UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND
RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999
(Please read instructions before preparing form.)
If amended report check here: [ ]
Stanley Knowlton
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Name of Institutional Investment Manager
Knowlton Brothers, Inc. 530 Fifth Avenue New York NY 10036
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Business Address (Street) (City) (State) (Zip)
Stanley Knowlton 212-764-3602
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 11th day of
February, 2000.
Stanley Knowlton
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(Name of Institutional Investment Manager)
/s/ Stanley Knowlton
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----- ------------- ----- -------------
1. Knowlton Brothers, Inc. 28-5340 1. ______________ _______
2. Knowlton, Christopher 28-5342 2. ______________ _______
3. Knowlton, Winthrop 28-5344 3. ______________ _______
4. Lee, Dwight 28-2649 4. ______________ _______
5. _______________________ _______ 5. ______________ _______
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Investment Discretion Voting Authority
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Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
- ------ ----- ----- ----- -------- ---- ------- ------ -------- ---- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AES Corp. COM 00130H105 6,245,586.75 83,553 X 1, 2, 3 X
AES Corp. COM 00130H105 1,726,725.00 23,100 X 1, 2, 3, 4 X
Altera Corp. COM 21441100 679,006.25 13,700 X 1, 2, 3, 4 X
AT&T Liberty Media COM 1957208 869,231.25 15,300 X 1, 2, 3, 4 X
Banco Latinoamerican COM P16994132 1,711,158.75 72,430 X 1, 2, 3 X
Biosite Diagnostic COM 90945106 1,251,200.00 78,200 X 1, 2, 3, 4 X
Cognex Corp. COM 192422103 6,780,462.00 173,858 X 1, 2, 3 X
Cognex Corp. COM 192422103 1,669,200.00 42,800 X 1, 2, 3, 4 X
Costco COM 22160Q102 812,125.00 8,900 X 1, 2, 3, 4 X
Dell Computer COM 247025109 362,100.00 7,100 X 1, 2, 3, 4 X
EMC COM 268648102 1,627,825.00 14,900 X 1, 2, 3, 4 X
Eclipsys COM 278856109 15,435,987.50 602,380 X 1, 2, 3 X
Eclipsys COM 278856109 1,360,687.50 53,100 X 1, 2, 3, 4 X
Gensyme Corp Gen Div COM 372917104 2,148,750.00 47,750 X 1, 2, 3 X
Gensyme Corp Gen Div COM 372917104 922,500.00 20,500 X 1, 2, 3, 4 X
Global Crossing Ltd. COM G39221A100 460,000.00 9,200 X 1, 2, 3, 4 X
Globalstar Telecommunication COM G3930H104 484,000.00 11,000 X 1, 2, 3, 4 X
HNC Software COM 40425P107 14,450,737.50 136,650 X 1, 2, 3 X
HNC Software COM 40425P107 1,840,050.00 17,400 X 1, 2, 3, 4 X
Hollis Eden COM 435902101 499,037.50 48,100 X 1, 2, 3 X
Idexx Laboratories Corp. COM 45168D104 2,584,837.50 160,300 X 1, 2, 3 X
Idexx Laboratories Corp. COM 45168D104 1,254,525.00 77,800 X 1, 2, 3, 4 X
Impath COM 45255G101 5,414,626.25 212,860 X 1, 2, 3 X
Integrated Systems Inc. COM 45812M104 1,538,840.63 45,850 X 1, 2, 3, 4 X
ISG International Software COM M5733B104 982,800.00 62,400 X 1, 2, 3, 4 X
Jabil Circuit COM 466313103 2,138,900.00 29,300 X 1, 2, 3 X
Maxim Pharmaceutical COM 57772M107 812,000.00 40,600 X 1, 2, 3, 4 X
Maxwell Shoe COM 577766108 280,000.00 35,000 X 1, 2, 3 X
Mercury Interactive Corp. COM 589405109 1,176,518.75 10,900 X 1, 2, 3, 4 X
MRV Communications Inc. COM 553477100 3,382,675.00 53,000 X 1, 2, 3, 4 X
Napro Biotherapeutics Inc. COM 630795102 421,846.88 127,350 X 1, 2, 3 X
National Data COM 635621105 1,316,823.50 38,800 X 1, 2, 3 X
NTL Incorporated Comm COM 629407107 2,697,718.75 21,625 X 1, 2, 3, 4 X
Network Associates COM 640938106 3,863,114.13 143,712 X 1, 2, 3 X
Network Associates COM 640938106 1,429,113.43 53,550 X 1, 2, 3, 4 X
Network Solutions COM 64121Q102 5,939,238.69 27,299 X 1, 2, 3 X
Network Solutions COM 64121Q102 2,915,337.50 13,400 X 1, 2, 3, 4 X
Oak Technology COM 671802105 2,340,500.00 248,000 X 1, 2, 3 X
Oracle Corp. COM 68389X105 795,643.75 7,100 X 1, 2, 3 X
Parametric Technology Corp. COM 699173100 11,920,517.06 440,481 X 1, 2, 3 X
Parametric Technology Corp. COM 699173100 2,538,462.50 93,800 X 1, 2, 3, 4 X
Pinnacle Systems Inc. COM 7234811070 15,950,313.75 392,020 X 1, 2, 3 X
Protocol Systems COM 74371R106 1,161,000.00 129,000 X 1, 2, 3 X
QRS COM 74726X106 4,788,000.00 45,600 X 1, 2, 3 X
Remedy COM 759548100 3,856,325.00 81,400 X 1, 2, 3 X
Shared Medical COM 819486101 2,465,375.00 48,400 X 1, 2, 3 X
Starbucks COM 855244109 1,452,575.00 59,900 X 1, 2, 3 X
Starbucks COM 855244109 681,425.00 28,100 X 1, 2, 3, 4 X
Synopsis Inc. COM 871607107 10,594,560.00 158,720 X 1, 2, 3 X
Synopsis Inc. COM 871607107 2,062,575.00 30,900 X 1, 2, 3, 4 X
Thermo Cardiosystems Inc. COM 88355K200 3,187,130.63 485,658 X 1, 2, 3 X
Valley Forge Scientific Corp. COM 919656108 264,011.50 68,132 X 1, 2, 3 X
Wiley John & Sons COM 968223206 2,008,325.00 119,900 X 1, 2, 3 X
Winstar Communications COM 975515107 1,821,050.00 24,200 X 1, 2, 3 X
Winstar Communications COM 975515107 1,806,000.00 24,000 X 1, 2, 3, 4 X
Xilinx Inc. COM 983919101 2,845,718.75 18,600 X 1, 2, 3, 4 X
Xionics Document Tech COM 98412X103 365,312.50 35,000 X 1, 2, 3 X
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Total 170,363,109.13
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