SEC FILE NUMBER
0-28008
CUSIP NUMBER
83169M 10 4
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12B-25
NOTIFICATION OF LATE FILING
(Check One):
[X]FORM 10-KSB [_]FORM 20-F [_]FORM 11-K [_]FORM 10-QSB [_]FORM N-SAR
FOR PERIOD ENDED: JUNE 30, 1998
[_] TRANSITION REPORT ON FORM 10-K
[_] TRANSITION REPORT ON FORM 20-F
[_] TRANSITION REPORT ON FORM 11-K
[_] TRANSITION REPORT ON FORM 10-Q
[_] TRANSITION REPORT ON FORM N-SAR
FOR THE TRANSITION PERIOD ENDED:_________________________
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I -- REGISTRANT INFORMATION
SmartServ Online, Inc.
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Full Name of Registrant
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Former Name if Applicable
One Station Place
Metro Center, North Wing, Fifth Floor
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Address of Principal Executive Office (Street and Number)
Stamford, Connecticut 06902
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City, State and Zip Code
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PART II -- RULES 12B-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of
this form could not be eliminated without unreasonable effort or
expense;
[X] (b) The subject annual report, semi-annual report, transition
report on Form 10-K, Form 20-F, 11-K OR Form N-SAR, or portion
thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion thereof will be filed on or
before the fifth calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
PART III -- NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed within
the prescribed time period.
See Attached.
(ATTACH EXTRA SHEETS IF NEEDED)
<PAGE>
PART IV -- OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Thomas W. Haller (203) 353-5650
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(NAME) (AREA CODE) (TELEPHONE NUMBER)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter
period that the registrant was required to file such report(s) been
filed? if answer is no, identify report(s). [X] Yes [_] No
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(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof? [_] Yes [X] No
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of results cannot be made.
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SmartServ Online, Inc.
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(NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: September 28, 1998 By: /s/ Thomas W. Haller
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Thomas W. Haller
<PAGE>
SMARTSERV ONLINE, INC.
ATTACHMENTS FORM 12b-25
NOTIFICATION OF LATE FILING
SEC FILE NUMBER 0-28008
Part III. Narrative.
The financial executives of the Registrant have devoted substantial
time and effort to a proposed private placement of securities and a proposed
bridge financing , thereby delaying the completion of the Form 10-KSB.
