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<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/2000
---------
If amended report check here: [_]
Name of Institutional Manager:
Robert N. Shapiro
--------------------------------------------------------------------------------
Business Address:
One International Place BostonMass. 02110
----------------------- ---------- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Robert N. Shapiro (617) 951-7217
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 2nd day of
November, 2000.
Robert N. Shapiro
------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Edward P. Lawrence 28-4738
3. Edward J. Joyce 28-6740
4. Susan R. Shapiro 28-5292
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
-------------------------- ------------ ----------------- ----------- ---- --- ---- ----------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 275,149.06 5785 X 5785 0 0
1,980,978.14 41650 X 0 41650 0
66,587.50 1400 X 4 0 1400 0
----------------- ----------- ------------ --------- --------
2,322,714.70 48835 5785 43050 0
ADVENT SOFTWARE INC 007974108 97,825.00 1400 X 1400 0 0
300,462.50 4300 X 0 4300 0
----------------- ----------- ------------ --------- --------
398,287.50 5700 1400 4300 0
AES CORP 00130H105 251,258.00 3668 X 0 3668 0
AGILENT TECHNOLOGIES INC 00846U101 285,892.89 5842 X 0 5842 0
55,984.50 1144 X 1 0 1144 0
40,079.83 819 X 2 0 819 0
3,719.25 76 X 4 0 76 0
----------------- ----------- ------------ --------- --------
385,676.47 7881 0 7881 0
AIR PRODS & CHEMS INC 009158106 108,000.00 3000 X 3000 0 0
493,200.00 13700 X 0 13700 0
----------------- ----------- ------------ --------- --------
601,200.00 16700 3000 13700 0
ALLMERICA FINL CORP 019754100 300,506.25 4700 X 0 4700 0
AMERICAN EXPRESS CO 025816109 186,806.25 3075 X 3075 0 0
1,177,031.25 19375 X 0 19375 0
364,500.00 6000 X 2 0 6000 0
----------------- ----------- ------------ --------- --------
1,728,337.50 28450 3075 25375 0
AMERICAN HOME PRODS CORP 026609107 460,984.37 8150 X 8150 0 0
5,217,834.13 92249 X 925 91324 0
407,250.00 7200 X 1 0 7200 0
165,445.31 2925 X 2 0 2925 0
84,843.75 1500 X 3 0 1500 0
----------------- ----------- ------------ --------- --------
6,336,357.56 112024 9075 102949 0
----------------- ----------- ------------ --------- --------
SUBTOTALS FOR THIS PAGE 12,324,337.98 227958 22335 205623 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
AMERICAN INTL GROUP INC 026874107 784,446.16 8198 X X 8198 0 0
7,989,140.84 83492 X 637 82855 0
1,643,624.19 17177 X 1 0 17177 0
476,236.69 4977 X 2 0 4977 0
71,765.63 750 X 3 0 750 0
90,520.38 946 X 4 0 946 0
----------------- ------------- ------------- ---------- ---------
11,055,733.89 115540 8835 106705 0
AMGEN INC 031162100 223,449.60 3200 X 3200 0 0
83,793.60 1200 X 0 1200 0
----------------- ------------- ------------- ---------- ---------
307,243.20 4400 3200 1200 0
ANADARKO PETE CORP 032511107 272,486.00 4100 X 0 4100 0
APACHE CORP 037411105 366,575.00 6200 X 0 6200 0
APPLIED MATLS INC 038222105 100,830.40 1700 X 1700 0 0
344,009.60 5800 X 0 5800 0
----------------- ------------- ------------- ---------- ---------
444,840.00 7500 1700 5800 0
APPLIED MICRO CIRCUITS CORP 03822W109 1,100,741.59 5316 X 0 5316 0
ARCHSTONE CMNTYS TR 039581103 317,470.33 12925 X 12925 0 0
1,607,001.61 65425 X 0 65425 0
124,040.63 5050 X 1 0 5050 0
340,804.69 13875 X 2 0 13875 0
76,143.75 3100 X 3 0 3100 0
----------------- ------------- ------------- ---------- ---------
2,465,461.01 100375 12925 87450 0
AUTOMATIC DATA PROCESSING 053015103 679,115.63 10155 X 10155 0 0
1,842,540.01 27552 X 0 27552 0
