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OMB APPROVAL
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OMB Number: 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
Washington, D.C. 20549 Hours per response 24.60
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FORM 13F ----------------------------
SEC USE ONLY
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000.
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(Please read instructions before preparing form.)
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If amended report check here: |_|
Roy A. Hammer 13F No. 28-5798 CIK: 0001008638 CCC: x8ubhi@j
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------- ATTENTION -------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of Boston and State of Massachusetts on the 15th day of May,
2000.
Roy A. Hammer, Trustee
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6.
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2. George T. Shaw 28-1721 7.
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3. State Street Boston Corporation 28-399 8.
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4. 9.
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5. 10.
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</TABLE>
<PAGE>
PAGE: 1
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 3478536 61772 xx 61772
ABBOTT LABS COMMON STOCK 002824100 4518075 128400 xx 128400
ACCESS WORLD-WIDE COMMON STOCK 004319109 47958 20193 xx 20193
COMMUNICATIONS, INC.
ALBERTSONS INC COMMON STOCK 013104104 1152873 37340 xx 37340
ALZA CORP COMMON STOCK 022615108 328672 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 426525 6600 xx 6600
AMERICAN HOME PRODUCTS COMMON STOCK 026609107 3719500 69200 xx 69200
AMERICAN INTERNATIONAL COMMON STOCK 026874107 251850 2300 xx 2300
GROUP INC
AMGEN INC COMMON STOCK 031162100 10382195 169160 xx 169160
ANALOG DEVICES, INC. COMMON STOCK 032654105 6552700 81400 xx 81400
ANDOVER NET INC. COMMON STOCK 034318105 718113 33498 xx 33498
ATLANTIC RICHFIELD COMPANY COMMON STOCK 048825103 541450 6370 xx 6370
AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 10621755 220140 xx 220140
AVERY DENNISON CORP COMMON STOCK 053611109 3324548 54445 xx 54445
BP AMOCO PLC ADS COMMON STOCK 055622104 8247786 154888 xx 154888
BAXTER INT'L INC COMMON STOCK 071813109 711503 11350 xx 11350
</TABLE>
<PAGE>
PAGE: 2
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
BELLSOUTH CORP. COMMON STOCK 079860102 682688 14564 xx 14564
BERKSHIRE HATHAWAY INC CL B 084670207 4355260 2393 xx 2393
BESTFOODS INC COMMON STOCK 08658UI01 4489319 95900 xx 95900
BOEING COMPANY COMMON STOCK 097023105 275124 7276 xx 7276
BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 10561742 182099 xx 182099
BURLINGTON RESOURCES INC COMMON STOCK 122014103 2247565 60745 xx 60745
CHEVRON CORP COMMON STOCK 166751107 2497292 27016 xx 27016
CHIRON CORP COMMON STOCK 170040109 399000 8000 xx 8000
CHUBB CORPORATION COMMON STOCK 171232101 540500 8000 xx 8000
CISCO SYS INC COMMON STOCK 17275R102 15744381 203646 xx 203646
CINTAS CORP COMMON STOCK 172908105 869963 22200 xx 22200
COCA COLA CO COMMON STOCK 191216100 2332371 49691 xx 49691
COGNEX COMMON STOCK 192422103 3235692 56090 xx 56090
COMERICA INC. COMMON STOCK 200340107 628125 15000 xx 15000
CONOCO, INC. CLASS B 208251405 513448 20037 xx 20037
WALT DISNEY COMPANY COMMON STOCK 254687106 3133391 75961 xx 75961
DOVER CORP COMMON STOCK 260003108 351881 7350 xx 7350
DOW JONES & CO INC COMMON STOCK 260561105 417214754 5809779 xx 5809779
DOW JONES & CO INC CLASS B 260561204 387461543 5395461 xx 5395461
(RESTRICTED)
</TABLE>
<PAGE>
PAGE: 3
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
E I DU PONT DE NEMOURS & CO COMMON STOCK 263534109 1639686 30974 xx 30974
E M C CORP COMMON STOCK 268648102 14103180 111930 xx 111930
ELAN CORP PLC ADR COMMON STOCK 284131208 665000 14000 xx 14000
ELECTRONIC DATA SYSTEMS COMMON STOCK 285661104 296867 4625 xx 4625
CORP
EMERSON ELECTRIC CO COMMON STOCK 291011104 3456844 65070 xx 65070
EVERCEL INC. COMMON STOCK 299759100 279917 14173 xx 14173
EXXON MOBIL CORP COMMON STOCK 30231G102 9611330 123321 xx 123321
FEDERAL NATIONAL MTGE COMMON STOCK 313586109 673094 11900 xx 11900
ASSOC
FUEL CELL ENERGY INC. COMMON STOCK 35952H106 2275119 29075 xx 29075
