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UNITED STATES OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145
WASHINGTON, D.C. 20549 Expires: December 31, 1997
Estimated average burden
hours per response 14.90
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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
Arterial Vascular Engineering, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
043013-10-1
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class securities
described in Item 1; and (2) has filed no amendment subsequent thereto reporting
beneficial ownership of five percent or less of such class.) (See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1.
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C>
- ----------------------------------------------------- -----------------------------------------
CUSIP No. 043013-10-1 13G Page 2 of 4 Pages
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- ----------------------------------------------------- -----------------------------------------
- ------------- ---------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John D. Miller; Social Security No. ###-##-####
- ------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not Applicable (b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------- ------- ----------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
1,933,339*
NUMBER OF
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SHARES BENEFICIALLY OWNED 6 SHARED VOTING POWER
BY 0
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EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER
1,933,339*
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8 SHARED DISPOSITIVE POWER
0
- ---------------------------- ------- ----------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,933,339*
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[X]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.24%
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12 TYPE OF REPORTING PERSON*
IN
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<FN>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
2.
<PAGE>
ITEM 1.
(a)Name of Issuer: Arterial Vascular Engineering, Inc.
(b)Address of Issuer's Principal Executive Offices: 3576 Unocal Place
Santa Rosa, CA 95403
ITEM 2.
(a) Name of Person Filing: John D. Miller
(b) Address of Principal Business Office: 3576 Unocal Place
Santa Rosa, CA 95403
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 043013-10-1
ITEM 3. Not Applicable
ITEM 4. Ownership
(a)Amount Beneficially Owned: 1,933,339*
(b)Percent of Class: 6.24%
(c)Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,933,339*
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of:
1,933,339*
(iv) shared power to dispose or to direct the disposition of:
0
*Includes 445,268 shares held by a trust for the benefit of the children of Dr.
Simon H. Stertzer, of which John D. Miller is trustee and as to which shares
John D. Miller disclaims beneficial ownership, and 10,000 shares held by a
foundation of which John D. Miller and Doreen D. Miller (Mr. Miller's spouse)
are co-trustees and as to which shares John D. Miller disclaims beneficial
ownership. Excludes 400,277 shares held by family trusts for which Doreen D.
Miller (Mr. Miller's spouse) and J.P. Morgan California are co-trustees and as
to which shares Mr. Miller disclaims beneficial ownership.
3.
<PAGE>
ITEM 5. Ownership of Five Percent or Less of a Class
Not Applicable
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
ITEM 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company
Not Applicable
ITEM 8. Identification and Classification of Members of the Group
Not Applicable
ITEM 9. Notice of Dissolution of Group
Not Applicable
ITEM 10. Certification
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 14, 1997
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Date
/s/ John D. Miller
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John D. Miller
4.
