P.B.
Group, Ltd., a privately-held investment banking and consulting firm. The
business address of Mr. Bauer and G.P.B. Group, Ltd. is 128 Dunning Road, New
Canaan, Connecticut 06840.
Mr. Steans is Chairman of the Board of Financial Investments
Corporation, a private equity investment firm specializing in real estate and
financial services. The business address of Mr. Steans and Financial Investments
Corporation is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois
60611.
Mr. Hunter is a retired investor. His address is 911 Woodbine Place,
Lake Forest, Illinois 60015.
Mr. Michaels is President of Financial Investments Corporation. The
business address of Mr. Michaels is 405 N. Wabash Avenue, River Plaza 2 East,
Chicago, Illinois 60611.
Mrs. Adeline Morrison is a retired investor. Her address is 1000 N.
Hawthorne Place, Lake Forest, Illinois 60045.
Mr. Harold Morrison is a retired investor. His address is 1000 N.
Hawthorne Place, Lake Forest, Illinois 60045.
Ms. Helen Morrison is an attorney and partner in the law firm of
McDermott, Will & Emery. The business address of Ms. Morrison and McDermott,
Will & Emery is 227 W. Monroe Street, Suite 4400, Chicago, Illinois 60606.
<PAGE> 17
CUSIP NO. 759929102000 PAGE 17 OF 24 PAGES
Ms. Lois Morrison is the manager of the Campaign for Sensible Growth
with the Metropolitan Planning Council, a 65-year old non-profit firm focused on
planning issues in Metropolitan Chicago. The business address of Ms. Morrison
and the Metropolitan Planning Council is 25 E. Washington Street, Suite 1600,
Chicago, Illinois 60602.
Ms. Brinley is a counselor with the St. Joseph's Adolescent and Family
Services Center ("St. Joseph's"). The business address of Ms. Brinley and St.
Joseph's is 325 W. 12th Street, Dallas, Texas 75208.
Ms. Heinrich is an investor. Her address is 8900 N. Lake Drive,
Bayside, Wisconsin 53217.
Ms. Heather Steans is the economic development coordinator for the
Civic Committee. The business address of Ms. Steans and the Civic Committee is
21 S. Clark Street, Suite 3120, Chicago, Illinois 60603.
Ms. Jennifer Steans is the Executive Vice President of Financial
Investments Corporation. The business address of Ms. Steans is 405 N. Wabash
Avenue, River Plaza 2 East, Chicago, Illinois 60611.
Ms. Robin Steans is a Trustee of the Steans Family Foundation. The
business address of Ms. Steans and the Steans Family Foundation is 405 N. Wabash
Avenue, River Plaza 2 East, Chicago, Illinois 60611.
Mr. Toll is the President of G.P.B. Group, Ltd. The address of Mr. Toll
is 220 Dudley Road, Wilson, Connecticut 06897.
During the last five years, none of the Filing Persons has been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or has been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
Information with respect to each of the Filing Persons is given solely
by such Filing Person, and no Filing Person assumes responsibility for the
accuracy or completeness of information given by another Filing Person. By their
signatures on this Statement (or a related power of attorney), each of the
Filing Persons agrees that this Statement is filed on behalf of such Filing
Person.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Information regarding the amount of funds used by each Filing Person to
acquire the shares of Common Stock beneficially owned by such filing person is
provided in the first table in
<PAGE> 18
CUSIP NO. 759929102000 PAGE 18 OF 24 PAGES
Item 5 of this Schedule and is incorporated by reference in this Item 3. Unless
otherwise indicated in such table, the source of each such amount was personal
funds of the Filing Person.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The following table sets forth for each of the Filing Persons (i) the
number of shares of Common Stock beneficially owned by such Filing Person as of
the close of business on January 18, 2000, (ii) the percentage of the
outstanding Common Stock that such number represents, and (iii) the aggregate
amount of funds used by such Filing Person to acquire the shares of Common Stock
beneficially owned by such Filing Person. All such amounts represented personal
funds of the respective Filing Persons.
