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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
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- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
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If amended report check here: [_]
Roy A. Hammer 13F No. 28-5798
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- -----------------------------------ATTENTION------------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS
CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of
any amendment represents that all unamended items, statements and schedules
remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 14th day
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of February, 2000.
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Roy A. Hammer, Trustee
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6.
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2. George T. Shaw 28-1721 7.
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3. State Street Boston Corporation 28-399 8.
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4. 9.
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5. 10.
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</TABLE>
SEC 1685 (5/91)
<PAGE>
PAGE: 1
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 1238402 24372 xx 24372
ABBOTT LABS COMMON STOCK 002824100 4372025 120400 xx 120400
ACCESS WORLD-WIDE COMMON STOCK 004319109 47958 20193 xx 20193
COMMUNI-CATIONS, INC.
ALBERTSONS INC COMMON STOCK 013104104 937346 29065 xx 29065
ALZA CORP COMMON STOCK 022615108 302969 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 374550 6600 xx 6600
AMERICAN HOME PRODUCTS COMMON STOCK 026609107 2716100 69200 xx 69200
AMGEN INC COMMON STOCK 031162100 10196210 169760 xx 169760
ANALOG DEVICES, INC. COMMON STOCK 032654105 3789750 40750 xx 40750
ATLANTIC RICHFIELD COMPANY COMMON STOCK 048825103 551005 6370 xx 6370
AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 11434430 212240 xx 212240
AUTOZONE INC COMMON STOCK 053332102 452375 14000 xx 14000
AVERY DENNISON CORP COMMON STOCK 053611109 3872942 53145 xx 53145
BP AMOCO PLC ADS COMMON STOCK 055622104 9186795 154888 xx 154888
BAXTER INT'L INC COMMON STOCK 071813109 775734 12350 xx 12350
BELLSOUTH CORP. COMMON STOCK 079860102 681777 14564 xx 14564
BERKSHIRE HATHAWAY INC CL B 084670207 4390170 2399 xx 2399
</TABLE>
<PAGE>
PAGE: 2
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BESTFOODS INC COMMON STOCK 08658UI01 4693831 89300 xx 89300
BOEING COMPANY COMMON STOCK 097023105 301499 7276 xx 7276
BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 11600131 180724 xx 180724
BURLINGTON RESOURCES INC COMMON STOCK 122014103 1924072 58195 xx 58195
CHEVRON CORP COMMON STOCK 166751107 2296949 26516 xx 26516
CHIRON CORP COMMON STOCK 170040109 339000 8000 xx 8000
CHUBB CORPORATION COMMON STOCK 171232101 450500 8000 xx 8000
CISCO SYS INC COMMON STOCK 17275R102 10894398 101698 xx 101698
CINTAS CORP COMMON STOCK 172908105 786250 14800 xx 14800
COCA COLA CO COMMON STOCK 191216100 2894501 49691 xx 49691
COGNEX COMMON STOCK 192422103 2171910 55690 xx 55690
COMERICA INC. COMMON STOCK 200340107 700313 15000 xx 15000
CONOCO, INC. CLASS B 208251405 498420 20037 xx 20037
CONSOLIDATED NATURAL GAS CO COMMON STOCK 209615103 3117000 48000 xx 48000
WALT DISNEY COMPANY COMMON STOCK 254687106 1935209 66161 xx 66161
DOVER CORP COMMON STOCK 260003108 333506 7350 xx 7350
DOW JONES & CO INC COMMON STOCK 260561105 409509804 6022203 xx 6022203
DOW JONES & CO INC CLASS B 260561204 366891348 5395461 xx 5395461
(RESTRICTED)
E I DU PONT DE NEMOURS & CO COMMON STOCK 263534109 2065642 31357 xx 31357
</TABLE>
<PAGE>
PAGE: 3
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
E M C CORP COMMON STOCK 268648102 12042628 110230 xx 110230
ELECTRONIC DATA SYSTEMS COMMON STOCK 285661104 289505 4325 xx 4325
CORP
EMERSON ELECTRIC CO COMMON STOCK 291011104 3254310 56720 xx 56720
EXXON MOBIL CORP COMMON STOCK 30231G102 9835876 122090 xx 122090