802,500.00 12000 X 1 0 12000 0
----------------- ------------- ------------- ---------- ---------
3,324,155.64 49707 10155 39552 0
BALLARD PWR SYS INC 05858H104 71,022.90 650 X 650 0 0
393,357.60 3600 X 0 3600 0
----------------- ------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 19,801,616.83 297388 37465 259923 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- ------------- ------------ --------- ---------
464,380.50 4250 650 3600 0
BEA SYS INC 073325102 327,075.00 4200 X 4200 0 0
467,250.00 6000 X 0 6000 0
----------------- ------------- ------------ --------- ---------
794,325.00 10200 4200 6000 0
BELLSOUTH CORP 079860102 229,425.00 5700 X 0 5700 0
BOEING CO 097023105 1,389,150.00 22050 X 0 22050 0
BRISTOL MYERS SQUIBB CO 110122108 45,700.00 800 X 800 0 0
2,406,105.00 42120 X 0 42120 0
742,625.00 13000 X 1 0 13000 0
45,700.00 800 X 2 0 800 0
----------------- ------------- ------------ --------- ---------
3,240,130.00 56720 800 55920 0
BROADCOM CORP 111320107 341,250.00 1400 X 1400 0 0
219,375.00 900 X 0 900 0
----------------- ------------- ------------ --------- ---------
560,625.00 2300 1400 900 0
BROCADE COMM SYS INC 111621108 354,000.00 1500 X 1500 0 0
CABOT CORP 127055101 41,193.75 1300 X 1300 0 0
2,297,343.75 72500 X 0 72500 0
----------------- ------------- ------------ --------- ---------
2,338,537.50 73800 1300 72500 0
CABOT OIL & GAS CORP CL A 127097103 420,601.13 20643 X 0 20643 0
CATERPILLAR INC 149123101 69,187.50 2050 X 2050 0 0
317,250.00 9400 X 0 9400 0
----------------- ------------- ------------ --------- ---------
386,437.50 11450 2050 9400 0
CHASE MANHATTAN CORP NEW 16161A108 411,068.75 8900 X 0 8900 0
CHECK POINT SOFTWARE M22465104 15,750.00 100 X 100 0 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 10,140,049.88 213363 11350 202013 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
212,625.00 1350 X 0 1350 0
----------------- ------------- ------------ --------- ---------
228,375.00 1450 100 1350 0
CHEVRON CORP 166751107 272,544.25 3197 X 0 3197 0
17,050.00 200 X 1 0 200 0
----------------- ------------- ------------ --------- ---------
289,594.25 3397 0 3397 0
CISCO SYS INC 17275R102 1,156,824.50 20938 X 20938 0 0
10,838,392.50 196170 X 1050 195120 0
988,975.00 17900 X 1 0 17900 0
649,077.00 11748 X 2 0 11748 0
38,675.00 700 X 3 0 700 0
----------------- ------------- ------------ --------- ---------
13,671,944.00 247456 21988 225468 0
CITIGROUP INC 172967101 956,293.53 17689 X 17689 0 0
6,535,940.03 120896 X 1098 119798 0
555,816.57 10281 X 1 0 10281 0
285,449.99 5280 X 2 0 5280 0
56,711.56 1049 X 3 0 1049 0
----------------- ------------- ------------ --------- ---------
8,390,211.68 155195 18787 136408 0
CLOROX CO 189054109 87,037.50 2200 X 2200 0 0
292,762.50 7400 X 0 7400 0
----------------- ------------- ------------ --------- ---------
379,800.00 9600 2200 7400 0
COCA COLA CO 191216100 46,856.25 850 X 850 0 0
404,507.25 7338 X 0 7338 0
14,332.50 260 X 4 0 260 0
----------------- ------------- ------------ --------- ---------
465,696.00 8448 850 7598 0
COLGATE PALMOLIVE CO 194162103 339,840.00 7200 X 0 7200 0
COMMUNITY FIRST BANKSHARES INC 203902101 228,235.75 12996 X 0 12996 0
COMVERSE TECHNOLOGY INC 205862402 388,800.00 3600 X 3600 0 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 24,366,746.68 449242 47425 401817 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
COSTCO WHOLESALE CORP 22160K105 45,418.10 1300 X 1300 0 0
155,469.65 4450 X 0 4450 0
----------------- -------------- ------------- ---------- ---------
200,887.75 5750 1300 4450 0
CVS CORP 126650100 16,672.50 360 X 360 0 0
234,341.25 5060 X 0 5060 0
