UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 29, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fraser Management Associates
Address: 309 South Willard Street
Burlington VT 05401
Form 13F File Number: 28-5216
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James L. Fraser
Title: President
Phone: 802-658-0322
Signature, Place, and Date of Signing:
James L. Fraser Burlington, VT September 29, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
89
Form 13F Information Table Entry Total: ______________
142,320
Form 13F Information Table Value Total: $______________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
NONE
<PAGE>
<TABLE> <C> <C>
NAME OF ISSUER TITLE OF VALUE SHARES/ SH PUT/ INVSTMT OTHER VOTING AUTHORITY
CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SH NONE
GENERAL ELECTRIC COM 369604103 16882 292013SH SOLE 292013
INTERMAGNETICS GENERAL COM 458771102 8304 311895SH SOLE 311895
EXXON-MOBIL COM 302290101 7831 87895SH SOLE 87895
EVERCEL COM 299759100 4873 227328SH SOLE 227328
UTILICORP COM 918005109 4437 171357SH SOLE 171357
FLOW INTERNATIONAL COM 343468104 4318 397100SH SOLE 397100
AMERON INTERNATIONAL COM 030710107 3565 97010SH SOLE 97010
FORD MOTOR COM 345370860 3436 134730SH SOLE 134730
PNC FINANCIAL SERVICES GROUP COM 693475105 3292 50650SH SOLE 50650
VERIZON COMMUNICATIONS COM 077853109 2999 61910SH SOLE 61910
XCEL ENERGY COM 98389B100 2955 107404SH SOLE 107404
PALL COM 696429307 2835 142180SH SOLE 142180
ULTRALIFE BATTERIES COM 903899102 2569 255300SH SOLE 255300
BANK OF AMERICA COM 060505104 2466 47075SH SOLE 47075
NCR COM 6288GE108 2403 63750SH SOLE 63750
PLUM CREEK TIMBER COM 729237107 2297 102932SH SOLE 102932
GREEN MOUNTAIN COFFEE COM 393122106 2257 119600SH SOLE 119600
HONEYWELL INTERNATIONAL COM 438516106 1851 51950SH SOLE 51950
FEDEX COM 31428X106 1789 40350SH SOLE 40350
UNISYS COM 909214108 1704 151481SH SOLE 151481
GENERAL MILLS COM 370334104 1704 48000SH SOLE 48000
AT&T COM 001957109 1646 56050SH SOLE 56050
HEALTH CARE REIT COM 42217K106 1624 91494SH SOLE 91494
DOLE FOOD COM 256605106 1594 106284SH SOLE 106284
NORTHWEST PIPE COM 667746101 1552 137925SH SOLE 137925
EARTHGRAINS COM 270319106 1543 83700SH SOLE 83700
FREQUENCY ELECTRONICS COM 358010106 1482 64600SH SOLE 64600
DELUXE COM 248019101 1448 71300SH SOLE 71300
SBC COMMUNICATIONS COM 78387G103 1447 29007SH SOLE 29007
HEALTHSOUTH COM 421924101 1430 177353SH SOLE 177353
VISTEON COM 92839U107 1404 92825SH SOLE 92825
CORNING COM 219350105 1371 4600SH SOLE 4600
STRUCTURAL DYNAMICS RESEARCH COM 863555108 1368 83547SH SOLE 83547
BLUEGREEN COM 703365106 1358 472306SH SOLE 472306
BLUEGREEN C.V. 8.25 DUE 5-15-12 BOND 703365AB2 1318 1952800PRN SOLE 0
FEDERAL HOME LOAN MORTGAGE COM 313400301 1249 23100SH SOLE 23100