FEDERAL NATIONAL MTGE ASSOC COMMON STOCK 313586109 655594 10500 xx 10500
FUEL CELL ENERGY INC. COMMON STOCK 35952H106 663530 26475 xx 26475
GENERAL ELECTRIC CO COMMON STOCK 369604103 29092381 187996 xx 187996
GILLETTE COMPANY COMMON STOCK 375766102 3692048 89640 xx 89640
HELIX TECHNOLOGY CORP COMMON STOCK 423319102 636338 14200 xx 14200
HELMERICH & PAYNE INC COMMON STOCK 423452101 1080431 49675 xx 49675
HERSHEY FOODS CORPORATION COMMON STOCK 427866108 711563 15000 xx 15000
HEWLETT- PACKARD CO COMMON STOCK 428236103 8564806 75295 xx 75295
IMS HEALTH INC COMMON STOCK 449934108 1193531 43900 xx 43900
INTEL CORPORATION COMMON STOCK 458140100 30225644 367206 xx 367206
</TABLE>
<PAGE>
PAGE: 4
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTL BUSINESS MACHINES COMMON STOCK 459200101 1728589 16024 xx 16024
INT'L FLAVORS & FRAGRANCES COMMON STOCK 459506101 276544 7350 xx 7350
INC
INTERPUBLIC GROUP COS INC COMMON STOCK 460690100 2145975 37200 xx 37200
IONICS INC COMMON STOCK 462218108 1705641 60645 xx 60645
JEFFERSON-PILOT CORP COMMON STOCK 475070108 9739139 142698 xx 142698
JOHNSON & JOHNSON COMMON STOCK 478160104 15899125 170500 xx 170500
KEANE INC COMMON STOCK 486665102 321250 10000 xx 10000
KELLOGG CO. COMMON STOCK 487836108 590706 19171 xx 19171
KIMBERLY CLARK CORP COMMON STOCK 494368103 1413450 21600 xx 21600
KOPIN COMMON STOCK 500600101 3404940 81070 xx 81070
ELI LILLY & CO. COMMON STOCK 532457108 900144 13536 xx 13536
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 6687675 89169 xx 89169
MCI WORLDCOM INC COMMON STOCK 55268B106 2000403 37699 xx 37699
MARRIOTT INTERNATIONAL INC COMMON STOCK 571903202 602844 19100 xx 19100
MATRITECH INC COMMON STOCK 576818108 224588 67800 xx 67800
MCDONALD'S CORP. COMMON STOCK 580135101 3792761 94084 xx 94084
</TABLE>
<PAGE>
PAGE: 5
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC COMMON STOCK 589331107 18515531 275580 xx 275580
MICROSOFT CORP COMMON STOCK 594918104 24130941 206689 xx 206689
MILLIPORE CORP COMMON STOCK 601073109 239475 6200 xx 6200
MINNESOTA MINING & MFG CO. COMMON STOCK 604059105 6488134 66290 xx 66290
MONSANTO COMPANY COMMON STOCK 611662107 379181 10700 xx 10700
MOTOROLA INC COMMON STOCK 620076109 3080470 20920 xx 20920
NEW YORK TIMES CO. CL A 650111107 3216852 65483 xx 65483
NOKIA CORP ADR A COMMON STOCK 654902204 3124827 16355 xx 16355
NORFOLK SOUTHERN CORP COMMON STOCK 655844108 745483 36365 xx 36365
NOVO NORDISK A/S ADR COMMON STOCK 670100205 1273113 19700 xx 19700
ORACLE CORP COMMON STOCK 68389X105 226927 2025 xx 2025
PEPSICO INC COMMON STOCK 713448108 1457588 41350 xx 41350
PFIZER INC COMMON STOCK 717081103 2788976 85980 xx 85980
PROCTER & GAMBLE CO COMMON STOCK 742718109 4719953 43080 xx 43080
REUTERS HLDGS CO PLC COMMON STOCK 76132MI02 341675 4228 xx 4228
ROYAL DUTCH PETROLEUM CO N Y REG SHS 780257804 2769887 45736 xx 45736
PAR N GLDR
1.25
SBC COMMUNICATIONS INC COMMON STOCK 78387G103 1356079 27817 xx 27817
</TABLE>
<PAGE>
PAGE: 6
AS OF: DECEMBER 31, 1999 FORM 13F SEC FILE # ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SARA LEE CORP COMMON STOCK 803111103 1441564 65340 xx 65340
SCHLUMBERGER LTD COMMON STOCK 806857108 4131193 73607 xx 73607
SEPRACOR INC COMMON STOCK 817315104 6606879 66610 xx 66610
SEPRACOR INC CONV DEB 817315AF1 971044 915000 xx 915000
DTD 12/15/98
STATE STREET CORP COMMON STOCK 857477103 6762665 92560 xx 92560
STEELCASE INC CL. A COMMON STOCK 858155203 384000 32000 xx 32000
SYSCO CORP COMMON STOCK 871829107 276938 7000 xx 7000
TECO ENERGY INC COMMON STOCK 872375100 590288 31800 xx 31800
THERMO ELECTRON CORP COMMON STOCK 883556102 212280 14152 xx 14152
TIME WARNER INC COMMON STOCK 887315109 462800 6400 xx 6400
UNION PACIFIC CORP COMMON STOCK 907818108 747231 17104 xx 17104
UNION PACIFIC RES GROUP COMMON STOCK 907834105 164118 12872 xx 12872
VICOR CORP COMMON STOCK 925815102 2054363 50725 xx 50725
WAL MART STORES INC COMMON STOCK 931142103 2419375 35000 xx 35000
WALGREEN CO COMMON STOCK 931422109 614250 21000 xx 21000
WELLS FARGO & CO (NEW) COMMON STOCK 949746101 667219 16500 xx 16500
TOTAL 1135458079
</TABLE>