Percent of Amount
Filing Person Shares Outstanding(1) of Funds
------------- ------ -------------- --------
George P. Bauer 516,878 4.9% $7,038,924
Thomas B. Hunter, III 20,000 0.2% $ 268,313
Richard D. Michaels 1,000 * $ 15,000
Adeline S. Morrison 7,000 * $ 97,628
Harold H. Morrison 7,000 * $ 97,628
Helen H. Morrison 2,000 * $ 29,940
Lois L. Morrison 1,500 * $ 22,410
Margot M. Brinley 1,500 * $ 22,410
Amy M. Heinrich 1,500 * $ 22,410
Harrison I. Steans 560,879(2) 5.3% $8,895,030
Heather A. Steans 10,000 0.1% $ 142,568
Jennifer W. Steans 10,000 0.1% $ 142,568
Robin M. Steans 10,000 0.1% $ 142,568
Duncan M. Toll 10,000 0.1% $ 125,625
- ------------------
* Less than 0.1%.
(1) The ownership percentages in this Schedule 13D are based upon (i) the
10,554,740 shares of Common Stock that the Issuer reported as outstanding
as of November 30, 1999 in its Registration Statement on Form S-3/A filed
with the Securities and Exchange Commission (the "SEC") on December 30,
1999 and (ii) in the case of Mr. Steans, the 44,444 shares of Common Stock
(the "Conversion Shares") issuable upon conversion of the $800,000
aggregate principal amount of the Issuer's Convertible Subordinated
Debentures Due 2014 held by Mr. Steans. (As required by the rules of the
SEC, the Conversion Shares are considered outstanding for purposes of
computing the ownership percentage of Mr. Steans.)
(2) The shares beneficially owned by Mr. Steans include 516,435 shares of
Common Stock and 44,444 Conversion Shares.
<PAGE> 19
CUSIP NO. 759929102000 PAGE 19 OF 24 PAGES
The filing of this Schedule 13D shall not be construed as an admission
that any Filing Person is, for the purposes of Section 13(d) or 13(g) of the
Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose,
the beneficial owner of any securities other than the securities stated herein
to be beneficially owned by such Filing Person. If, however, the Filing Persons
are considered to constitute a "group" for purposes of Section 13(d)(3) of the
Exchange Act, each Filing Person would be considered to be the beneficial owner
of an aggregate of 1,159,257 shares of Common Stock (including the 44,444
Conversion Shares), or approximately 11.0% of the Common Stock outstanding as of
November 30, 1999.
The following table sets forth the transactions effected by or on
behalf of (see Item 6 below) the Filing Persons in the Common Stock during the
past 60 days. All such transactions were made on the open market by or on behalf
of the Filing Person. Prices include commissions, if any.
Filing Person Trade Date Shares Purchased Price Per Share
------------- ---------- ---------------- ---------------
Mr. Steans 17-Nov-99 200 14.50
18-Nov-99 8,000 14.97
19-Nov-99 2,000 14.50
22-Nov-99 4,100 14.50
23-Nov-99 5,100 14.50
24-Nov-99 4,900 14.50
29/30-Dec-99 156,935 12.56
Mr. Bauer 6-Dec-99 3,000 13.69
7-Dec-99 5,100 13.85
8-Dec-99 9,250 13.75
10-Dec-99 1,500 13.39
15-Dec-99 2,700 13.00
16-Dec-99 6,000 13.125
16-Dec-99 3,000 12.875
16-Dec-99 3,000 12.812
17-Dec-99 6,000 12.75
20-Dec-99 12,000 12.75
20-Dec-99 3,000 12.812
21-Dec-99 6,000 12.75
22-Dec-99 6,000 12.75
23-Dec-99 6,400 12.625
27-Dec-99 3,000 12.625
27-Dec-99 3,000 12.50
27-Dec-99 9,000 12.375
28-Dec-99 2,300 12.875
28-Dec-99 3,700 12.625
28-Dec-99 65,000 12.50
<PAGE> 20
CUSIP NO. 759929102000 PAGE 20 OF 24 PAGES
Filing Person Trade Date Shares Purchased Price Per Share
------------- ---------- ---------------- ---------------
29-Dec-99 6,000 12.50
29-Dec-99 3,000 12.625
29-Dec-99 33,141 12.562
30-Dec-99 6,000 12.50
31-Dec-99 6,587 12.50
03-Jan-00 1,000 12.50
04-Jan-00 3,000 12.50
04-Jan-00 3,000 12.375
Mr. Hunter 29/30-Dec-99 3,000 12.56
Mr. Michaels N.A. 0 N.A.
