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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. _____)*
Big City Bagels, Inc.
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(Name of Issuer)
Common Stock, $.001 par value
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(Title of Class of Securities)
08909 30 2
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(CUSIP Number)
Stephen Tsoris, Esq.
Gardner, Carton & Douglas
321 North Clark Street, Suite 3400
Chicago, Illinois 60610-4795
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
July 1, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See ss.240.13d-7 for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in the prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Hector M. Gavilla
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
15,678,762
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
15,678,762
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
15,678,762
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
18.1% (See Item 1)
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14. Type of Reporting Person
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Hector M. Gavilla
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
13,288,034
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
13,288,034
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
13,288,034
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
15.3% (See Item 1)
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14. Type of Reporting Person (See Instructions)
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Peter J. Keenan
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
19,967,503
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
19,967,503
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
19,967,503
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
23.0% (See Item 1)
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14. Type of Reporting Person
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
David A. Levi
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
4,473,917
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
4,473,917
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
4,473,917
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
5.2% (See Item 1)
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14. Type of Reporting Person
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Eli Levi
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
-0-
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by 15,545,045
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
-0-
-----------------------------------------------------------------
10. Shared Dispositive Power
15,545,045
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11. Aggregate Amount Beneficially Owned by Reporting Person
15,545,045
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
17.9% (See Item 1)
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14. Type of Reporting Person (See Instructions)
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Roberta Levi
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
-0-
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by 15,545,045
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
-0-
-----------------------------------------------------------------
10. Shared Dispositive Power
15,545,045
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11. Aggregate Amount Beneficially Owned by Reporting Person
15,545,045
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
17.9% (See Item 1)
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14. Type of Reporting Person (See Instructions)
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Steven Levi
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
4,473,917
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
4,473,917
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
4,473,917
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
5.2% (See Item 1)
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14. Type of Reporting Person (See Instructions)
IN
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Page _____ of _____ Pages
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CUSIP No. 08909 30 2
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1. Name of Reporting Person.
I.R.S. Identification Nos. of above person (entities only)
Susan Levi
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2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b)
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3. SEC Use Only
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4. Source of Funds
OO (See Item 3)
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5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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6. Citizenship or Place of Organization
United States
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7. Sole Voting Power
4,473,917
Number of -----------------------------------------------------------------
Shares Bene- 8. Shared Voting Power
ficially by
Owned by -0-
Reporting -----------------------------------------------------------------
Person With 9. Sole Dispositive Power
4,473,917
-----------------------------------------------------------------
10. Shared Dispositive Power
-0-
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11. Aggregate Amount Beneficially Owned by Reporting Person
4,473,917
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12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares [ ]
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13. Percent of Class Represented by Amount in Row (11)
5.2% (See Item 1)
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14. Type of Reporting Person (See Instructions)
IN
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INTRODUCTION
This Schedule 13D is being filed as a joint filing by Hector M.
Gavilla, Hector P. Gavilla, Peter J. Keenan, David A. Levi, Eli Levi, Roberta
Levi, Steven Levi, and Susan Levi (collectively, the "Acquisition Group"). The
members of the Acquisition Group are parties to that certain Agreement and Plan
of Reorganization and Merger (the "Merger Agreement"), dated May 21, 1999. On
July 1, 1999, as a result of the transactions contemplated by the Merger
Agreement, the members of the Acquisition Group became stockholders of Big City
Bagels, Inc., the issuer of securities of which this schedule 13D pertains
("Issuer").
Item 1. Security and Issuer.
The class of equity securities to which this Schedule 13D
relates is the common stock, $.001 par value, of Big City Bagels, Inc.
("Issuer"), a New York corporation, whose principal executive officers are
located at 99 Woodbury Road, Hicksville, New York 11801 ("Common Stock"). In
addition, the number of shares owned by members of the Acquisition Group
includes shares of Common Stock held by each member plus the number of shares of
Common Stock issuable upon conversion of each member's shares of Class B
Preferred Stock of the Issuer.
The percentage of beneficial ownership reflected in this
Schedule 13D is based upon 86,643,667 shares of Common Stock potentially
outstanding after the closing of the merger on July 1, 1999. The 86,643,667
shares include 70,124,976 shares of Common Stock issuable upon conversion (at a
rate of 138 to 1) of the 508,152 outstanding shares of Class B Preferred Stock
of the Issuer.
Item 2. Identity and Background.
(a) Name: This Schedule 13D is filed jointly by the members of
the Acquisition Group: Hector M. Gavilla, Hector P.
Gavilla, Peter J. Keenan, David A. Levi, Eli Levi, Roberta
Levi, Steven Levi, and Susan Levi.
(b) Business Addresses:
Hector M. Gavilla
c/o Advanced Testing Technologies, Inc.
110 Ricefield Lane
Hauppauge, New York 11788
Hector P. Gavilla
c/o Advanced Testing Technologies, Inc.
110 Ricefield Lane
Hauppauge, New York 11788
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Peter J. Keenan
c/o Intelligent Computer Solutions, Inc.
620 Johnson Avenue, Suite 1B
Bohemia, New York 11716
David A. Levi
c/o Intelligent Computer Solutions, Inc.
620 Johnson Avenue, Suite 1B
Bohemia, New York 11716
Eli Levi
c/o Advanced Testing Technologies, Inc.
110 Ricefield Lane
Hauppauge, New York 11788
Roberta Levi
c/o Advanced Testing Technologies, Inc.
