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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
Roy A. Hammer 13F No. 28-5798
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of
any amendment represents that all unamended items, statements and schedules
remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 12th day
of November, 1999.
Roy A. Hammer, Trustee
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6.
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2. George T. Shaw 28-1721 7.
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3. State Street Boston Corporation 28-399 8.
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4. 9.
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5. 10.
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</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 1060182 24372 xx 24372
ABB AB FORMERLY 00256Q103 1622969 117500 xx 117500
ASEA AB
SPONSORED ADR
ABBOTT LABS COMMON STOCK 002824100 4439188 121000 xx 121000
ACCESS WORLDWIDE COMMON STOCK 004319109 35338 20193 xx 20193
COMMUNICATIONS
INC.
ALBERTSONS INC COMMON STOCK 013104104 1149884 29065 xx 29065
ALZA CORP COMMON STOCK 022615108 374609 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 404250 6600 xx 6600
AMERICAN HOME COMMON STOCK 026609107 2871800 69200 xx 69200
PRODUCTS
AMERITECH CORP COMMON STOCK 030954101 1171596 17552 xx 17552
AMGEN INC COMMON STOCK 031162100 6917720 84880 xx 84880
ANALOG DEVICES, COMMON STOCK 032654105 2088438 40750 xx 40750
INC.
ATLANTIC COMMON STOCK 048825103 564541 6370 xx 6370
RICHFIELD COMPANY
AUTOMATIC DATA COMMON STOCK 053015103 9467194 212150 xx 212150
PROCESSING
AUTOZONE INC COMMON STOCK 053332102 429356 15300 xx 15300
AVERY DENNISON COMMON STOCK 053611109 2418324 45845 xx 45845
CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
BP AMOCO PLC COMMON STOCK 055622104 8587747 77498 xx 77498
ADS
BAXTER INT'L INC COMMON STOCK 071813109 774213 12850 xx 12850
BELLSOUTH CORP. COMMON STOCK 079860102 745380 16564 xx 16564
BERKSHIRE CL B 084670207 4452544 2399 xx 2399
HATHAWAY INC
BESTFOODS INC COMMON STOCK 08658UI01 4336631 89300 xx 89300
BOEING COMPANY COMMON STOCK 097023105 310140 7276 xx 7276
BRISTOL-MYERS COMMON STOCK 110122108 12222495 181074 xx 181074
SQUIBB CO
BURLINGTON COMMON STOCK 122014103 1949404 53045 xx 53045
RESOURCES INC
CARDINAL COMMON STOCK 14149Y108 282201 5178 xx 5178
HEALTH CARE
INC.
CHEVRON CORP COMMON STOCK 166751107 2328445 26236 xx 26236
CHIRON CORP COMMON STOCK 170040109 221500 8000 xx 8000
CHUBB COMMON STOCK 171232101 397000 8000 xx 8000
CORPORATION
CISCO SYS INC COMMON STOCK 17275R102 6972669 101698 xx 101698
CINTAS CORP COMMON STOCK 172908105 855625 14800 xx 14800
COCA COLA CO COMMON STOCK 191216100 2397591 49691 xx 49691
COGNEX COMMON STOCK 192422103 1681142 55690 xx 55690
COMERICA INC. COMMON STOCK 200340107 759375 15000 xx 15000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
CONOCO, INC. CLASS B 208251405 548595 20040 xx 20040
CONSOLIDATED COMMON STOCK 209615103 2994000 48000 xx 48000
NATURAL GAS CO
WALT DISNEY COMMON STOCK 254687106 1720186 69161 xx 69161
COMPANY
DOVER CORP COMMON STOCK 260003108 300431 7350 xx 7350
DOW JONES & CO COMMON STOCK 260561105 332857175 6236200 xx 6236200
INC
DOW JONES & CO CLASS B 260561204 287982731 5395461 xx 5395461
INC (RESTRICTED)
E I DU PONT DE COMMON STOCK 263534109 1897099 31357 xx 31357
NEMOURS & CO
E M C CORP COMMON STOCK 268648102 7896216 110630 xx 110630
ELECTRONIC COMMON STOCK 285661104 228955 4325 xx 4325
DATA SYSTEMS
CORP
EMERSON COMMON STOCK 291011104 3552401 56220 xx 56220
ELECTRIC CO
ENERGY COMMON STOCK 29271E100 465519 17650 xx 17650
RESEARCH CORP
NY
EXXON CORP COMMON STOCK 302290101 8656704 113904 xx 113904
FEDERAL COMMON STOCK 313586109 658219 10500 xx 10500
NATIONAL MTGE
ASSOC
GENERAL COMMON STOCK 369604103 23098346 194820 xx 194820
ELECTRIC CO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
