Omb Number: 3235-0962
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
WALKER, Alexander H. Jr.
1700 Coronet
Reno, Nevada 89509-3510
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2. Issuer name and Ticker or Trading Symbol
HARVARD SCIENTIFIC CORP. - HVSF
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3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
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4. Statement for Month/Year
1997
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
[ ] Director [ ] 10% Owner
[ ] Officer (give title below) [X] Other (specify below)
Removed as an officer on 12-11-97, Resigned Director 12-24-97
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7. Individual or Joint/Froup Reporting
[X] Form Filed by One Reporting Person
[ ] Form Filed by More than One Reporting Person
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<TABLE>
Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
<CAPTION>
4. Securities 5.Amount of
Acquired (A) or Securities
Disposed of (D) Beneficially 7.Nature of
----------------------- Owned at end 6.Ownership Form: Indirect
2.Transaction 3.Transaction (A) or of Issuer's Direct (D) or Beneficial
1.Title of Security Date Code Amount (D) Price Fiscal Year Indirect (I) Ownership
- - ------------------- ---- ---- ------ --- ----- -------------- ---------------- ------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Capital Stock N/A N/A N/A N/A N/A 1,245,000 D N/A
</TABLE>
* If the form is filed by more than one reporting person, see instruction
4(b)(v).
<PAGE>
(e.g., puts, calls, warrants, options, convertible securities)
5.Number of
Derivative
Securities
2.Conversion Acquired (A)
or Excercise 3.Transaction or Disposed
1.Title or Price of Date of (D)
Derivative Derivative (Month/Day/ 4.Trasaction -----------
Security Security Year) Code (A) (D)
---------- ------------ ----------- ---------- ----- -----
6. Date
Excercisable
and Expiration 7.Title and
Date Amount of
(Month/Day/ Underlying 9. Number of
Year) Securities Derivative
--------------- --------------- Securities
Date Expira- Amount or 8.Price of Beneficially
Exer- tion Number of Derivative Owned at End
Date Date Title Shares Security of Year
----- ------ ----- -------- ---------- ------------
10.Ownership of
Derivative 11.Nature of
Security Indirect
Direct (D) Beneficial
or Indirect (I) Ownership
--------------- ----------
Explanation of Resopnses:
/s/Alexander H. Walker Feb. 12, 1998
---------------------- -------------
**Sgnature of Reporting Person Date
** Intentional misstatements or ommisons of facts constitue Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).