Mrs. Adeline Morrison 12-Nov-99 1,000 14.94
29/30-Dec-99 3,000 12.56
Mr. Harold Morrison 12-Nov-99 1,000 14.94
29/30-Dec-99 3,000 12.56
Ms. Helen Morrison 12-Nov-99 1,000 14.94
Ms. Lois Morrison 12-Nov-99 1,500 14.94
Ms. Brinley 12-Nov-99 1,500 14.94
Ms. Heinrich 12-Nov-99 1,500 14.94
Ms. Heather Steans 12-Nov-99 2,000 14.94
29/30-Dec-99 3,000 12.56
Ms. Jennifer Steans 12-Nov-99 2,000 14.94
29/30-Dec-99 3,000 12.56
Ms. Robin Steans 12-Nov-99 2,000 14.94
29/30-Dec-99 3,000 12.56
Mr. Toll 29/30-Dec-99 10,000 12.56
Each of Filing Person has sole voting and dispositive power with
respect to the shares of Common Stock owned by him and the sole right to receive
or the power to direct the receipt of dividends from, or the proceeds from the
sale of, such shares.
<PAGE> 21
CUSIP NO. 759929102000 PAGE 21 OF 24 PAGES
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO THE SECURITIES OF THE ISSUER.
All of the shares of Common Stock purchased by the Filing Persons other
than Mr. Steans and Mr. Bauer have been purchased for such persons by Mr. Steans
or Mr. Bauer. The 156,935 shares of Common Stock acquired by Mr. Steans on
December 29 and 30, 1999 were purchased for his account by Mr. Steans. In
addition, the Filing Persons consult with each other from time to time and
exchange information concerning the Issuer, their respective investments in
Common Stock and their discussions with management, directors and other security
holders of the Issuer. Accordingly, the Filing Persons may be deemed to
constitute a "group" for purposes of Section 13(d)(3) of the Exchange Act.
Other than as described under this Item 6 and the Filing Persons'
agreement to file jointly this Schedule 13D, the Filing Persons have no
contract, arrangement, understanding or relationship (legal or otherwise) with
any person with respect to any securities of the Company, including but not
limited to transfer or voting of any of the securities, finder's fees, joint
ventures, loan or option arrangements, puts or calls, guarantees of profits,
division of profits or loss, or the giving or withholding of proxies.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The information set forth on the attached Exhibit Index is incorporated
by reference.
<PAGE> 22
CUSIP NO. 759929102000 PAGE 22 OF 24 PAGES
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief,
each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
GEORGE P. BAUER
For himself and as attorney-in-fact for Duncan M. Toll
/s/ GEORGE P. BAUER
- -------------------------------------
Name: George P. Bauer
Date: January 19, 2000
HARRISON I. STEANS
For himself and as attorney-in-fact for the following persons:
Thomas B. Hunter, III
Richard D. Michaels
Adeline S. Morrison
Harold H. Morrison
Helen H. Morrison
Lois L. Morrison
Margot M. Brinley
Amy M. Heinrich
Heather A. Steans
Jennifer W. Steans
Robin M. Steans
/s/ HARRISON I. STEANS
- --------------------------------------
Name: Harrison I. Steans
Date: January 19, 2000
<PAGE> 23
CUSIP NO. 759929102000 PAGE 23 OF 24 PAGES
Exhibit Index
Exhibit 99.2 - Power of Attorney
<PAGE> 1
CUSIP NO. 759929102000 PAGE 24 OF 24 PAGES
Exhibit 99.2
POWER OF ATTORNEY
The undersigned hereby appoints George P. Bauer, with full power of
substitution and resubstitution, as his attorney-in-fact to prepare, execute and
file with the Securities and Exchange Commission on his behalf a Statement on
Schedule 13D relating to the Common Stock of the Republic Bancshares, Inc. or,
to the extent permitted by law and deemed advisable by such attorney-in-fact, in
lieu of such Statement on Schedule 13D, a Statement on Schedule 13G, and any
amendments thereto which such attorney-in-fact shall, in his sole discretion,
deem appropriate. The undersigned also (A) hereby confirms any and all action
taken by such attorney-in-fact pursuant to this Power of Attorney and (B) agrees
to notify such attorney-in-fact immediately of any increase or decrease in the
number of shares of Common Stock that he beneficially owns.
/s/ DUNCAN M. TOLL
- ------------------------------------
Name: Duncan M. Toll
Dated: January 6, 2000
