UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 1999
Institutional Investment Manager Filing this Report:
Name: Halcyon/Alan B. Slifka Management Co. LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 28-6072
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James R. Pasquarelli
Title: Chief Financial Officer
Phone: 212-303-9415
Signature, Place and Date of Signing:
James R. Pasquarelli New York, NY September 30, 1999
Report Type:
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Value Total: $733,737
List of Other Included Managers:
NONE
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Halcyon/Alan B. Slifka Mgmt. Co.
13F Report
September 30, 1999
(SEC USE ONLY)
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT VOTING AUTHORITY
DISCRETION
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR (A) (B) (C) MANA- (A) (B) (C)
CLASS NUMBER (X$1000) PRIN. AMT SOLE SHARED NONE GERS SOLE SHARED NONE
Ameritech Corp. COMMON 30954101 60,251 902,630 X X 902,630
Anacomp Inc - New COMMON 32371106 7,224 438,672 X X 438,672
Asarco Inc. COMMON 43413103 35,236 1,305,028 X X 1,305,028
Abraxas Petroleum Corp. COMMON 3830106 411 187,880 X X 187,880
Alza Corp. COMMON 22615108 41,358 966,020 X X 966,020
Bonneville Pacific COMMON 98904105 1,346 210,296 X X 210,296
Cogeneration Corp of Amer.form.NRGG COMMON 19238M105 2,832 117,079 X X 117,079
CPI Corp. COMMON 125902106 8,765 256,388 X X 256,388
Case Corp. COMMON 14743R103 3,568 71,632 X X 71,632
Carriage Services COMMON 143905107 1 100 X X 100
Century Comm. Corp. COMMON 156503104 3,606 79,043 X X 79,043
Cyprus Amax Minerals Co. COMMON 232809103 24,470 1,246,892 X X 1,246,892
DuPont ElDe Nemours & Co. COMMON 263534109 1,046 17,291 X X 17,291
Data General Corp. COMMON 237688106 7,438 353,125 X X 353,125
Delta & Pine Land Co. COMMON 247357106 4,255 164,435 X X 164,435
Elbit Limited COMMON 284275104 4,914 381,708 X X 381,708
Exxon Corporation COMMON 302290101 3,650 48,028 X X 48,028
Forte Software Inc. COMMON 349546101 11,791 428,750 X X 428,750
Fuisz Tech Ltd. COMMON 359536109 907 143,696 X X 143,696
Global Crossing COMMON G3921A100 2,196 84,753 X X 84,753
Global Light Telecoms COMMON 37934X100 3,837 376,623 X X 376,623
GTS Inc. COMMON 37936U104 7,564 383,600 X X 383,600
Guarantee Life Cos. Inc. COMMON 400740106 10 328 X X 328
Int'l Network Services COMMON 460053101 29,260 538,116 X X 538,116
Iridium World Comm. Cl. A COMMON G49398105 130 42,881 X X 42,881
Jones Intercable Class A COMMON 480206200 1,054 19,497 X X 19,497
King World Productions COMMON 495667107 7,672 204,586 X X 204,586
LADD Furniture Inc. COMMON 505739201 152 7,182 X X 7,182
Life USA Holding Inc. COMMON 531918209 1,119 54,231 X X 54,231
Lone Star Ind. COMMON 542290408 26,556 532,452 X X 532,452
MacMillan Bloedel Ltd. COMMON 554783208 990 63,101 X X 63,101
Media General Inc. Cl. A COMMON 584404107 17,926 349,782 X X 349,782
MediaOne COMMON 58440J104 48,274 706,666 X X 706,666