----------------- -------------- ------------- ---------- ---------
251,013.75 5420 360 5060 0
DEERE & CO 244199105 79,800.00 2400 X 2400 0 0
319,200.00 9600 X 0 9600 0
----------------- -------------- ------------- ---------- ---------
399,000.00 12000 2400 9600 0
DELL COMPUTER CORP 247025109 110,923.20 3600 X 3600 0 0
307,811.88 9990 X 0 9990 0
----------------- -------------- ------------- ---------- ---------
418,735.08 13590 3600 9990 0
DISNEY WALT CO 254687106 603,011.25 15765 X 15765 0 0
3,924,717.75 102607 X 1650 100957 0
235,122.75 6147 X 1 0 6147 0
122,400.00 3200 X 2 0 3200 0
----------------- -------------- ------------- ---------- ---------
4,885,251.75 127719 17415 110304 0
DOLLAR GEN CORP 256669102 272,355.00 16260 X 16260 0 0
170,850.00 10200 X 0 10200 0
----------------- -------------- ------------- ---------- ---------
443,205.00 26460 16260 10200 0
DOW CHEM CO 260543103 37,406.25 1500 X 1500 0 0
260,596.88 10450 X 0 10450 0
----------------- -------------- ------------- ---------- ---------
298,003.13 11950 1500 10450 0
DTE ENERGY CO 233331107 206,550.00 5400 X 0 5400 0
DU PONT E I DE NEMOURS 263534109 96,342.19 2325 X 2325 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 7,198,988.65 210614 45160 165454 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
511,131.57 12335 X 0 12335 0
----------------- -------------- ------------- ---------- ----------
607,473.76 14660 2325 12335 0
DUKE ENERGY CORP 264399106 40,731.25 475 X 475 0 0
197,225.00 2300 X 0 2300 0
145,775.00 1700 X 2 0 1700 0
55,737.50 650 X 3 0 650 0
----------------- -------------- ------------- ---------- ----------
439,468.75 5125 475 4650 0
E M C CORP MASS 268648102 227,987.50 2300 X 2300 0 0
1,467,050.00 14800 X 0 14800 0
----------------- -------------- ------------- ---------- ----------
1,695,037.50 17100 2300 14800 0
EASTERN ENTERPRISES 27637F100 322,253.12 5050 X 5050 0 0
121,243.75 1900 X 0 1900 0
----------------- -------------- ------------- ---------- ----------
443,496.87 6950 5050 1900 0
ECHOSTAR COMM CORP CL A 278762109 63,300.00 1200 X 1200 0 0
253,200.00 4800 X 0 4800 0
----------------- -------------- ------------- ---------- ----------
316,500.00 6000 1200 4800 0
EMERSON ELEC CO 291011104 107,200.00 1600 X 1600 0 0
428,800.00 6400 X 0 6400 0
----------------- -------------- ------------- ---------- ----------
536,000.00 8000 1600 6400 0
ENRON CORP 293561106 368,025.00 4200 X 0 4200 0
PECO ENERGY CO 30161N101 302,812.50 5000 X 5000 0 0
126,575.63 2090 X 0 2090 0
----------------- -------------- ------------- ---------- ----------
429,388.13 7090 5000 2090 0
EXXON MOBIL CORP 30231G102 741,876.51 8324 X 8324 0 0
8,225,791.91 92295 X 0 92295 0
1,160,051.00 13016 X 1 0 13016 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 14,866,767.24 180435 23949 156486 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,011,034.00 11344 X 2 0 11344 0
53,475.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
11,192,228.42 125579 8324 117255 0
FEDERAL HOME LN MTG CORP 313400301 294,640.63 5450 X 0 5450 0
FEDERAL NATL MTG ASSN 313586109 271,700.00 3800 X 3800 0 0
2,797,437.50 39125 X 0 39125 0
92,950.00 1300 X 2 0 1300 0
----------------- -------------- ------------- ---------- ---------
3,162,087.50 44225 3800 40425 0
FEDEX CORP 31428X106 110,850.00 2500 X 2500 0 0
465,570.00 10500 X 0 10500 0
----------------- -------------- ------------- ---------- ---------
576,420.00 13000 2500 10500 0
FIRST DATA CORP 319963104 183,437.50 4696 X 4696 0 0
190,468.75 4876 X 0 4876 0
----------------- -------------- ------------- ---------- ---------
373,906.25 9572 4696 4876 0
FORD MTR CO DEL 345370860 430,641.57 17013 X 0 17013 0
