UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND
RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
(Please read instructions before preparing form.)
If amended report check here:
Stanley Knowlton
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Name of Institutional Investment Manager
Knowlton Brothers, Inc. 530 Fifth Avenue New York NY 10036
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Business Address (Street) (City) (State) (Zip)
Stanley Knowlton 212-764-3602
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 13th day of
November, 2000.
Stanley Knowlton
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(Name of Institutional Investment Manager)
/s/ Stanley Knowlton
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name 13F File No.:
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Page 2 of 2
Knowlton Brothers, Inc. - Form 13F
In accordance with General Instruction B to Form 13F, the information required
to be contained in this Form 13F is being reported on behalf of Mr. Stanley
Knowlton by Knowlton Brothers, Inc.
<PAGE>
Investment Discretion Voting Authority
<TABLE>
<CAPTION>
Issuer Class CUSIP Value Position Sole Shared Shared Managers Sole Shared
Instr.V
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AES Corp. COM 00130H105 8,471,258.00 123,668 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
AES Corp. COM 00130H105 2,164,600.00 31,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Alloy Online COM 19855105 428,400.00 50,400 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Altera Corp. COM 21441100 1,156,550.00 24,200 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Alza COM 22615108 3,628,502.00 41,948 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
AT&T Liberty Media COM 1957208 1,864,800.00 103,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Avant! COM 53487104 1,600,525.00 87,700 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Biosite Diagnostic COM 90945106 1,232,137.50 30,900 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Cognex Corp. COM 192422103 6,612,958.88 167,682 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Cognex Corp. COM 192422103 1,561,725.00 39,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Costco Wholesale COM 22160K105 1,701,456.25 48,700 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Dendrite COM 248239105 4,472,593.13 168,810 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
EMC COM 268648102 1,169,675.00 11,800 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Eclipsys COM 278856109 7,731,680.00 483,230 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Eclipsys COM 278856109 1,641,600.00 102,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
E Trade Group COM 269246104 871,187.50 53,000 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Electronics for Imaging COM 286082102 2,822,950.00 111,800 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Genzyme Corp Gen Div COM 372917104 2,485,434.38 36,450 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Genzyme Corp Gen Div COM 372917104 1,247,831.25 18,300 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Gentex COM 371901109 936,125.00 37,445 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Hollis Eden COM 435902101 2,073,093.75 175,500 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
HNC Software COM 40425P107 13,826,312.50 169,000 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
HNC Software COM 40425P107 2,225,300.00 27,200 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Hot Jobs.com COM 441474103 448,743.75 26,300 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Issuer Class CUSIP Value Position Sole Shared Shared Managers Sole Shared
Instr.V
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Idexx Laboratories Corp. COM 45168D104 1,803,431.50 67,418 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Idexx Laboratories Corp. COM 45168D104 1,974,150.00 73,800 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
iManage COM 45245Y105 1,848,000.00 231,000 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Impath COM 45255G101 13,298,796.25 210,674 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Information Architects COM 456698107 677,737.50 204,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Integral Systems COM 45810H107 1,022,437.50 61,500 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
ISG International Software COM M5733BI04 656,775.00 55,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Jabil Circuit COM 466313103 2,814,800.00 49,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Lifeminders.com COM 53220QI05 1,118,753.63 48,774 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Lifeminders.com COM 53220QI05 894,562.50 39,000 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Luminex COM 55027E102 706,800.00 18,600 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Luminex COM 55027E102 934,800.00 24,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Maxim Pharmaceutical COM 57772MI07 2,521,125.00 41,500 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Maxwell Shoe COM 577766108 784,243.75 70,100 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Micron Technology COM 595112103 1,173,000.00 25,500 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
MRV Communications Inc. COM 553477100 3,724,687.50 82,200 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Napro Biotherapeutics Inc. COM 630795102 1,148,381.25 125,850 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
NTL Incorporated Comm COM 629407107 1,314,395.06 28,381 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Network Associates COM 640938106 9,546,030.50 421,924 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Network Associates COM 640938106 2,521,556.25 111,450 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Novellus Systems COM 670008101 1,219,937.50 26,200 X 1,2,3 X
-----------------------------------------------------------------------------------------------------------------------------------
Novellus Systems COM 670008101 521,500.00 11,200 X 1, 2, 3,4 X
-----------------------------------------------------------------------------------------------------------------------------------
Oak Technology COM 671802106 2,198,431.50 80,308 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Oracle Corp. COM 68389X105 496,125.00 6,300 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Parametric Technology Corp. COM 699173100 6,849,948.44 626,281 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Parametric Technology Corp. COM 699173100 1,735,781.25 158,700 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Issuer Class CUSIP Value Position Sole Shared Shared Managers Sole Shared
Instr.V
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Phillips Van Heusen COM 718592108 512,531.25 49,700 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Pinnacle Systems Inc. COM 723481107 6,619,837.50 588,430 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
PE Celera Genomics COM 69332S201 617,675.00 6,200 X 1, 2, 3,4 X
-----------------------------------------------------------------------------------------------------------------------------------
PRI Automation COM 69357H106 547,500.00 30,000 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
QRS COM 74726X105 4,866,964.88 323,118 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Remedy COM 759548100 2,019,625.00 107,000 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Synopsis Inc. COM 871607107 8,173,425.00 215,800 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Synopsis Inc. COM 871607107 1,401,375.00 37,000 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Thermo Cardiosystems COM 88355K200 1,857,710.25 210,804 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Verisign COM 92343E102 4,643,137.63 22,922 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Verisign COM 92343E102 3,242,417.94 16,007 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Wiley, John & Sons COM 968223206 3,032,337.50 132,200 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Wind River Systems COM 973149107 2,187,819.56 45,639 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Wind River Systems COM 973149107 1,981,832.13 41,342 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Winstar Communications COM 975515107 847,617.50 54,685 X 1, 2, 3 X
-----------------------------------------------------------------------------------------------------------------------------------
Winstar Communications COM 975515107 981,925.00 63,350 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
Xilinx Inc. COM 983919101 1,421,375.00 16,600 X 1, 2, 3, 4 X
-----------------------------------------------------------------------------------------------------------------------------------
180,836,731.91
</TABLE>
