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Previous: HUMBOLDT BANCORP, 10-Q, EX-27, 2000-08-11 |
Next: FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC /, 13F-HR, 2000-08-11 |
<PAGE>
----------------------------
UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION ----------------------------
Washington, D.C. 20549 OMB Number: 3235-0006
Expires: February 28, 1997
Form 13F Estimated average burden
Hours per response.....24.60
----------------------------
----------------------------
SEC USE ONLY
----------------------------
----------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended: June 30, 2000.
----------------
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here:[_]
Roy A. Hammer 13F No. 28-5798 CIK: 0001008638 CCC: x8ubhi@j
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
------------------------------------ ATTENTION ---------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of
any amendment represents that all unamended items, statements and schedules
remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 15th day
------ ------------- ---
of August, 2000.
------------
Roy A. Hammer, Trustee
------------------------------------------
(Name of Institutional Investment Manager)
------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6.
----------------------------------------- -------------------- ------------------------------------ ----------------
2. George T. Shaw 28-1721 7.
----------------------------------------- -------------------- ------------------------------------ ----------------
3. State Street Boston Corporation 28-399 8.
----------------------------------------- -------------------- ------------------------------------ ----------------
4. 9.
----------------------------------------- -------------------- ------------------------------------ ----------------
5. 10.
----------------------------------------- -------------------- ------------------------------------ ----------------
</TABLE>
<PAGE>
PAGE 1
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 2499071 79022 xx 79022
xx
ABBOTT LABS COMMON STOCK 002824100 7326075 164400 xx 132400
xx 14 32000
ACCESS WORLD-WIDE COMMON STOCK 004319109 22717 20193 xx 20193
COMMUNICATIONS, INC.
AGILENT COMMON STOCK 00846U101 2183959 29613 xx 28431
TECHNOLOGIES
INC. xx 14 1182
ALBERTSONS INC COMMON STOCK 013104104 1208305 36340 xx 36340
ALCAN ALUMINUM LTD COMMON STOCK 013716105 434000 14000 xx 14000
xx 14
ALZA CORP COMMON STOCK 022615108 517344 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 407550 6600 xx 6600
AMERICAN HOME PRODUCTS COMMON STOCK 026609107 4124250 70200 xx 70200
AMERICAN INTERNATIONAL COMMON STOCK 026874107 425938 3625 xx 3625
GROUP INC
AMGEN INC COMMON STOCK 031162100 12293750 175000 xx 166200
xx 14 8800
ANALOG DEVICES, INC. COMMON STOCK 032654105 6634800 87300 xx 80300
xx 14 7000
AUTOMATIC DATA COMMON STOCK 053015103 12048349 224940 xx 223640
PROCESSING xx 14 1300
AVERY DENNISON CORP COMMON STOCK 053611109 4240286 63170 xx 59170
xx 14 4000
</TABLE>
<PAGE>
PAGE 2
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
BP AMOCO PLC ADR COMMON STOCK 055622104 10002117 176833 xx 164923
xx 14 11910
BAXTER INT'L INC COMMON STOCK 071813109 762891 10850 xx 10850
BELLSOUTH CORP. COMMON STOCK 079860102 620791 14564 xx 14564
BERKSHIRE HATHAWAY INC CL B 084670207 4470400 2540 xx 2393
xx 14 147
BESTFOODS INC COMMON STOCK 08658U101 6623763 95650 xx 95650
BOEING COMPANY COMMON STOCK 097023105 301719 7216 xx 7216
BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 10828617 185899 xx 183099
xx 14 2800
BURLINGTON RESOURCES COMMON STOCK 122014103 2373221 62045 xx 62045
INC
CARDINAL HEALTH CARE COMMON STOCK 14149Y108 301846 4079 xx 4079
INC
CHEVRON CORP COMMON STOCK 166751107 2291295 27016 xx 27016