GAP INC 364760108 114,591.75 5694 X 5694 0 0
246,128.75 12230 X 0 12230 0
----------------- -------------- ------------- ---------- ---------
360,720.50 17924 5694 12230 0
GENENTECH INC COM NEW 368710406 204,256.25 1100 X 1100 0 0
575,631.25 3100 X 0 3100 0
----------------- -------------- ------------- ---------- ---------
779,887.50 4200 1100 3100 0
GENERAL ELEC CO 369604103 1,523,757.65 26414 X 26414 0 0
14,901,546.70 258315 X 1500 256815 0
1,602,270.32 27775 X 1 0 27775 0
1,039,817.20 18025 X 2 0 18025 0
103,837.50 1800 X 3 0 1800 0
103,837.50 1800 X 4 0 1800 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 26,317,879.82 457457 45704 411753 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
19,275,066.87 334129 27914 306215 0
HALLIBURTON CO 406216101 283,837.50 5800 X 0 5800 0
HEWLETT PACKARD CO 428236103 1,460,917.00 15061 X 0 15061 0
291,000.00 3000 X 1 0 3000 0
203,700.00 2100 X 2 0 2100 0
19,400.00 200 X 4 0 200 0
----------------- -------------- ------------- ---------- ---------
1,975,017.00 20361 0 20361 0
HOME DEPOT INC 437076102 843,534.59 15897 X 15897 0 0
4,904,566.96 92430 X 0 92430 0
567,768.75 10700 X 1 0 10700 0
----------------- -------------- ------------- ---------- ---------
6,315,870.30 119027 15897 103130 0
IBM CORP 459200101 213,750.00 1900 X 1900 0 0
2,300,175.00 20446 X 0 20446 0
----------------- -------------- ------------- ---------- ---------
2,513,925.00 22346 1900 20446 0
ILLINOIS TOOL WKS INC 452308109 50,287.50 900 X 900 0 0
287,756.25 5150 X 0 5150 0
----------------- -------------- ------------- ---------- ---------
338,043.75 6050 900 5150 0
INKTOMI CORP 457277101 216,600.00 1900 X 1900 0 0
47,310.00 415 X 0 415 0
----------------- -------------- ------------- ---------- ---------
263,910.00 2315 1900 415 0
INTEL CORP 458140100 488,353.50 11750 X 11750 0 0
5,381,614.00 129484 X 1050 128434 0
182,872.80 4400 X 1 0 4400 0
342,720.25 8246 X 2 0 8246 0
74,811.60 1800 X 3 0 1800 0
70,655.40 1700 X 4 0 1700 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 18,231,631.10 333279 33397 299882 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------ --------- ---------
6,541,027.55 157380 12800 144580 0
INTERNET SECURITY SYS INC 46060X107 317,778.75 4230 X 0 4230 0
INTERPUBLIC GROUP COS 460690100 500,718.75 14700 X 0 14700 0
INVITROGEN CORP 46185R100 220,487.50 3100 X 3100 0 0
JOHNSON & JOHNSON 478160104 173,784.38 1850 X 1850 0 0
775,360.13 8254 X 600 7654 0
----------------- -------------- ------------- ---------- ---------
949,144.51 10104 2450 7654 0
KIMBERLY CLARK CORP 494368103 293,015.63 5250 X 5250 0 0
3,029,223.50 54275 X 750 53525 0
333,479.69 5975 X 1 0 5975 0
119,996.88 2150 X 2 0 2150 0
22,325.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ---------
3,798,040.70 68050 6000 62050 0
KVH INDS INC 482738101 870,795.00 116106 X 0 116106 0
LEVEL 3 COMMUNICATIONS INC 52729N100 53,987.50 700 X 700 0 0
212,093.75 2750 X 0 2750 0
----------------- -------------- ------------- ---------- ---------
266,081.25 3450 700 2750 0
LILLY ELI & CO 532457108 105,462.50 1300 X 1300 0 0
1,104,111.25 13610 X 0 13610 0
28,393.75 350 X 1 0 350 0
----------------- -------------- ------------- ---------- ---------
1,237,967.50 15260 1300 13960 0
LINEAR TECHNOLOGY CORP 535678106 238,862.75 3689 X 3689 0 0
253,366.75 3913 X 0 3913 0
----------------- -------------- ------------- ---------- ---------
492,229.50 7602 3689 3913 0
LOCKHEED MARTIN CORP 539830109 312,592.64 9484 X 0 9484 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 8,965,836.10 252086 17239 234847 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C><C> <C> <C>
COMMON (cont.)
