UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 31, 1999
Check here if Amendment [ ] ; Amendment Number:_________________
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shaker Investments, Inc.
Address: 20600 Chagrin Boulevard, Suite 801
Cleveland, Ohio 44122
Form 13F File Number: 28-5322
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David R. Webb
Title: Executive Vice President
Phone: (216) 921-2950
Signature, Place, and Date of Signing:
/s/ DAVID R. WEBB
[Signature]
Cleveland, Ohio
[City, State]
November 9, 1999
[Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manger (s). )
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manger (s) .)
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
0
Form 13F Information Table Entry Total:
53
Form 13F Information Table Value Total:
$ 667,686 (thousands)
List of Other Included Managers:
Provide a numbered list of the name (s) and Form 13F file number (s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
NONE
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title of Value Shrs or SH/PRN PUT/CALL Investment Other Voting Authority
-------- ------- ------- -------- -------- ---------- ------ ----------------
Name of Issuer Class Cusip (x$1000) prn amt Discretion Managers Sole Share None
- -------------- ----- ------- -------- ------- ----------- -------- ----- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C>
RF Micro Devices COM 749941100 $110,495 2,415,184 SH SOLE 2,415,184
Nova Corporation COM 669784100 $43,155 1,726,201 SH SOLE 1,726,201
Cognex Corporation COM 192422103 $34,216 1,133,460 SH SOLE 1,133,460
Vistana, Inc. COM 92839P108 $15,444 1,029,600 SH SOLE 1,029,600
HNC Software COM 40425P107 $40,113 1,010,725 SH SOLE 1,010,725
Reynolds & Reynolds COM 761695105 $18,321 899,170 SH SOLE 899,170
Cendant Corp. COM 151313103 $14,322 806,866 SH SOLE 806,866
Sunterra Corp. COM 86787D109 $8,423 709,320 SH SOLE 709,320
R&B Falcon Corp. COM 74912E101 $9,020 687,220 SH SOLE 687,220
Incyte Pharmaceuticals COM 45337C102 $14,766 638,525 SH SOLE 638,525
Boston Comm Group COM 100582105 $3,648 634,354 SH SOLE 634,354
Microchip Technology COM 595017104 $32,104 624,887 SH SOLE 624,887
ATMI COM 00207R101 $22,131 593,125 SH SOLE 593,125
Westwood One Inc. COM 961815107 $25,434 563,637 SH SOLE 563,637
Bluegreen COM 096231105 $2,488 523,760 SH SOLE 523,760
Vitesse Semiconductor COM 928497106 $44,276 518,602 SH SOLE 518,602
Triangle Pharmaceutical COM 89589H104 $9,798 508,990 SH SOLE 508,990
BMC Software Corp. COM 055921100 $35,245 492,511 SH SOLE 492,511
Xlinx Inc. COM 983919101 $31,785 485,040 SH SOLE 485,040
United Therapeutics COM 91307C102 $13,543 469,010 SH SOLE 469,010
American Italian Pasta COM 027070101 $10,823 378,090 SH SOLE 378,090
Cisco Systems, Inc. COM 17275R102 $25,379 370,161 SH SOLE 370,161
Crossman Communities COM 22764E109 $5,518 338,260 SH SOLE 338,260
Royal Caribbean Cruises COM V7780T103 $15,090 335,325 SH SOLE 335,325
Analytical Surveys COM 032683302 $5,046 320,393 SH SOLE 320,393
Del Webb Corporation COM 947423109 $6,925 314,765 SH SOLE 314,765
Hyperion Solutions Corp COM 44914M104 $6,668 303,080 SH SOLE 303,080
White Hall Jewellers COM 965063100 $8,377 291,365 SH SOLE 291,365
Transwitch Corp. COM 894065101 $12,485 219,027 SH SOLE 219,027
Linear Technology Corp. COM 535678106 $8,770 149,200 SH SOLE 149,200
Affiliated Computer COM 008190100 $5,912 145,515 SH SOLE 145,515
Gliatech COM 37929C103 $2,478 144,701 SH SOLE 144,701
II-VI COM 902104108 $1,614 137,340 SH SOLE 137,340
Imation Corp. COM 45245A107 $3,416 110,180 SH SOLE 110,180
Global Telesystems COM 37936U104 $2,073 105,114 SH SOLE 105,114
Wilson Leather Experts COM 972463103 $1,536 95,980 SH SOLE 95,980
Key Corporation COM 493267108 $1,950 75,540 SH SOLE 75,540
Conextant Systems, Inc. COM 207142100 $5,467 75,240 SH SOLE 75,240
Novell Corp. COM 670006105 $890 43,000 SH SOLE 43,000
BF Goodrich COM 382388106 $1,078 37,170 SH SOLE 37,170
Curtiss-Wright COM 231561101 $989 30,675 SH SOLE 30,675
Storage Tech. COM 862111200 $467 24,200 SH SOLE 24,200
JDS Uniphase Corp. COM 46612J101 $2,680 23,545 SH SOLE 23,545
Analog Devices COM 032654105 $907 17,700 SH SOLE 17,700
Fahnestock & Co. CL A 302921101 $246 16,555 SH SOLE 16,555
Bridge Street Accom. COM 108452103 $46 15,800 SH SOLE 15,800
Steris Corp. COM 859152100 $198 14,364 SH SOLE 14,364
Media General CL A 584404107 $477 9,300 SH SOLE 9,300
Smart Modular COM 831690102 $312 9,150 SH SOLE 9,150
Rational Software COM 75409P202 $227 7,737 SH SOLE 7,737
Micron Technology COM 595112103 $459 6,900 SH SOLE 6,900
Goldman Sachs COM 38141G104 $236 3,870 SH SOLE 3,870
Applied Materials COM 03822105 $225 2,900 SH SOLE 2,900
</TABLE>