CHIRON CORP COMMON STOCK 170040109 450300 9480 xx 8000
xx 14 1480
CHUBB CORPORATION COMMON STOCK 171232101 492000 8000 xx 8000
CISCO SYS INC COMMON STOCK 17275R102 13777935 216762 xx 200162
xx 14 16600
CINTAS CORP COMMON STOCK 172908105 814463 22200 xx 22200
COCA COLA CO COMMON STOCK 191216100 2888589 50291 xx 50291
COGNEX COMMON STOCK 192422103 2902658 56090 xx 54590
xx 14 1500
COMERICA INC. COMMON STOCK 200340107 673125 15000 xx 15000
CONOCO, INC. CLASS B 208251405 498152 20281 xx 20281
</TABLE>
<PAGE>
PAGE 3
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
WALT DISNEY COMPANY COMMON STOCK 254687106 2377033 61244 xx 61244
DOVER CORP COMMON STOCK 260003108 298134 7350 xx 7350
DOW CHEMICAL CO COMMON STOCK 260543103 577336 19125 xx 1125
xx 14 18000
DOW JONES & CO INC COMMON STOCK 260561105 409693769 5593089 xx 5593089
DOW JONES & CO INC CLASS B (RESTRICTED) 260561204 395217518 5395461 xx 5395461
E I DU PONT DE NEMOURS COMMON STOCK 263534109 1223163 27958 xx 27958
& CO
E M C CORP COMMON STOCK 268648102 18700429 243060 xx 222660
xx 14 20400
ELAN CORP PLC ADR COMMON STOCK 284131208 1017188 21000 xx 21000
ELECTRONIC DATA COMMON STOCK 285661104 285656 6925 xx 6925
SYSTEMS CORP xx
EMERSON ELECTRIC CO COMMON STOCK 291011104 4705929 77945 xx 73145
xx 14 4800
EVERCEL INC. COMMON STOCK 299759100 204504 14873 xx 14873
EXXON MOBIL CORP COMMON STOCK 30231G102 13707670 174620 xx 123980
xx 14 50640
FEDERAL NATIONAL MTGE COMMON STOCK 313586109 307906 5900 xx 5900
ASSOC
FUEL CELL ENERGY INC. COMMON STOCK 35952H106 2007992 29075 xx 29075
GENENTECH INC. COMMON STOCK 368710406 232200 1350 xx 1350
</TABLE>
<PAGE>
PAGE 4
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
GENERAL ELECTRIC CO COMMON STOCK 369604103 28943989 546113 xx 546113
GENERAL MILLS INC. COMMON STOCK 370334104 2333250 61000 xx 5000
xx 14 56000
GILLETTE COMPANY COMMON STOCK 375766102 4271109 122250 xx 117250
xx 14 5000
HELIX TECHNOLOGY CORP COMMON STOCK 423319102 475800 12200 xx 12200
HELMERICH & PAYNE INC COMMON STOCK 423452101 3654341 97775 xx 95275
xx 14 2500
HERSHEY FOODS COMMON STOCK 427866108 727500 15000 xx 15000
CORPORATION
HEWLETT- PACKARD CO COMMON STOCK 428236103 9708407 77745 xx 74645
xx 14 3100
HONEYWELL COMMON STOCK 438516106 903229 26812 xx 26812
INTERNATIONAL INC xx 14
IMS HEALTH INC COMMON STOCK 449934108 378000 21000 xx 21000
INTEL CORPORATION COMMON STOCK 458140100 48347149 361643 xx 351643
xx 14 10000
INTL BUSINESS MACHINES COMMON STOCK 459200101 5645098 51524 xx 15024
xx 14 36500
INTERPUBLIC GROUP COS COMMON STOCK 460690100 1599600 37200 xx 37200
INC
IONICS INC COMMON STOCK 462218108 1555597 50795 xx 45795
xx 14 5000
JEFFERSON-PILOT CORP COMMON STOCK 475070108 8875643 157265 xx 149265
</TABLE>
<PAGE>
PAGE 5
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
xx 14 8000
JOHNSON & JOHNSON COMMON STOCK 478160104 17855631 175270 xx 171270
xx 14 4000
KEANE INC COMMON STOCK 486665102 583875 27000 xx 27000
KELLOGG CO. COMMON STOCK 487836108 570337 19171 xx 19171
KIMBERLY CLARK CORP COMMON STOCK 494368103 1239300 21600 xx 21600
KOPIN COMMON STOCK 500600101 6230423 89970 xx 80970
xx 14 9000
ELI LILLY & CO. COMMON STOCK 532457108 1351908 13536 xx 13536
xx
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 8508715 143607 xx 141015
xx 14 2592
MARRIOTT INTERNATIONAL COMMON STOCK 571903202 818619 22700 xx 22700
INC
MATRITECH INC COMMON STOCK 576818108 422675 63800 xx 63800
MCDONALD'S CORP. COMMON STOCK 580135101 3280048 99584 xx 99584
MERCK & CO INC COMMON STOCK 589331107 23222739 303070 xx 294070
xx 14 9000
MICROSOFT CORP COMMON STOCK 594918104 18459200 230740 xx 200240
xx 14 30500
MILLIPORE CORP COMMON STOCK 601073109 467325 6200 xx 6200
xx
MINNESOTA MINING & MFG COMMON STOCK 604059105 5567925 67490 xx 67490
CO.