GENERAL ELECTRIC CO COMMON STOCK 369604103 28825018 185221 xx 185221
GILLETTE COMPANY COMMON STOCK 375766102 3888408 103175 xx 103175
HELIX TECHNOLOGY CORP COMMON STOCK 423319102 732763 12200 xx 12200
HELMERICH & PAYNE INC COMMON STOCK 423452101 2953525 95275 xx 95275
HERSHEY FOODS CORPORATION COMMON STOCK 427866108 731250 15000 xx 15000
</TABLE>
<PAGE>
PAGE: 4
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
HEWLETT-PACKARD CO COMMON STOCK 428236103 10077904 75845 xx 75845
IMS HEALTH INC COMMON STOCK 449934108 743556 43900 xx 43900
INTEL CORPORATION COMMON STOCK 458140100 47768368 362053 xx 362053
INTL BUSINESS MACHINES COMMON STOCK 459200101 1890832 16024 xx 16024
INT'L FLAVORS & COMMON STOCK 459506101 236672 6750 xx 6750
FRAGRANCES INC
INTERPUBLIC GROUP COS INC COMMON STOCK 460690100 1757700 37200 xx 37200
IONICS INC COMMON STOCK 462218108 1628203 63695 xx 63695
JEFFERSON-PILOT CORP COMMON STOCK 475070108 9666606 145226 xx 145226
JOHNSON & JOHNSON COMMON STOCK 478160104 12077380 171920 xx 171920
KEANE INC COMMON STOCK 486665102 555500 22000 xx 22000
KELLOGG CO. COMMON STOCK 487836108 493653 19171 xx 19171
KIMBERLY CLARK CORP COMMON STOCK 494368103 1210950 21600 xx 21600
KOPIN COMMON STOCK 500600101 5573563 81070 xx 81070
ELI LILLY & CO. COMMON STOCK 532457108 847692 13536 xx 13536
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 7664641 125137 xx 125137
</TABLE>
<PAGE>
PAGE: 5
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
MCI WORLDCOM INC COMMON STOCK 55268B106 3441303 75946 xx 75946
MARRIOTT INTERNATIONAL INC COMMON STOCK 571903202 601650 19100 xx 19100
MATRITECH INC COMMON STOCK 576818108 686475 67800 xx 67800
MCDONALD'S CORP. COMMON STOCK 580135101 3721952 99584 xx 99584
MERCK & CO INC COMMON STOCK 589331107 17719914 285230 xx 285230
MICROSOFT CORP COMMON STOCK 594918104 20944531 197125 xx 197125
MILLIPORE CORP COMMON STOCK 601073109 349913 6200 xx 6200
MINNESOTA MINING & MFG CO. COMMON STOCK 604059105 5932802 66990 xx 66990
MOLEX INC COMMON STOCK 608554101 367188 6250 xx 6250
MONSANTO COMPANY COMMON STOCK 611662107 654050 12700 xx 12700
MOTOROLA INC COMMON STOCK 620076109 3638320 24920 xx 24920
NEW YORK TIMES CO. CL A 650111107 9099916 211934 xx 211934
NOKIA CORP ADR A COMMON STOCK 654902204 3630810 16355 xx 16355
NORFOLK SOUTHERN CORP COMMON STOCK 655844108 518201 36365 xx 36365
NORTEL NETWORKS CORP COMMON STOCK 656569100 201800 1600 xx 1600
NOVO NORDISK A/S ADR COMMON STOCK 670100205 1351913 19700 xx 19700
ORACLE CORP COMMON STOCK 68389X105 238091 3050 xx 3050
</TABLE>
<PAGE>
PAGE: 6
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
PEPSICO INC COMMON STOCK 713448108 1722476 49390 xx 49390
PFIZER INC COMMON STOCK 717081103 3792994 103740 xx 103740
PROCTER & GAMBLE CO COMMON STOCK 742718109 2513120 44480 xx 44480
REUTERS HLDGS CO PLC COMMON STOCK 76132MI02 504718 4228 xx 4228
ROYAL DUTCH PETROLEUM CO N Y REG SHS 780257804 2644113 45736 xx 45736
PAR N GLDR 1.25
SBC COMMUNICATIONS INC COMMON STOCK 78387G103 1171791 27817 xx 27817
SARA LEE CORP COMMON STOCK 803111103 804600 44700 xx 44700
SCHLUMBERGER LTD COMMON STOCK 806857108 6074636 79407 xx 79407
SEPRACOR INC COMMON STOCK 817315104 9481644 130220 xx 130220
SEPRACOR INC CONV DEB 817315AF1 942450 915000 xx 915000
DTD 12/15/98
STATE STREET CORP COMMON STOCK 857477103 9097531 93910 xx 93910
STEELCASE INC CL. A COMMON STOCK 858155203 738000 61500 xx 61500
SYSCO CORP COMMON STOCK 871829107 252875 7000 xx 7000
TECO ENERGY INC COMMON STOCK 872375100 633663 32600 xx 32600
THERMO ELECTRON CORP COMMON STOCK 883556102 288347 14152 xx 14152
TIME WARNER INC COMMON STOCK 887315109 320000 3200 xx 3200
UNION PACIFIC CORP COMMON STOCK 907818108 669194 17104 xx 17104
</TABLE>
<PAGE>
PAGE: 7
AS OF: MARCH 31, 2000 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C)
AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
UNION PACIFIC RES GROUP COMMON STOCK 907834105 186644 12872 xx 12872
VICOR CORP COMMON STOCK 925815102 985050 54725 xx 54725
WAL MART STORES INC COMMON STOCK 931142103 1921000 34000 xx 34000
WALGREEN CO COMMON STOCK 931422109 540750 21000 xx 21000
WELLS FARGO & CO (NEW) COMMON STOCK 949746101 672375 16500 xx 16500
TRANSOCEAN SEDCO FOREX COMMON STOCK G90078109 366679 7146 xx 7146
INC.
TOTAL 1204306778
</TABLE>
