FORTE SOFTWARE INC \DE\
S-8 POS, 1998-10-01
PREPACKAGED SOFTWARE
Previous: FORTE SOFTWARE INC \DE\, S-8 POS, 1998-10-01
Next: HARVARD SCIENTIFIC CORP, 3, 1998-10-01



<PAGE>


        As filed with the Securities and Exchange Commission on October 1, 1998
                                                      Registration No. 333-2270

                                   UNITED STATES
                         SECURITIES AND EXCHANGE COMMISSION
                               WASHINGTON, D.C. 20549

                                -------------------

                           POST-EFFECTIVE AMENDMENT NO. 1
                                      FORM S-8
                               REGISTRATION STATEMENT
                                       UNDER
                             THE SECURITIES ACT OF 1933

                                -------------------

                                FORTE SOFTWARE, INC.
               (Exact name of registrant as specified in its charter)

               DELAWARE                                 94-3131872
      (State or other jurisdiction                     (IRS Employer
    of incorporation or organization)               Identification No.)

                              1800 HARRISON STREET
                                OAKLAND, CA 94612
               (Address of principal executive offices) (Zip Code)

                               -------------------

                              FORTE SOFTWARE, INC.
                           1996 STOCK OPTION PLAN (1)
                        EMPLOYEE STOCK PURCHASE PLAN (1)
                 INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN (1)
                            (Full title of the Plans)

                                 RODGER WEISMANN
               SENIOR VICE PRESIDENT, FINANCE AND ADMINISTRATION,
                      CHIEF FINANCIAL OFFICER AND SECRETARY
                              FORTE SOFTWARE, INC.
                              1800 HARRISON STREET
                                OAKLAND, CA 94612
                     (Name and address of agent for service)

                        ---------------------------------

          (Telephone number, including area code, of agent for service)
                                 (510) 869-3400

        This Post-Effective Amendment No. 1 to the Registration Statement
      shall hereafter become effective in accordance with the provisions of
                   Section 8(c) of the Securities Act of 1933.

                         CALCULATION OF REGISTRATION FEE

<TABLE>
<CAPTION>


- -----------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------

           Title of                                        Proposed Maximum    Proposed Maximum
          Securities                           Amount          Offering            Aggregate            Amount of
            to be                              to be             Price             Offering           Registration
          Registered                         Registered        per Share             Price                 Fee
          ----------                         ----------        ---------             -----                 ---
<S>                                          <C>           <C>                 <C>                    <C>
1996 STOCK OPTION PLAN
     Options                                 4,413,523 (1)       N/A (1)             N/A (1)             N/A (1)
     Common Stock (par value $.001)          4,413,523 (1)       N/A (1)             N/A (1)             N/A (1)

EMPLOYEE STOCK PURCHASE PLAN
     Common Stock (par value  $.001)           400,000 (1)       N/A (1)             N/A (1)             N/A (1)

INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN
     Common Stock (par value  $.001)           400,000 (1)       N/A (1)             N/A (1)             N/A (1)

- -----------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>


(1)   No additional securities are being registered. The applicable registration
      fees were paid upon filing of the original Registration Statement No. 
      333-2270. Therefore, no further registration fee is required. 360,000
      shares of Common Stock issuable under the Registrant's Employee Stock
      Purchase Plan and 40,000 shares of Common Stock issuable under the
      Registrant's International Employee Stock Purchase Plan were originally
      registered on Form S-8 (Registration No. 333-2270) on March 12, 1996.
      The Employee Stock Purchase Plan and the International Employee Stock
      Purchase Plan in fact share a common reserve, and by their terms the
      maximum number of shares of Common Stock issuable in the aggregate over
      the term of the two plans combined was 400,000 shares.


<PAGE>


                                   SIGNATURES

          Pursuant to the requirements of the Securities Act of 1933, as 
amended, the Registrant certifies that it has reasonable grounds to believe 
that it meets all of the requirements for filing on Form S-8 and has duly 
caused this Post-Effective Amendment No. 1 to the Registration Statement to 
be signed on its behalf by the undersigned, thereunto duly authorized, in the 
City of Oakland, State of California on this 25th day of September, 1998.

                                     FORTE SOFTWARE, INC.

                                     By: /s/ Martin J. Sprinzen
                                         ---------------------------------------
                                         Martin J. Sprinzen
                                         Chairman of the Board,
                                         President and Chief Executive Officer

          Pursuant to the requirements of the Securities Act of 1933, as
amended, this Registration Statement has been signed below by the following
persons in the capacities and on the dates indicated.

<TABLE>
<CAPTION>


Signature                           Title                                                        Date
- ---------                           -----                                                        ----
<S>                                <C>                                                    <C>
/s/ Martin J. Sprinzen             Chairman of the Board,                                 September 25, 1998
- ------------------------------     President and Chief Executive Officer
Martin J. Sprinzen                 (Principal Executive Officer)

/s/ Bob L. Corey                   Senior Vice President, Finance and                     September 25, 1998
- ------------------------------     Administration, Chief Financial Officer
Bob L. Corey                       and Secretary
                                   (Principal Financial and Accounting Officer)

/s/ Christos M. Cotsakos*          Director
- ------------------------------
Christos M. Cotsakos

/s/ Thomas A. Jermoluk*            Director
- ------------------------------
Thomas A. Jermoluk

/s/ William H. Younger, Jr.*       Director
- ------------------------------
William H. Younger, Jr.

*By /s/ Martin J. Sprinzen                                                                September 25, 1998
- ------------------------------
   Martin J. Sprinzen
   Attorney-in-Fact
</TABLE>



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission