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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
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(Please read instructions before preparing form.)
If amended report check here: [_]
Roy A. Hammer 13F No. 28-5798
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- --------------------------------- ATTENTION -----------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby
that all information contained therein is true, correct and complete.
It is understood that all required items, statements and
schedules are considered integral parts of this Form and that the submission of
any amendment represents that all unamended items, statements and schedules
remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 13th day
of August, 1999.
Roy A. Hammer, Trustee
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
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Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corp. 28-251 6.
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2. State Street Corp. 28-399 7.
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3. George T. Shaw 28-1721 8.
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4. 9.
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5. 10.
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PAGE: 1
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 1360318 24373 xx 24373
ABB AB FORMERLY 00256Q103 1578906 117500 xx 117500
ASEA AB
SPONSORED ADR
ABBOTT LABS COMMON STOCK 002824100 5490375 121000 xx 121000
ALBERTSONS INC COMMON STOCK 013104104 1498664 29065 xx 29065
ALZA CORP COMMON STOCK 022615108 445156 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 392700 6600 xx 6600
AMERICAN HOME COMMON STOCK 026609107 4047806 70550 xx 70550
PRODUCTS
AMERITECH CORP COMMON STOCK 030954101 1290072 17552 xx 17552
AMGEN INC COMMON STOCK 031162100 5167070 84880 xx 84880
ANALOG DEVICES, COMMON STOCK 032654105 2045141 40750 xx 40750
INC.
ATLANTIC COMMON STOCK 048825103 532293 6370 xx 6370
RICHFIELD
COMPANY
AUTOMATIC DATA COMMON STOCK 053015103 9292800 211200 xx 211200
PROCESSING
AUTOZONE INC COMMON STOCK 053332102 497063 16500 xx 16500
AVERY DENNISON COMMON STOCK 053611109 2594314 42970 xx 42970
CORP
BP AMOCO PLC ADS COMMON STOCK 055622104 8408533 77498 xx 77498
BANKBOSTON CORP COMMON STOCK 06605R106 245400 4800 xx 4800
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PAGE: 2
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BAXTER INT'L INC COMMON STOCK 071813109 809344 13350 xx 13350
BELLSOUTH CORP. COMMON STOCK 079860102 764015 16564 xx 16564
BERKSHIRE CL B 084670207 5488000 2450 xx 2450
HATHAWAY INC
BESTFOODS INC COMMON STOCK 08658UI01 4420350 89300 xx 89300
BOEING COMPANY COMMON STOCK 097023105 320144 7276 xx 7276
BRISTOL-MYERS COMMON STOCK 110122108 12771919 181324 xx 181324
SQUIBB CO
BURLINGTON COMMON STOCK 122014103 2294196 53045 xx 53045
RESOURCES INC
CARDINAL COMMON STOCK 14149Y108 332039 5178 xx 5178
HEALTH CARE
INC.
CHEVRON CORP COMMON STOCK 166751107 2494060 26236 xx 26236
CHUBB COMMON STOCK 171232101 556000 8000 xx 8000
CORPORATION
CISCO SYS INC COMMON STOCK 17275R102 6553165 101698 xx 101698
CINTAS CORP COMMON STOCK 172908105 994375 14800 xx 14800
COCA COLA CO COMMON STOCK 191216100 3248242 52391 xx 52391
COGNEX COMMON STOCK 192422103 1757716 55690 xx 55690
COMERICA INC. COMMON STOCK 200340107 891563 15000 xx 15000
CONSOLIDATED COMMON STOCK 209615103 2916000 48000 xx 48000
NATURAL GAS CO
WALT DISNEY COMMON STOCK 254687106 2131023 69161 xx 69161
COMPANY
DOVER CORP COMMON STOCK 260003108 257250 7350 xx 7350
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PAGE: 3
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOW JONES & CO COMMON STOCK 260561105 346629136 6532469 xx 6532469
INC
DOW JONES & CO CLASS B
INC (RESTRICTED) 260561204 281950459 5313554 xx 5313554
E I DU PONT DE COMMON STOCK 263534109 2633447 38550 xx 38550
NEMOURS & CO
E M C CORP COMMON STOCK 268648102 6008475 109245 xx 109245
ELECTRONIC COMMON STOCK 285661104 244903 4325 xx 4325
DATA SYSTEMS
CORP
EMERSON COMMON STOCK 291011104 3425059 54420 xx 54420
ELECTRIC CO
ENERGY COMMON STOCK 29271E100 251513 17650 xx 17650
RESEARCH CORP
NY
EXXON CORP COMMON STOCK 302290101 8795644 114044 xx 114044
FEDERAL COMMON STOCK 313586109 716625 10500 xx 10500
NATIONAL MTGE
ASSOC
GENERAL COMMON STOCK 369604103 22133310 195870 xx 195870
ELECTRIC CO
GENERAL MILLS COMMON STOCK 370334104 200938 2500 xx 2500
INC
GILLETTE COMMON STOCK 375766102 2510840 61240 xx 61240
COMPANY
HELIX COMMON STOCK 423319102 339913 14200 xx 14200
TECHNOLOGY
CORP
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PAGE: 4
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HELMERICH & COMMON STOCK 423452101 418163 17700 xx 17700
PAYNE INC
HERSHEY FOODS COMMON STOCK 427866108 890625 15000 xx 15000
CORPORATION
HEWLETT- COMMON STOCK 428236103 7701818 76635 xx 76635
PACKARD CO
IMS HEALTH INC COMMON STOCK 449934108 1371875 43900 xx 43900
INTEL COMMON STOCK 458140100 22009883 369914 xx 369914
CORPORATION
INTL BUSINESS COMMON STOCK 459206101 2458852 19024 xx 19024
MACHINES
INT'L FLAVORS & COMMON STOCK 459506101 323400 7350 xx 7350
FRAGRANCES INC
INTERPUBLIC COMMON STOCK 460690100 1611225 18600 xx 18600
GROUP COS INC
IONICS INC COMMON STOCK 462218108 1717143 47045 xx 47045
JEFFERSON-PILOT COMMON STOCK 475070108 9444824 142698 xx 142698
CORP
JOHNSON & COMMON STOCK 478160104 17195962 175469 xx 175469
JOHNSON
KELLOGG CO. COMMON STOCK 487836108 641388 19436 xx 19436
KIMBERLY CLARK COMMON STOCK 494368103 1231200 21600 xx 21600
CORP
ELI LILLY & CO. COMMON STOCK 532457108 969516 13536 xx 13536
LUCENT COMMON STOCK 549463107 6015762 89205 xx 89205
TECHNOLOGIES
INC
</TABLE>
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PAGE: 5
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MARRIOTT COMMON STOCK 571903202 867100 23200 xx 23200
INTERNATIONAL
INC
MATRITECH INC COMMON STOCK 576818108 90366 68850 xx 68850
MCDONALD'S COMMON STOCK 580135101 3869205 94084 xx 94084
CORP.
MERCK & CO INC COMMON STOCK 589331107 20146009 273630 xx 273630
MICROSOFT CORP COMMON STOCK 594918104 19055176 211284 xx 211284
MILLIPORE CORP COMMON STOCK 601073109 251488 6200 xx 6200
MINNESOTA COMMON STOCK 604059105 5763087 66290 xx 66290
MINING & MFG
CO.
MOBIL CORP COMMON STOCK 607059102 615213 6230 xx 6230
MONSANTO COMMON STOCK 611662107 336281 8500 xx 8500
COMPANY
MOTOROLA INC COMMON STOCK 620076109 2034283 21470 xx 21470
NATIONAL CAP UNITS
AUSTRALIA BANK EXCHANGEABLE 632525309 206550 6800 xx 6800
LTD
NEW YORK TIMES CL A 650111107 2790645 75807 xx 75807
CO.
NEWELL COMMON STOCK 651229106 204050 4400 xx 4400
RUBBERMAID INC
NOKIA CORP ADR COMMON STOCK 654902204 251797 2750 xx 2750
A
NORFOLK COMMON STOCK 655844108 1095496 36365 xx 36365
SOUTHERN CORP
</TABLE>
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PAGE: 6
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOVO NORDISK COMMON STOCK 670100205 1142225 21350 xx 21350
A/S ADR
PEPSICO INC COMMON STOCK 713448108 1599728 41350 xx 41350
PFIZER INC COMMON STOCK 717081103 2521170 23130 xx 23130
PROCTER & COMMON STOCK 742718109 3819008 42790 xx 42790
GAMBLE CO
REUTERS HLDGS COMMON STOCK 76132MI02 342732 4228 xx 4228
CO PLC
ROYAL DUTCH N Y REG SHS 780257804 2755594 45736 xx 45736
PETROLEUM CO PAR N GLDR 1.25
SBC COMMON STOCK 78387G103 273876 4722 xx 4722
COMMUNICATIONS
INC
SARA LEE CORP COMMON STOCK 803111103 1666170 73440 xx 73440
SCHLUMBERGER COMMON STOCK 806857108 4310179 67677 xx 67677
LTD
SEPRACOR INC COMMON STOCK 817315104 5316594 65435 xx 65435
SEPRACOR INC CONV DEB 817315AF1 458850 460000 xx 460000
DTD 12/15/98
SIGMA ALDRICH COMMON STOCK 826552101 206625 5 6000 xx 6000
CORP
STATE STREET COMMON STOCK 857477103 6489781 1 76015 xx 76015
CORP
SYSCO CORP COMMON STOCK 871829107 208688 8 7000 xx 7000
TECO ENERGY INC COMMON STOCK 872375100 723450 0 31800 xx 31800
THERMO COMMON STOCK 883556102 338013 3 16848 xx 16848
ELECTRON CORP
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PAGE: 7
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TIME WARNER INC COMMON STOCK 887315109 464800 0 6400 xx 6400
UNION PACIFIC COMMON STOCK 907818108 997377 7 17104 xx 17104
CORP
UNION PACIFIC COMMON STOCK 907834105 237885 5 14583 xx 14583
RES GROUP
VICOR CORP COMMON STOCK 925815102 1074736 6 50725 xx 50725
WAL MART COMMON STOCK 931142103 1688750 0 35000 xx 35000
STORES INC
WALGREEN CO COMMON STOCK 931422109 616875 5 21000 xx 21000
WELLS FARGO & COMMON STOCK 949746101 743850 0 17400 xx 17400
CO (NEW)
TOTAL 939301612
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