SCHEDULE 13G
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Worldtalk Corporation
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
98155G 10 1
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes)
Page 1 of 8 Pages
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CUSIP No. 98155G101 13G Page 2 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Partners II, L.P. 77-0211702
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 906,389
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
906,389
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8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
906,389
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.8%
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12 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 8 Pages
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CUSIP No. 98155G101 13G Page 3 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Associates II, L.P. 77-0211704
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 68,277
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
68,277
------- -------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
68,277
- -------- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
- -------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.66%
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12 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 8 Pages
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CUSIP No. 98155G101 13G Page 4 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Management II, L.P. 77-0211701
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
- -------- -----------------------------------------------------------------------
3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 974,666
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
974,666
------- -------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
974,666
- -------- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
- -------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.46%
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12 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 8 Pages
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Item 1: Issuer
(a) Issuer: Worldtalk Corporation
(b) Address of Principal Office:
5155 Old Ironsides Drive
Santa Clara, CA 95054
(c) Place of Organization:
Menlo Park, California
(d) Title of Class of Securities: Common Stock
(e) CUSIP No.: 98155G 10 1
Item 2: Filing Persons
Sigma Partners II, L.P. (SP II)
Sigma Associates II, L.P. (SA II)
Sigma Management II, L.P. (SM II)
Item 3: N/A
Item 4: Ownership SP II SA II SM II
(a) Beneficial Ownership 906,389 68,277 974,666
(b) Percentage of Class 8.8% .66% 9.46%
(c) Sole Voting Power: 906,389 68,277 974,666
Shared Voting Power: 0 0 0
Sole Dispositive Power: 906,389 68,277 974,666
Shared Dispositive Power: 0 0 0
Page 5 of 8 Pages
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In addition to the above, each of Lawrence G. Finch, Clifford L. Haas, Gardner
C. Hendries, J. Burgess Jamieson, C. Bradford Jeffries and Wade Woodson, the six
general partners of Sigma Management II, L.P., may be deemed to share voting and
dispositive power over the 974,666 shares of Worldtalk Corporation owned by
Sigma Management II, L.P.
Item 5: Not Applicable
Item 6:
Under certain circumstances set forth in SP II's, SM II's, and SA II's limited
partnership agreements, the general partners and limited partners of each of
such funds have the right to receive dividends from, or the proceeds from the
sale of the common stock of Issuer owned by each such fund.
Item 7: Not Applicable
Item 8: Not Applicable
Item 9: Not Applicable
Item 10: Not Applicable
Exhibit A: Joint Filing Statement
Page 6 of 8 Pages
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After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 10, 1997
SIGMA PARTNERS II, L.P.
By its General Partner,
Sigma Management II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
SIGMA ASSOCIATES II, L.P.
By its General Partner,
Sigma Management II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
SIGMA MANAGEMENT II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
Page 7 of 8 Pages
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EXHIBIT A
We, the undersigned, hereby express our agreement that the attached Schedule 13G
is filed on behalf of each of us.
DATE: February 10, 1997
SIGMA PARTNERS II, L.P.
By its General Partner,
Sigma Management II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
SIGMA ASSOCIATES II, L.P.
By its General Partner,
Sigma Management II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
SIGMA MANAGEMENT II, L.P.
By:____________________________________
Clifford L. Haas, General Partner
Page 8 of 8 Pages