MFN Financial Corp COMMON 55272N104 49 4,430 X X 4,430
Nalco Chemical Co. COMMON 629853102 42,447 840,539 X X 840,539
Network Computing Devices COMMON 64120N100 976 216,902 X X 216,902
Nielsen Media Research COMMON 653929307 25,569 687,559 X X 687,559
Novacare Inc. COMMON 669930109 1,101 926,976 X X 926,976
Olsten Corp. COMMON 681385100 25,939 2,485,166 X X 2,485,166
Omnipoint Corp. COMMON 68212D102 403 7,218 X X 7,218
Orion Capital Corp. COMMON 686268103 43,352 915,073 X X 915,073
Outdoor Systems Inc. COMMON 690057104 10,177 284,681 X X 284,681
Periphonics Corp. COMMON 714005105 900 28,683 X X 28,683
Pioneer Hi-Bred COMMON 723686101 43,190 1,088,243 X X 1,088,243
Pool Energy Services Co. COMMON 732788104 8,036 326,320 X X 326,320
Premark Int'l. COMMON 740459102 17,020 337,036 X X 337,036
Reynolds Metals Co. OPTIONS 761763101 8,551 141,636 X X 141,636
Republic NY Corp. OPTIONS 760719104 14,113 229,714 X X 229,714
Sequent Computer Systems Inc. COMMON 817338106 11,600 644,433 X X 644,433
Service Corp. Int'l. COMMON 817565104 1 100 X X 100
Skytel Comm. Inc. COMMON 83087Q104 7,778 424,722 X X 424,722
Smart Modular Tech. Inc. COMMON 831690102 5,757 169,020 X X 169,020
Stanford Communications COMMON 854402104 2,406 75,623 X X 75,623
Stewart Enterprises COMMON 860370105 1 100 X X 100
Total Fina ADR COMMON 89151E109 1,903 30,000 X X 30,000
Trans World Entertainment Corp. COMMON 89336Q100 10,804 851,573 X X 851,573
Transaction Network COMMON 893414102 16,680 424,956 X X 424,956
Unitrode Corp. COMMON 913283107 2,812 66,943 X X 66,943
Viasoft, Inc. COMMON 92552U102 4,728 550,185 X X 550,185
World Color Press, Inc. COMMON 981443104 41,700 1,119,458 X X 1,119,458
Wyman Gordon Co. COMMON 983085101 3,056 163,533 X X 163,533
Case Corp. PUT JAN 40 OPTIONS 14743R9MH 252 1,679 X X 1,679
Case Corp. CALL JAN 50 OPTIONS 14743R9AJ 376 1,113 X X 1,113
DuPont ElDe Nemours & Co.PUT OCT 87 OPTIONS 2635349OP 2,257 864 X X 864
Frontier Corp CALL OCT 55 OPTIONS 35906P9JK 379 1,686 X X 1,686
Global Crossing PUT OCT 35 OPTIONS G3921A9VG 742 848 X X 848
Iridium Options PUT OCT 15 OPTIONS G493989VC 1,203 953 X X 953
Orion Capital Corp. CALL NOV 40 OPTIONS 6862689KH 45 55 X X 55
Orion Capital Corp. CALL NOV 45 OPTIONS 6862689KI 108 271 X X 271
Phelps Dodge Corp. CALL OCT 55 OPTIONS 7172659JK 19 103 X X 103
S&P 500 Options PUT NOV 1225 OPTIONS 9VE 535 910 X X 910
S&P 500 Options PUT NOV 1225 OPTIONS 9WE 1,302 592 X X 592
S&P 500 Options PUT OCT 1275 OPTIONS 9VO 1,558 910 X X 910
Total Fina ADR PUT OCT 72 15/64 OPTIONS 89151E9OP 284 300 X X 300
Worldcom Inc. PUT OCT 75 OPTIONS 98155K9VO 511 1,168 X X 1,168
Nebco Evans Pfd. PREFERRED U62922106 1,591 44,805 X X 44,805
Belle Casino Warrants WARRANT 78324118 0 4,500 X X 4,500
Golden Ocean Group Warrants WARRANT 381138R16 0 5,500 X X 5,500
Lone Star Ind. Warrants WARRANT 542290119 1,717 21,266 X X 21,266
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733,737
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