--------------
LUCENT TECHNOLOGIES INC 549463107 175,764.94 5751 X 5751 0 0
1,936,348.40 63357 X 828 62529 0
112,317.19 3675 X 1 0 3675 0
----------------- -------------- ------------- ---------- ---------
2,224,430.53 72783 6579 66204 0
MARRIOTT INTL NEW CL A 571903202 162,219.75 4452 X 4452 0 0
128,260.00 3520 X 0 3520 0
----------------- -------------- ------------- ---------- ---------
290,479.75 7972 4452 3520 0
MAXIM INTEGRATED PRODS 57772K101 201,092.50 2500 X 2500 0 0
185,005.10 2300 X 0 2300 0
----------------- -------------- ------------- ---------- ---------
386,097.60 4800 2500 2300 0
MBIA INC 55262C100 298,725.00 4200 X 0 4200 0
MBNA CORP 55262L100 524,062.00 13612 X 0 13612 0
MCDONALDS CORP 580135101 108,675.00 3600 X 3600 0 0
1,270,893.79 42100 X 450 41650 0
36,225.00 1200 X 1 0 1200 0
92,071.88 3050 X 2 0 3050 0
----------------- -------------- ------------- ---------- ---------
1,507,865.67 49950 4050 45900 0
MCGRAW HILL COS INC 580645109 54,028.13 850 X 850 0 0
286,031.25 4500 X 0 4500 0
----------------- -------------- ------------- ---------- ---------
340,059.38 5350 850 4500 0
MEAD CORP 582834107 559,130.00 23920 X 0 23920 0
MEDTRONIC INC 585055106 404,137.50 7800 X 7800 0 0
1,323,809.38 25550 X 0 25550 0
----------------- -------------- ------------- ---------- ---------
1,727,946.88 33350 7800 25550 0
MERCK & CO INC 589331107 460,768.14 6190 X 6190 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 8,319,564.95 222127 32421 189706 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
-------------
3,863,976.26 51909 X 550 51359 0
774,150.00 10400 X 2 0 10400 0
----------------- -------------- ------------- ---------- ---------
5,098,894.40 68499 6740 61759 0
MICROSOFT CORP 594918104 768,676.44 12745 X 12745 0 0
4,271,778.34 70828 X 625 70203 0
260,849.40 4325 X 1 0 4325 0
39,202.80 650 X 2 0 650 0
----------------- -------------- ------------- ---------- ---------
5,340,506.98 88548 13370 75178 0
MOTOROLA INC 620076109 101,700.00 3600 X 3600 0 0
491,550.00 17400 X 0 17400 0
----------------- -------------- ------------- ---------- ---------
593,250.00 21000 3600 17400 0
MUTUAL RISK MGMT LTD 628351108 239,118.75 10900 X 0 10900 0
NEXTEL COMMUN INC CL A 65332V103 42,075.00 900 X 900 0 0
350,625.00 7500 X 0 7500 0
----------------- -------------- ------------- ---------- ---------
392,700.00 8400 900 7500 0
NORTEL NETWORKS CORP 656568102 457,856.94 7687 X 0 7687 0
NORTHERN TR CORP 665859104 26,662.50 300 X 300 0 0
749,038.50 8428 X 0 8428 0
----------------- -------------- ------------- ---------- ---------
775,701.00 8728 300 8428 0
NORTHROP GRUMMAN CORP 666807102 272,625.00 3000 X 0 3000 0
ORACLE CORP 68389X105 110,250.00 1400 X 1400 0 0
429,187.50 5450 X 0 5450 0
----------------- -------------- ------------- ---------- ---------
539,437.50 6850 1400 5450 0
PALM INC 696642107 127,048.80 2400 X 2400 0 0
195,866.90 3700 X 0 3700 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 13,572,238.13 223522 22520 201002 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
322,915.70 6100 2400 3700 0