MOLEX INC COMMON STOCK 608554101 451172 9375 xx 9375
</TABLE>
<PAGE>
PAGE 6
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
MOTOROLA INC COMMON STOCK 620076109 2334009 80310 xx 80310
xx
NEW YORK TIMES CO. CL A 650111107 11074813 280375 xx 280375
NOKIA CORP ADR A COMMON STOCK 654902204 3246936 65020 xx 64220
xx 14 800
NORFOLK SOUTHERN CORP COMMON STOCK 655844108 540929 36365 xx 36365
NORTEL NETWORKS CORP COMMON STOCK 656568102 218400 3200 xx 3200
NOVO NORDISK A/S ADR COMMON STOCK 670100205 1825200 21600 xx 19100
xx 14 2500
PEPSICO INC COMMON STOCK 713448108 2194768 49390 xx 49390
PFIZER INC COMMON STOCK 717081103 10000320 208340 xx 110840
xx 14 97500
PHARMACIA CORP COMMON STOCK 71713U102 692613 13400 xx 13400
PLACER DOME INC COMMON STOCK 725906101 128577 13446 xx 680
xx 14 12766
PROCTER & GAMBLE CO COMMON STOCK 742718109 5980908 104470 xx 52970
xx 14 51500
REUTERS HLDGS CO PLC COMMON STOCK 76132M102 422536 4228 xx 4228
ROYAL DUTCH PETROLEUM N Y REG SHS PAR N 780257804 2920279 47436 xx 47436
CO GLDR 1.25
SBC COMMUNICATIONS INC COMMON STOCK 78387G103 1203085 27817 xx 27817
SARA LEE CORP COMMON STOCK 803111103 1044806 54100 xx 42100
xx 14 12000
</TABLE>
<PAGE>
PAGE 7
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
SCHLUMBERGER LTD COMMON STOCK 806857108 6194397 83007 xx 81507
xx 14 1500
SEPRACOR INC COMMON STOCK 817315104 16126959 133695 xx 126295
xx 14 7400
SEPRACOR INC CONV DEB 817315AF1 2114319 1115000 xx 915000
DTD 12/15/98 xx 14 200000
STATE STREET CORP COMMON STOCK 857477103 9663354 91110 xx 89110
xx 14 2000
STEELCASE INC CL. A COMMON STOCK 858155203 1045500 61500 xx 61500
SYSCO CORP COMMON STOCK 871829107 294875 7000 xx 7000
TECO ENERGY INC COMMON STOCK 872375100 654038 32600 xx 32600
THERMO ELECTRON CORP COMMON STOCK 883556102 298077 14152 xx 14152
TIME WARNER INC COMMON STOCK 887315109 243200 3200 xx 3200
UNION PACIFIC CORP COMMON STOCK 907818108 636055 17104 xx 17104
UNION PACIFIC RES GROUP COMMON STOCK 907834105 283184 12872 xx 12872
VA LINUX SYSTEMS INC COMMON STOCK 91819B105 284359 6613 xx 6613
VICOR CORP COMMON STOCK 925815102 1939927 55725 xx 54725
xx 14 1000
WAL MART STORES INC COMMON STOCK 931142103 1959250 34000 xx 34000
WALGREEN CO COMMON STOCK 931422109 675938 21000 xx 21000
WELLS FARGO & CO (NEW) COMMON STOCK 949746101 620000 16000 xx 16000
</TABLE>
<PAGE>
PAGE 8
AS OF : JUNE 30, 2000 FORM 13F SEC FILE# ROY A. HAMMER
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING
NUMBER VALUE PRINCIPAL DISCRETION AUTHORITY
AMOUNT (A) (B) (C) (A) (B) (C)
SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C>
WORLDCOM INC COMMON STOCK 98157D106 4351427 94854 xx 93354
xx 14 1500
TRANSOCEAN SEDCO FOREX COMMON STOCK G90078109 393140 7357 xx 7067
INC. xx 14 290
TOTAL 1264051485
</TABLE>
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