110 Ricefield Lane
Hauppauge, New York 11788
Steven Levi
24-13 South Street
Philadelphia, PA 19146
Susan Levi
69 Westmoreland Avenue
Toronto, Ontario, Canada M6H2Z8
(c) Principal Business: Hector M. Gavilla is a member of the
board of directors of the issuer. Hector P. Gavilla is an
employee of Advance Testing Technologies, Inc. Peter J.
Keenan is the President and a member of the board of
directors of the Issuer. Eli Levi is a member of the board
of directors of the Issuer. Roberta Levi is Eli Levi's
spouse and is not employed. David A. Levi is the Secretary
of the Issuer. Steven Levi is a doctor of medicine. Susan
Levi is a sole practitioner.
(d) During the last five year, no member of the Acquisition
Group has been convicted in any criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) During the last five years, no member of the Acquisition
Group has been a party to any civil proceeding of a judicial
or administrative body of competent jurisdiction resulting
in any judgment, decree or final order against any member of
the Acquisition Group enjoining any member of the
Acquisition Group form engaging in future violations of, or
Page _____ of _____ Pages
<PAGE> 12
prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect
to such laws.
(f) All of the individual members of the Acquisition Group that
are natural persons are citizens of the Unites States.
Item 3. Source and Amount of Funds or other Consideration.
The members of the Merger Group exchanged their capital stock of
Village Net, Inc. and of Intelligent Computer Solutions, Inc. to acquire the
securities described below in Item 5(c).
Item 4. Purpose of Transactions.
Each member of the Acquisition Group has acquired the securities
specified in Item 5(c) of this Schedule 13D as a result of the transactions
contemplated in the Merger Agreement. Other changes contemplated by the Merger
Agreement are set forth in the Merger Agreement. The Merger Agreement, as
amended, was filed with the Securities and Exchange Commission by the Issuer as
an exhibit to Forms 8-K, dated May 21, 1999 and July 1, 1999, and is
incorporated herein by reference.
Item 5. Interest in Securities of the Issuer.
(a) and (b) The following table sets forth the separate
beneficial ownership of each member of the Acquisition Group. Except as
otherwise indicated in the notes below, the stockholders listed posses sole
voting and investment power with respect to their shares.
Name Number of Shares(1) Percent of Class(2)
Hector M. Gavilla 15,678,762(3) 18.1%
Hector P. Gavilla 13,288,034 15.3%
Peter J. Keenan 19,967,503 23.0%
David A. Levi 4,473,917 5.2%
Eli Levi 15,545,045(4) 17.9%
Roberta Levi 15,545,045(5) 17.9%
Steven Levi 4,473,917 5.2%
Susan Levi 4,473,917 5.2%
(1) The number of shares set forth in the table includes
shares of Common Stock held by each member plus the number
of shares of Common Stock issuable upon conversion of each
member's shares of Class B Preferred Stock of the Issuer.
(2) Based on 86,643,667 shares of Common Stock potentially
outstanding after the closing of the merger on July 1,
1999. The 86,643,667 shares include
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70,124,976 shares of Common Stock issuable upon conversion
(at a rate of 138 to 1) of the 508,152 outstanding shares
of Class B Preferred Stock of the Issuer.
(3) Includes 6,644,156 shares of Common Stock held by Hector
M. Gavilla, as custodian for Alexander F. Gavilla, Mr.
Gavilla's minor son.
(4) Includes 5,535,564 shares of Common Stock owned by Roberta
Levi, Mr. Levi's spouse, and 4,473,917 shares of Common
Stock held by Roberta Levi, as custodian for Shari Levi,
Mr. Levi's minor daughter.
(5) Includes 5,535,564 shares of Common Stock owned by Eli
Levi, Mrs. Levi's spouse, and 4,473,917 shares of Common
Stock held by Roberta Levi, as custodian for Shari Levi,
Mrs. Levi's minor daughter.
Item 6. Contracts, Agreements, Understandings or Relationships
with Respect to Securities of Issuer.
There are no contracts, arrangements, or understandings
among members of the Acquisition Group and between such members and any person
with respect to any securities of the Issuer. As noted in Item 2(c), however,
Hector M. Gavilla, Peter J. Keenan, David A. Levi, and Eli Levi are each
officers and/or directors of the Issuer and have previously maintained business
relationships with one another. Hector M. Gavilla is the father of Hector P.
Gavilla. Eli Levi and Roberta Levi are married and David A. Levi, Steven Levi
and Susan Levi are their children.
Item 7. Materials to be Filed as Exhibits.
Exhibit 1: Joint Filing Agreement, dated July 12, 1999,
by and among each member of the Acquisition
Group.
Page _____ of _____ Pages
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SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: July 12, 1999
----------------------------------
Hector M. Gavilla
----------------------------------
Hector P. Gavilla
----------------------------------
Peter J. Keenan
----------------------------------
David A. Levi
----------------------------------
Eli Levi
----------------------------------
Roberta Levi
----------------------------------
Steven Levi
----------------------------------
Susan Levi
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EXHIBIT 99.1
AGREEMENT
This will confirm the agreement by and among the undersigned that
the Schedule 13D, dated July 12, 1999 with respect to the undersigned's
ownership of Common Stock of Big City Bagels, Inc. is filed on behalf of each of
the undersigned.
Dated: July 12, 1999
-----------------------------
Hector M. Gavilla
-----------------------------
Hector P. Gavilla
-----------------------------
Peter J. Keenan
-----------------------------
David A. Levi
-----------------------------
Eli Levi
-----------------------------
Roberta Levi
-----------------------------
Steven Levi
-----------------------------
Susan Levi
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