PE CORP BIOSYSTEMS GROUP 69332S102 500,950.00 4300 X 4300 0 0
419,400.00 3600 X 0 3600 0
----------------- -------------- ------------- ---------- ---------
920,350.00 7900 4300 3600 0
PFIZER INC 717081103 756,972.22 16845 X 16845 0 0
5,148,264.76 114565 X 0 114565 0
238,168.75 5300 X 2 0 5300 0
17,975.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ---------
6,161,380.73 137110 16845 120265 0
PHONE COM INC 71920Q100 409,050.00 3600 X 3600 0 0
1,302,369.75 11462 X 0 11462 0
----------------- -------------- ------------- ---------- ---------
1,711,419.75 15062 3600 11462 0
PROCTER & GAMBLE CO 742718109 62,310.00 930 X 930 0 0
539,685.00 8055 X 0 8055 0
----------------- -------------- ------------- ---------- ---------
601,995.00 8985 930 8055 0
PROGRESSIVE CORP OHIO 743315103 5,824,751.25 71142 X 0 71142 0
PROTEIN DESIGN LABS INC 74369L103 457,900.00 3800 X 3800 0 0
409,700.00 3400 X 0 3400 0
----------------- -------------- ------------- ---------- ---------
867,600.00 7200 3800 3400 0
QLT PHOTOTHERAPEUTICS INC 746927102 396,900.00 5600 X 5600 0 0
REDBACK NETWORKS INC 757209101 574,000.00 3500 X 3500 0 0
336,200.00 2050 X 0 2050 0
----------------- -------------- ------------- ---------- ---------
910,200.00 5550 3500 2050 0
SAFEWAY INC NEW 786514208 155,189.25 3324 X 3324 0 0
199,822.50 4280 X 0 4280 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 17,749,608.48 266153 41899 224254 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
355,011.75 7604 3324 4280 0
SBC COMMUNICATIONS INC 78387G103 292,500.00 5850 X 5850 0 0
4,000,850.00 80017 X 500 79517 0
240,000.00 4800 X 1 0 4800 0
342,500.00 6850 X 2 0 6850 0
30,000.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
4,905,850.00 98117 6350 91767 0
SCHERING PLOUGH CORP 806605101 912,097.50 19615 X 0 19615 0
18,600.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ---------
930,697.50 20015 0 20015 0
SCHOLASTIC CORP 807066105 1,193,430.00 15000 X 0 15000 0
SCIENT CORP 80864H109 753,690.12 35998 X 0 35998 0
SDL INC 784076101 278,380.80 900 X 0 900 0
STATE STR CORP 857477103 260,000.00 2000 X 0 2000 0
58,500.00 450 X 4 0 450 0
----------------- -------------- ------------- ---------- ---------
318,500.00 2450 0 2450 0
STEELCASE INC CL A 858155203 674,907.75 40293 X 0 40293 0
STRYKER CORP 863667101 332,679.75 7748 X 7748 0 0
343,500.00 8000 X 0 8000 0
34,350.00 800 X 4 0 800 0
----------------- -------------- ------------- ---------- ---------
710,529.75 16548 7748 8800 0
SUN MICROSYSTEMS INC 866810104 373,600.00 3200 X 3200 0 0
326,900.00 2800 X 0 2800 0
----------------- -------------- ------------- ---------- ---------
700,500.00 6000 3200 2800 0
TEXAS INSTRS INC 882508104 113,250.00 2400 X 2400 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,579,735.92 237721 19698 218023 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
446,488.13 9462 X 0 9462 0
----------------- -------------- ------------- ---------- ---------
559,738.13 11862 2400 9462 0
TIMBERLAND CO CL A 887100105 22,943,600.00 559600 X 0 559600 0
TIME WARNER INC 887315109 78,250.00 1000 X 1000 0 0
399,075.00 5100 X 0 5100 0