BP AMOCO ADR ADR 055622104 1226 23140SH SOLE 23140
LAYNE CHRISTENSEN COM 521050104 1212 303100SH SOLE 303100
CHEMED COM 163596109 1201 37753SH SOLE 37753
WASTE CONNECTIONS COM 941053100 1191 46480SH SOLE 46480
NOVELL COM 670006105 1181 118800SH SOLE 118800
CARPENTER TECHNOLOGY COM 144285103 1179 40483SH SOLE 40483
HSB GROUP COM 40428N109 1170 29155SH SOLE 29155
WOLVERINE WORLD WIDE COM 978097103 1092 117275SH SOLE 117275
DUPONT, E.I. COM 263534109 1065 26062SH SOLE 26062
KMART CV PFD T PFD 498778208 998 32050SH SOLE 32050
CMS ENERGY COM 125896100 990 36724SH SOLE 36724
NETWORK ASSOCIATES COM 640938106 939 41500SH SOLE 41500
IMPERIAL OIL COM 453038408 920 35300SH SOLE 35300
HOST MARRIOTT COM 441078102 914 81200SH SOLE 81200
TEXACO COM 881694103 893 17000SH SOLE 17000
ORBITAL SCIENCES COM 685564106 886 105784SH SOLE 105784
EASTMAN KODAK COM 277461109 878 21474SH SOLE 21474
DEVON ENERGY COM 251791410 818 13603SH SOLE 13603
PFIZER COM 717081103 809 18012SH SOLE 18012
PROCTER & GAMBLE COM 742718109 791 11800SH SOLE 11800
BRISTOL MYERS SQUIBB COM 110122108 736 12800SH SOLE 12800
IBM COM 459200101 709 6294SH SOLE 6294
ANDREA ELECTRONICS COM 034393108 701 91600SH SOLE 91600
INCO LTD CV 7.75 DUE 3-15-16 BOND 453258AH8 695 755000PRN SOLE 0
FLUOR COM 343861100 686 22850SH SOLE 22850
REGIONS FINANCIAL COM 758940100 679 29936SH SOLE 29936
REPSOL YPF ADS ADR 76026T205 677 36958SH SOLE 36958
XEROX COM 984121103 675 45000SH SOLE 45000
MCDERMOTT INTERNATIONAL COM 580037109 670 60900SH SOLE 60900
NAVIGANT CONSULTING COM 63935N107 640 186200SH SOLE 186200
CHEVRON COM 166751107 631 7400SH SOLE 7400
MORGAN STANLEY DEAN WITTER COM 617446448 594 6500SH SOLE 6500
DOMINION RESOURCES COM 25746U109 586 10084SH SOLE 10084
JOHNSON & JOHNSON COM 478160104 496 5280SH SOLE 5280
TRANSCANADA PIPELINES COM 893526103 461 49500SH SOLE 49500
DE BEERS CONS MNS ADR ADR 240253302 446 16100SH SOLE 16100
MERCK COM 589331107 423 5686SH SOLE 5686
TIMKEN COM 887389104 390 28506SH SOLE 28506
KENT ELECTRONICS CV 4.5 DUE 9-01BOND 490553AA2 380 441800PRN SOLE 0
PHILIP MORRIS COM 718154107 353 12000SH SOLE 12000
ADAPTEC COM 00651F108 351 17550SH SOLE 17550
IDX SYSTEMS COM 449491109 326 20225SH SOLE 20225
AMERICAN HOME PRODUCTS COM 026609107 316 5600SH SOLE 5600
PHELPS DODGE COM 717265102 313 7487SH SOLE 7487
INCO COM 453258402 312 19350SH SOLE 19350
ROYAL DUTCH PETROLEUM ADR ADR 780257705 300 5000SH SOLE 5000
NANOGEN COM 630075109 299 15450SH SOLE 15450
BIOPURE CORP COM 09065H105 291 16100SH SOLE 16100
ALLSTATE COM 020002101 278 8000SH SOLE 8000
AMGEN COM 031162100 265 3800SH SOLE 3800
CUMMINS ENGINE COM 231021106 240 8000SH SOLE 8000
EASTMAN CHEMICAL COM 277432100 227 6133SH SOLE 6133
AXENT TECHNOLOGIES COM 05459C108 224 10400SH SOLE 10400
</TABLE>
