UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND
RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
(Please read instructions before preparing form.)
If amended report check here: |_|
Stanley Knowlton
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Name of Institutional Investment Manager
Knowlton Brothers, Inc. 530 Fifth Avenue New York NY 10036
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Business Address (Street) (City) (State) (Zip)
Stanley Knowlton 212-764-3602
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16 day of
April , 1999.
Stanley Knowlton
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(Name of Institutional Investment Manager)
/s/ Stanley Knowlton
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----- ------------- ----- -------------
1. Knowlton Brothers, Inc. 28-5340
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2. Knowlton, Christopher 28-5342
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3. Knowlton, Winthrop 28-5344
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4. Lee, Dwight 28-2649
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5.
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<TABLE>
<CAPTION>
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Investment Discretion Voting Authority
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Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
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<S> <C> <C> <C> <C> <C> <C> <C>
Adept Technology Inc. COM 6854103 1,379,280.63 209,180 X 1, 2, 3 X
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AES Corp. COM 00130H105 3,941,795.00 105,820 X 1, 2, 3 X
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AES Corp. COM 00130H105 1,542,150.00 41,400 X 1, 2, 3, 4 X
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Altera Corp. COM 21441100 1,065,050.00 17,900 X 1, 2, 3, 4 X
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AT&T Liberty Media COM 1957208 341,828.50 6,500 X 1, 2, 3, 4 X
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Banco Latinoamerican COM P16994132 2,233,400.00 85,800 X 1, 2, 3 X
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Banco Latinoamerican COM P16994132 1,177,800.00 45,300 X 1, 2, 3, 4 X
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Biosite Diagnostic COM 90945106 1,178,000.00 117,800 X 1, 2, 3, 4 X
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Chronimed COM 171164106 842,822.80 141,200 X 1, 2, 3 X
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Cognex Corp. COM 192422103 5,798,822.40 244,800 X 1, 2, 3 X
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Cognex Corp. COM 192422103 1,305,263.90 55,100 X 1, 2, 3, 4 X
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EPL Technologies Inc. COM 268920105 103,535.94 24,725 X 1, 2, 3 X
- ------------------------------------------------------------------------------------------------------------------------------------
EMC COM 268648102 140,525.00 1,100 X 1, 2, 3, 4 X
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Eclipsys COM 278856109 333,775.00 15,800 X 1, 2, 3 X
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Gensyme Corp Gen Div COM 372917104 2,269,687.50 45,000 X 1, 2, 3 X
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Gensyme Corp Gen Div COM 372917104 1,381,987.50 27,400 X 1, 2, 3, 4 X
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HNC Software COM 40425P107 5,293,055.00 161,620 X 1, 2, 3 X
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HNC Software COM 40425P107 556,750.00 17,000 X 1, 2, 3, 4 X
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Health Management Systems COM 42219M100 1,837,775.00 386,900 X 1, 2, 3 X
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Idexx Laboratories Corp. COM 45168D104 983,523.00 41,100 X 1, 2, 3, 4 X
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Impath COM 45255G101 2,376,500.00 97,000 X 1, 2, 3 X
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Integrated Systems Inc. COM 45812M104 2,893,446.88 225,830 X 1, 2, 3 X
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Integrated Systems Inc. COM 45812M104 1,084,578.13 84,650 X 1, 2, 3, 4 X
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Intelliquest Information COM 45816H101 865,687.50 85,500 X 1, 2, 3 X
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ISG International Software COM M5733B104 669,375.00 52,500 X 1, 2, 3 X
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Jabil Circuit COM 466313103 1,482,300.00 36,600 X 1, 2, 3, 4 X
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Landmark Systems COM 51506S100 638,906.25 70,500 X 1, 2, 3, 4 X
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NTL Incorporated Comm COM 629407107 3,010,875.00 37,000 X 1, 2, 3, 4 X
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Network Associates COM 640938106 4,511,829.69 147,025 X 1, 2, 3 X
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</TABLE>
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<TABLE>
<CAPTION>
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Investment Discretion Voting Authority
---------------------- ---------------------------
Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Network Associates COM 640938106 1,480,671.88 48,250 X 1, 2, 3, 4 X
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Media 100 COM 58440W105 696,675.00 132,700 X 1, 2, 3 X
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Mercury Interactive Corp. COM 589405109 5,533,096.88 155,315 X 1, 2, 3 X
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Mercury Interactive Corp. COM 589405109 1,332,562.00 37,400 X 1, 2, 3, 4 X
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Micron Technology COM 595112103 616,800.00 12,800 X 1, 2, 3, 4 X
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MRV Communications Inc. COM 553477100 1,593,262.10 264,170 X 1, 2, 3 X
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MRV Communications Inc. COM 553477100 943,882.80 156,500 X 1, 2, 3, 4 X
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Napro Biotherapeutics Inc. COM 630795102 336,599.40 139,900 X 1, 2, 3 X
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Network Solutions COM 64121Q102 444,150.00 4,200 X 1, 2, 3, 4 X
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Oak Technology COM 671802106 424,768.75 138,700 X 1, 2, 3 X
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Parametric Technology COM 699173100 5,636,850.00 285,400 X 1, 2, 3 X
Corp.
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Parametric Technology COM 699173100 1,453,600.00 73,600 X 1, 2, 3, 4 X
Corp.
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Pinnacle Systems Inc. COM 7234811070 14,313,390.00 314,580 X 1, 2, 3 X
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Platinum Technology Inc. COM 72764T101 3,377,475.00 132,450 X 1, 2, 3 X
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Platinum Technology Inc. COM 72764T101 1,275,000.00 50,000 X 1, 2, 3, 4 X
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Physicians Specialty COM 718934102 546,750.00 81,000 X 1, 2, 3 X
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QRS COM 74726X105 3,428,425.00 54,800 X 1, 2, 3 X
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Remedy COM 759548100 2,186,800.00 156,200 X 1, 2, 3 X
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Secure Computing COM 813705100 4,496,940.00 428,280 X 1, 2, 3 X
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Secure Computing COM 813705100 489,300.00 46,600 X 1, 2, 3, 4 X
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Shared Medical COM 819486101 2,517,075.00 45,200 X 1, 2, 3 X
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Synopsis Inc. COM 871607107 4,095,750.00 76,200 X 1, 2, 3 X
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Synopsis Inc. COM 871607107 1,419,000.00 26,400 X 1, 2, 3, 4 X
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Thermo Cardiosystems Inc. COM 88355K200 4,814,552.00 601,819 X 1, 2, 3 X
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Valley Forge Scientific COM 919656108 287,205.00 114,882 X 1, 2, 3 X
Corp.
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</TABLE>
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<TABLE>
<CAPTION>
====================================================================================================================================
Investment Discretion Voting Authority
---------------------- ---------------------------
Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
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<S> <C> <C> <C> <C> <C> <C> <C>
Winstar Communications COM 975515107 1,479,038.00 40,700 X 1, 2, 3, 4 X
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Xilinx Inc. COM 983919101 931,152.75 22,956 X 1, 2, 3 X
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Xilinx Inc. COM 983919101 932,937.50 23,000 X 1, 2, 3, 4 X
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Total $118,323,835.00
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</TABLE>