----------------- -------------- ------------- ---------- ---------
477,325.00 6100 1000 5100 0
TULARIK INC 899165104 240,900.00 7300 X 7300 0 0
TYCO INTL LTD NEW 902124106 450,015.68 8675 X 8675 0 0
3,656,461.42 70486 X 850 69636 0
234,734.38 4525 X 1 0 4525 0
44,093.75 850 X 2 0 850 0
----------------- -------------- ------------- ---------- ---------
4,385,305.23 84536 9525 75011 0
UNITEDHEALTH GROUP INC 91324P102 641,875.00 6500 X 0 6500 0
VERISIGN INC 92343E102 335,240.11 1655 X 1655 0 0
381,829.37 1885 X 0 1885 0
----------------- -------------- ------------- ---------- ---------
717,069.48 3540 1655 1885 0
VERIZON COMMUNICATIONS 92343V104 46,015.63 950 X 950 0 0
1,685,499.11 34797 X 0 34797 0
----------------- -------------- ------------- ---------- ---------
1,731,514.74 35747 950 34797 0
VERTEX PHARMACEUTICALS 92532F100 4,225,000.00 50000 X 0 50000 0
VITESSE SEMICONDUCTOR 928497106 202,865.30 2281 X 0 2281 0
WACHOVIA CORP NEW 929771103 277,768.76 4900 X 0 4900 0
385,475.00 6800 X 1 0 6800 0
40,815.00 720 X 2 0 720 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 36,716,001.64 777486 20430 757056 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
704,058.76 12420 0 12420 0
WAL MART STORES INC 931142103 223,781.28 4650 X 4650 0 0
3,654,612.69 75940 X 825 75115 0
626,828.13 13025 X 1 0 13025 0
353,718.75 7350 X 2 0 7350 0
----------------- -------------- ------------- ---------- ---------
4,858,940.85 100965 5475 95490 0
WALGREEN CO 931422109 209,187.38 5514 X 5514 0 0
83,462.50 2200 X 0 2200 0
68,097.81 1795 X 4 0 1795 0
----------------- -------------- ------------- ---------- ---------
360,747.69 9509 5514 3995 0
WASHINGTON TR BANCORP 940610108 430,001.29 29529 X 0 29529 0
WATERS CORP 941848103 373,800.00 4200 X 0 4200 0
WORLDCOM INC 98157D106 349,692.20 11513 X 11513 0 0
3,163,191.92 104138 X 813 103325 0
220,218.75 7250 X 1 0 7250 0
186,046.88 6125 X 2 0 6125 0
----------------- -------------- ------------- ---------- ---------
3,919,149.75 129026 12326 116700 0
WRIGLEY WM JR CO 982526105 89,850.00 1200 X 1200 0 0
119,800.00 1600 X 0 1600 0
----------------- -------------- ------------- ---------- ---------
209,650.00 2800 1200 1600 0
XEROX CORP 984121103 150,625.00 10000 X 0 10000 0
================= ============== ============= ========== =========
TOTALS FOR COMMON 239,453,917.98 4634860 445506 4189353 0
================= ============== ============= ========== =========
GRAND TOTALS 239,453,917.98 4634860 445506 4189353 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
MGR Client Name
------ ----------------------------------------
<S> <C> <C>
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 12:20 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
Produced on trust2*ROPEDB
The parameters used in producing report R33.110.003 were:
<S> <C> <C>
ASOF## = 09/30/2000
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 32769/1/l
=============================================== End of Report ========================================
</TABLE>
* = GREATER THAN
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