GENERAL MILLS COMMON STOCK 370334104 202813 2500 xx 2500
INC
GILLETTE COMMON STOCK 375766102 2298926 67740 xx 67740
COMPANY
HELIX COMMON STOCK 423319102 472150 14200 xx 14200
TECHNOLOGY
CORP
HELMERICH & COMMON STOCK 423452101 893531 35300 xx 35300
PAYNE INC
HERSHEY FOODS COMMON STOCK 427866108 730313 15000 xx 15000
CORPORATION
HEWLETT- COMMON STOCK 428236103 6836651 75335 xx 75335
PACKARD CO
IMS HEALTH INC COMMON STOCK 449934108 1001469 43900 xx 43900
INTEL COMMON STOCK 458140100 27394114 368634 xx 368634
CORPORATION
INTL BUSINESS COMMON STOCK 459206101 2180904 18024 xx 18024
MACHINES
INT'L FLAVORS & COMMON STOCK 459506101 253575 7350 xx 7350
FRAGRANCES INC
INTERPUBLIC COMMON STOCK 460690100 1529850 37200 xx 37200
GROUP COS
INC
IONICS INC COMMON STOCK 462218108 1694669 52345 xx 52345
JEFFERSON-PILOT COMMON STOCK 475070108 9016730 142698 xx 142698
CORP
JOHNSON & COMMON STOCK 478160104 15938934 173485 xx 173485
JOHNSON
KELLOGG CO. COMMON STOCK 487836108 727635 19436 xx 19436
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
KIMBERLY COMMON STOCK 494368103 1139400 21600 xx 21600
CLARK CORP
KOPIN COMMON STOCK 500600101 1020784 36785 xx 36785
ELI LILLY & CO. COMMON STOCK 532457108 868842 13536 xx 13536
LUCENT COMMON STOCK 549463107 5821947 89741 xx 89741
TECHNOLOGIES INC
MCI WORLDCOM INC COMMON STOCK 55268B106 265938 3700 xx 3700
MARRIOTT COMMON STOCK 571903202 758350 23200 xx 23200
INTERNATIONAL INC
MATRITECH INC COMMON STOCK 576818108 140456 68100 xx 68100
MCDONALD'S CORP. COMMON STOCK 580135101 4069133 94084 xx 94084
MERCK & CO INC COMMON STOCK 589331107 17669832 272630 xx 272630
MICROSOFT CORP COMMON STOCK 594918104 18980089 209580 xx 209580
MILLIPORE CORP COMMON STOCK 601073109 232888 6200 xx 6200
MINNESOTA MINING COMMON STOCK 604059105 6367983 66290 xx 66290
& MFG CO.
MOBIL CORP COMMON STOCK 607059102 627673 6230 xx 6230
MONSANTO COMPANY COMMON STOCK 611662107 358659 10050 xx 10050
MOTOROLA INC COMMON STOCK 620076109 1889360 21470 xx 21470
NEW YORK TIMES CO. CL A 650111107 2802225 74726 xx 74726
NOKIA CORP COMMON STOCK 654902204 939643 10455 xx 10455
ADR A
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL
AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
NORFOLK COMMON STOCK 655844108 890943 36365 xx 36365
SOUTHERN CORP
NOVO NORDISK COMMON STOCK 670100205 1239813 20750 xx 20750
A/S ADR
PEPSICO INC COMMON STOCK 713448108 1261175 41350 xx 41350
PFIZER INC COMMON STOCK 717081103 2494748 69540 xx 69540
PROCTER & COMMON STOCK 742718109 4044375 43140 xx 43140
GAMBLE CO
REUTERS COMMON STOCK 76132MI02 291204 4228 xx 4228
HLDGS CO PLC
ROYAL DUTCH N Y REG SHS 780257804 2701283 45736 xx 45736
PETROLEUM CO PAR N GLDR 1.25
SBC COMMON STOCK 78387G103 241117 4722 xx 4722
COMMUNICATIONS
INC
SAFEWAY INC COMMON STOCK 786514208 338756 8900 xx 8900
SARA LEE CORP COMMON STOCK 803111103 1581085 67640 xx 67640
SCHLUMBERGER LTD COMMON STOCK 806857108 4217123 67677 xx 67677
SEPRACOR INC COMMON STOCK 817315104 5019618 66485 xx 66485
SEPRACOR INC CONV DEB 817315AF1 839513 915000 xx 915000
DTD 12/15/98
STATE STREET COMMON STOCK 857477103 5681184 87910 xx 87910
CORP
STEELCASE COMMON STOCK 858155203 229969 16500 xx 16500
INC CL. A
SYSCO CORP COMMON STOCK 871829107 245438 7000 xx 7000
TECO ENERGY INC COMMON STOCK 872375100 671775 31800 xx 31800
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C>
THERMO ELECTRON COMMON STOCK 883556102 190168 14152 xx 14152
CORP
TIME WARNER INC COMMON STOCK 887315109 388800 6400 xx 6400
UNION PACIFIC COMMON STOCK 907818108 822061 17104 xx 17104
CORP
UNION PACIFIC COMMON STOCK 907834105 229856 14145 xx 14145
RES GROUP
VICOR CORP COMMON STOCK 925815102 1150823 50725 xx 50725
WAL MART COMMON STOCK 931142103 1664688 35000 xx 35000
STORES INC
WALGREEN CO COMMON STOCK 931422109 532875 21000 xx 21000
WELLS FARGO COMMON STOCK 949746101 673625 17000 xx 17000
& CO (NEW)
TOTAL 929913549
</TABLE>
