UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/31/00
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Halcyon/Alan B. Slifka Management Company, LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 28-6072
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James R. Pasquarelli
Title: Chief Financial Officer
Phone: 212/303-9414
Signature, Place, and Date of Signing:
James R. Pasquarelli New York, NY November 06, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 67
Form13F Information Table Value Total: 1926491
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
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FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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Abraxas Pete Corp common 003830106 4459 1150629 X X 1150629
Acuson Corp. common 005113105 8473 372460 X X 372460
Arch Comm. Group Long common 039392105 5313 1062647 X X 1062647
Alteon Web Systems common 02145A109 15698 144829 X X 144829
Actuant common 00508x104 1121 284577 X X 284577
AXA Financial common 002451102 12577 246916 X X 246916
Best Foods common 086584101 77557 1066081 X X 1066081
Columbia Energy Group Com common 197648108 40332 568053 X X 568053
Dexter Corp. common 252165105 29623 406297 X X 406297
Donaldson Lufklu & Jenrette common 257661108 86382 965842 X X 965842
Deluxe Corp. common 248019101 10708 527187 X X 527187
Devon Energy common 25179m103 9 156 X X 156
Global Telesystems Grp common 37936U104 2936 643600 X X 643600
HVID Marine Stock common 44851m109 296 38848 X X 38848
Infinity Broadcast. Corp A common 456625102 20837 631414 X X 631414
Lycos common 550818108 9949 144675 X X 144675
Mallinkrodt common 561232109 33621 736902 X X 736902
Nabisco Holdings common 629526104 12007 223381 X X 223381
Nvest LP common 670657107 6553 166435 X X 166435
Nabisco Group common 62952P102 34959 1226648 X X 1226648
Nogatech Inc. common 654919109 302 35576 X X 35576
Nat'l. Computer Systems common 635519101 5215 71443 X X 71443
Paine Webber Grp. Inc. common 695629105 65150 956326 X X 956326
Rio Algom Ltd. common 766889109 10993 578574 X X 578574
SDL Inc. common 784076101 40093 129620 X X 129620
South Down Inc. common 841297104 22009 308896 X X 308896
Seagate Technology common 811804103 79463 1151638 X X 1151638
Shaw Industries common 820286102 8618 465841 X X 465841
Salient 3 Commun. common 794721100 294 114924 X X 114924
AT&T Corp common 001957109 1808 61558 X X 61558
Terra Networks common 88100W103 4494 122299 X X 122299
Time Warner Inc. common 887315109 21132 270062 X X 270062
United Dominion Industries common 909914103 20352 859186 X X 859186
Seagram Ltd. common 811850106 20294 353323 X X 353323
Verio Inc. common 923433106 23625 393744 X X 393744
Voicestream Wireless common 928615103 131231 1130692 X X 1130692
WPP Group PLC ADR long common 929309300 15595 262933 X X 262933
MYND Corporation common 628551103 4921 364528 X X 364528
Young & Rubicam Inc. common 987425105 57618 1164001 X X 1164001
Nebco Evans Pfd preferred U62922106 0 39425 X X 39425
Best Foods CALL OCT 65 options 086584101 2307 3025 X X 3025
DLJ CALL OCT 80 options 257661108 1559 1641 X X 1641
Fort James CALL DEC 30 options 347471104 137 455 X X 455
Georgia Pac CALL JAN 35 options 373298108 16 520 X X 520
Georgia Pac CALL JAN 40 options 373298108 28 1508 X X 1508
Nabisco Group CALL DEC 25 options 62952P102 2227 5398 X X 5398
SDL CALL Dec 400 options 784076101 963 642 X X 642
Paine Webber CALL Oct 70 options 695629105 22 320 X X 320
South Down CALL Mar 65 options 841297104 13 18 X X 18
Seagate Tech. CALL Oct 60 options 811804103 400 400 X X 400
Shaw Industries Call Nov 15 options 820286102 248 662 X X 662
Terra Networks CALL DEC 65 options 88100W103 3 108 X X 108
Voicestream CALL Oct 110 options 928615103 363 368 X X 368
Voicestream CALL Oct 115 options 928615103 342 488 X X 488
Seagram CALL Oct 60 options 811850106 12 120 X X 120
Seagram CALL Nov 60 options 811850106 98 414 X X 414
Seagram CALL NOV 70 options 811850106 208 5549 X X 5549
MYND Corp CALL Nov 10 options 628551103 48 121 X X 121
Invitrogen PUT Oct 80 options 46185R100 5130 4063 X X 4063
S&P 500 PUT Nov 1350 options 78462f103 113 92 X X 92
S&P 500 PUT DEC 1400 options 6A899K721 649 220 X X 220
AT&T Put JAN01 40 options 001957109 687 611 X X 611
Tyco Intl PUT Oct 50 options 902124106 589 4094 X X 4094
Axas Contingent Rights rights 003831112 459 1835357 X X 1835357
Diva Systems Warrants warrants 255013153 0 21248 X X 21248
DTI Hldgs. Inc. Warrants warrants 23333W117 0 26184 X X 26184
Spec Foods WRTS 0% 12/15/09 warrants 784127AA0 5 518100 X X 518100
963248
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