SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): March 31, 1997
CANADIAN GENERAL CAPITAL
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(Exact name of Registrant as Specified in Charter)
Delaware 333-1352 13-7083556
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(State or other (Commission File (IRS Employer
jurisdiction of Number) Identification No.)
organization)
IBJ Schroder Bank & Trust Company
One State Street
New York, New York 10004
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(Address of Principal Executive Offices) Zip
Registrant's telephone number, including area code: (212) 858-2000
Not Applicable
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(Former Name or Former Address if Changed Since Last Report
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Item 1. Changes in Control of Registrant
Not applicable.
Item 2. Acquisition or Disposition of Assets
Not Applicable.
Item 3. Bankruptcy or Receivership
Not applicable.
Item 4. Changes in Registrant's Certifying Accountant.
Not applicable.
Item 5. Other Events.
1. Receipt of $2,281,455.31 of interest on Canadian General
Issuance Group Limited 9.125% Subordinated Debentures due March 31, 2026 on
March 31, 1997.
2. Payment of $2,281,455,31 to holders of Canadian General
Trust Originated Preferred Securities and Common Stock on March 31, 1997
Item 6. Resignation of Registrant's Directors.
Not applicable.
Item 7. Financial Statements, Pro Forma Financial Information and
Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
1. Administration Trustee's Report in respect of (i) receipt
of $2,281,455.31 of interest on Canadian General Insurance Group Limited 9.125%
Subordinated Debentures due March 31, 2026 on March 31, 1997 and (ii) payment of
$2,281,455.31 to holders of Canadian General Trust Originated Preferred
Securities and Common Stock on March 31, 1997.
Item 8. Change in Fiscal Year.
Not applicable.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
CANADIAN GENERAL CAPITAL
(Registrant)
By: IBJ SCHRODER BANK & TRUST COMPANY
as Administrative Trustee
By: /s/ Stuart Rothenberg
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Stuart Rothenberg
Assistant Vice President
Dated: April 7, 1997
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EXHIBIT INDEX
Exhibit Page
99. Administrative Trustee's Report in respect of (i) receipt of
$2,281,455.31 of interest on Canadian General Insurance Group
Limited 9.125% Subordinated Debentures due March 31, 2026 on
March 31, 1997 and (ii) payment of $2,281,455.31 to holders of
Canadian General Trust Originated Preferred Securities and
Common Stock on March 31, 1997.
EXHIBIT 1
CASH TRANSACTIONS
CANADIAN GENERAL CAPITAL
<TABLE>
<S> <C> <C>
09/30/97 Receipt of Interest on Canadian General Insurance Group $2,281,455.31
Limited 9.125% Subordinated Debentures due March 31, 2026 -------------
09/30/97 Funds disbursed to Holders of Canadian General Trust $2,281,455.31
Originated Preferred Securities and Common Stock -------------
</TABLE>
Dated: April 7, 1997
By: IBJ SCHRODER BANK & TRUST COMPANY
as Administrative Trustee
By: /s/ Stuart Rothenberg
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Stuart Rothenberg
Assistant Vice President
