Form N-8A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with
such notification of registration submits the following information:
Name: Royce Capital Trust
Address of Principal Business Office (No. & Street, City, State Zip Code):
1414 Avenue of the Americas
New York, NY 10019
Telephone Number (including area code): (212) 355-7311
Name and Address of Agent for Service of Process:
Charles M. Royce
1414 Avenue of the Americas
New York, NY 10019
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
Yes[ ] No [X]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on
its behalf in the city of New York and State of New York on the 8th day of
February, 1996.
[SEAL] ROYCE CAPITAL TRUST
By: /s/ Charles M. Royce
Charles M. Royce, Trustee
Attest:/s/ Susan I. Grant
Susan I. Grant,
Secretary
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Item 1. The name of the registrant is Royce Capital Trust.
Item 2. The registrant was organized under the laws of the
State of Delaware on January 11, 1996.
Item 3. The registrant is a business trust.
Item 4. The registrant is a management company.
Item 5.
(a) The registrant is an open-end company.
(b) The registrant is registering as a diversified company.
Item 6. The name and address of the investment adviser of the
registrant is Quest Advisory Corp., 1414 Avenue of the Americas,
New York, NY 10019.
Item 7. The names and addresses of each trustee of the registrant are:
Charles M. Royce
1414 Avenue of the Americas
New York, NY 10019
Richard M. Galkin
1414 Avenue of the Americas
New York, NY 10019
W. Whitney George
1414 Avenue of the Americas
New York, NY 10019
Stephen L. Isaacs
1414 Avenue of the Americas
New York, NY 10019
David L. Meister
1414 Avenue of the Americas
New York, NY 10019
Item 8. N/A.
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Item 9.
(a) No.
(b) N/A.
(c) Yes.
(d) No.
(e) N/A.
Item 10. $0.
Item 11. No.
Item 12. N/A.
